| Name: | JULIUS BAER FINANCIAL MARKETS, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN DESIGNATION OF THE SECRETARY OF STATE |
| Status: | Recorded |
| Date of registration: | 27 Feb 2008 (17 years ago) |
| Date of dissolution: | 27 Feb 2008 |
| Entity Number: | 3637129 |
| County: | Blank |
| Place of Formation: | Delaware |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| JULIUS BAER FINANCIAL MARKETS, LLC 401(K) PROFIT SHARING PLAN | 2010 | 203734369 | 2011-11-29 | JULIUS BAER FINANCIAL MARKETS, LLC | 2 | |||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 203734369 |
| Plan administrator’s name | JULIUS BAER FINANCIAL MARKETS, LLC |
| Plan administrator’s address | ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020 |
| Administrator’s telephone number | 2124064644 |
Signature of
| Role | Plan administrator |
| Date | 2011-11-28 |
| Name of individual signing | TERESA B. RIGGIN |
| Role | Employer/plan sponsor |
| Date | 2011-11-28 |
| Name of individual signing | TERESA B. RIGGIN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-10-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124074644 |
| Plan sponsor’s address | ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020 |
Plan administrator’s name and address
| Administrator’s EIN | 203734369 |
| Plan administrator’s name | JULIUS BAER FINANCIAL MARKETS, LLC |
| Plan administrator’s address | ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020 |
| Administrator’s telephone number | 2124074644 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-12 |
| Name of individual signing | TERESA B. RIGGIN |
| Role | Employer/plan sponsor |
| Date | 2011-07-12 |
| Name of individual signing | TERESA B. RIGGIN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122971933 |
| Plan sponsor’s address | ONE ROCKEFELLER PLAZA, SUITE 1722, NEW YORK, NY, 10020 |
Plan administrator’s name and address
| Administrator’s EIN | 203734369 |
| Plan administrator’s name | JULIUS BAER FINANCIAL MARKETS, LLC |
| Plan administrator’s address | ONE ROCKEFELLER PLAZA, SUITE 1722, NEW YORK, NY, 10020 |
| Administrator’s telephone number | 2122971933 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-30 |
| Name of individual signing | ELLIOT MAYERHOFF |
| Role | Employer/plan sponsor |
| Date | 2010-09-30 |
| Name of individual signing | ELLIOT MAYERHOFF |
Date of last update: 28 Mar 2025
Sources: New York Secretary of State
