SYMS CORP

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1995-08-01
Business code	448140
Plan sponsor’s address	1800 WALT WHITMAN RD, MELVILLE, NY, 11747

Signature of

Role	Plan administrator
Date	2013-03-11
Name of individual signing	ANTHONY WARD

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1968-12-31
Business code	448140
Sponsor’s telephone number	6312490500
Plan sponsor’s mailing address	1800 WALT WHITMAN RD, MELVILLE, NY, 11747
Plan sponsor’s address	1800 WALT WHITMAN RD, MELVILLE, NY, 11747

Number of participants as of the end of the plan year

Active participants	0
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2014-02-05
Name of individual signing	ANTHONY WARD
Valid signature	Filed with authorized/valid electronic signature

Inspection Type	Planned
Scope	Complete
Safety/Health	Safety
Close Conference	1975-10-06
Case Closed	1976-03-29

Violation Items

Citation ID	01001
Citaton Type	Other
Standard Cited	19260401 J01
Issuance Date	1975-10-07
Abatement Due Date	1975-11-03
Current Penalty	25.0
Initial Penalty	25.0
Contest Date	1975-10-15
Nr Instances	2
Citation ID	01002
Citaton Type	Other
Standard Cited	19260401 A01
Issuance Date	1975-10-07
Abatement Due Date	1975-11-03
Current Penalty	25.0
Initial Penalty	25.0
Contest Date	1975-10-15
Nr Instances	1
Citation ID	01003
Citaton Type	Other
Standard Cited	19260350 A01
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Current Penalty	25.0
Initial Penalty	25.0
Contest Date	1975-10-15
Nr Instances	9
Citation ID	01004
Citaton Type	Other
Standard Cited	19260304 F
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Current Penalty	50.0
Initial Penalty	50.0
Contest Date	1975-10-15
Nr Instances	1
Citation ID	01005
Citaton Type	Other
Standard Cited	19260500 B
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Current Penalty	125.0
Initial Penalty	125.0
Contest Date	1975-10-15
Nr Instances	1
Citation ID	01006
Citaton Type	Other
Standard Cited	19260025 A
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Current Penalty	25.0
Initial Penalty	25.0
Contest Date	1975-10-15
Nr Instances	1
Citation ID	01007
Citaton Type	Other
Standard Cited	19260451 A04
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Current Penalty	125.0
Initial Penalty	125.0
Contest Date	1975-10-15
Nr Instances	1
Citation ID	01008
Citaton Type	Other
Standard Cited	19030002 A
Issuance Date	1975-10-07
Abatement Due Date	1975-10-10
Contest Date	1975-10-15
Nr Instances	1

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	no monetary award
Judgement	plaintiff
Arbitration On Termination	Exempt
Office	9
Filing Date	1993-06-14
Termination Date	1993-09-30
Section	1114

Parties

Name	SYMS CORP
Role	Plaintiff
Name	SYMS FURNITURE INC.
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Plaintiff demands jury
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	9
Filing Date	1988-12-21
Termination Date	1990-05-07
Date Issue Joined	1989-02-14
Pretrial Conference Date	1989-10-26
Section	1332

Parties

Name	SYMS CORP
Role	Plaintiff
Name	VILLENCY, ROBERT ET ANO
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	300
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	7
Filing Date	1994-05-04
Termination Date	1995-12-15
Date Issue Joined	1994-06-30
Pretrial Conference Date	1994-06-15
Section	1983

Parties

Name	LEONE
Role	Plaintiff
Name	SYMS CORP
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2002-07-03
Termination Date	2002-09-23
Section	0504
Status	Terminated

Parties

Name	ARKY
Role	Plaintiff
Name	SYMS CORP
Role	Defendant

Circuit	Second Circuit
Origin	reinstated/reopened (previously opened and closed, reopened for additional action)
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	1041
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	1989-05-04
Termination Date	1990-06-21

Parties

Name	SYMS CORP
Role	Plaintiff
Name	MWV JEBEL ALI
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Both plaintiff and defendant demand jury
Demanded Amount	> 10000$
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2006-06-01
Termination Date	2015-06-09
Date Issue Joined	2014-06-10
Section	1331
Sub Section	PI
Status	Terminated

Parties

Name	SOBOL
Role	Plaintiff
Name	SYMS CORP
Role	Defendant

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Exempt
Office	0
Filing Date	1992-09-11
Termination Date	1995-03-01
Section	1332

Parties

Name	SYMS CORP
Role	Plaintiff
Name	MICHAEL CONTRACTING
Role	Defendant

Circuit	Second Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2000-12-11
Termination Date	2003-02-14
Date Issue Joined	2000-12-18
Pretrial Conference Date	2001-04-06
Section	1332
Status	Terminated

Parties

Name	TARGUM
Role	Plaintiff
Name	SYMS CORP
Role	Defendant