| Name: | OTC MARKETS GROUP INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 03 Apr 2008 (17 years ago) |
| Entity Number: | 3653541 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Principal Address: | 300 VESEY STREET, (ONE NORTH END AVE.) 12 TH FL,, NEW YORK, NY, United States, 10282 |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 60G24 | Active | Non-Manufacturer | 2010-05-25 | 2024-06-24 | 2029-06-24 | 2025-06-20 | |||||||||||||||||||||
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| POC | DANIEL ZINN |
| Phone | +1 212-896-4413 |
| Address | 300 VESEY ST FL 12, NEW YORK, NY, 10282 1102, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (1) | |
|---|---|
| CAGE number | 6SGV1 |
| Owner Type | Immediate |
| Legal Business Name | OTC LINK LLC |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OTC MARKETS GROUP,INC. 401K PLAN | 2011 | 133941069 | 2012-09-07 | OTC MARKETS GROUP,INC. | 105 | |||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 133941069 |
| Plan administrator’s name | OTC MARKETS GROUP,INC. |
| Plan administrator’s address | 304 HUDSON STREET, NEW YORK, NY, 100131015 |
| Administrator’s telephone number | 2128964400 |
Signature of
| Role | Plan administrator |
| Date | 2012-09-07 |
| Name of individual signing | WENDY FRAULO |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-06-01 |
| Business code | 511190 |
| Sponsor’s telephone number | 2128964400 |
| Plan sponsor’s address | 304 HUDSON STREET, NEW YORK, NY, 100131015 |
Plan administrator’s name and address
| Administrator’s EIN | 133941069 |
| Plan administrator’s name | OTC MARKETS GROUP,INC. |
| Plan administrator’s address | 304 HUDSON STREET, NEW YORK, NY, 100131015 |
| Administrator’s telephone number | 2128964400 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-21 |
| Name of individual signing | WENDY FRAULO |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY STREET, NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| C/O C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| R CROMWELL COULSON | Chief Executive Officer | 300 VESEY STREET, (ONE NORTH END AVE.) 12 TH FL, NEW YORK, NY, United States, 10282 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-04-04 | 2024-04-04 | Address | 300 VESEY STREET, (ONE NORTH END AVE.) 12 TH FL, NEW YORK, NY, 10282, USA (Type of address: Chief Executive Officer) |
| 2023-06-13 | 2023-06-13 | Address | 300 VESEY STREET, (ONE NORTH END AVE.) 12 TH FL, NEW YORK, NY, 10282, USA (Type of address: Chief Executive Officer) |
| 2023-06-13 | 2024-04-04 | Address | 304 HUDSON STREET, 3RD FLOOR, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer) |
| 2023-06-13 | 2024-04-04 | Address | 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2023-06-13 | 2024-04-04 | Address | 300 VESEY STREET, (ONE NORTH END AVE.) 12 TH FL, NEW YORK, NY, 10282, USA (Type of address: Chief Executive Officer) |
| 2023-06-13 | 2024-04-04 | Address | 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2023-06-13 | 2023-06-13 | Address | 304 HUDSON STREET, 3RD FLOOR, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer) |
| 2019-04-26 | 2023-06-13 | Address | 300 VESEY STREET,, (ONE NORTH END AVE.) 12 TH FL, NEW YORK, NY, 10282, USA (Type of address: Service of Process) |
| 2012-05-29 | 2023-06-13 | Address | 304 HUDSON STREET, 3RD FLOOR, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer) |
| 2008-04-03 | 2019-04-26 | Address | 2ND FLOOR, 304 HUDSON STREET, NEW YORK, NY, 10013, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240404003919 | 2024-04-04 | BIENNIAL STATEMENT | 2024-04-04 |
| 230613002085 | 2023-06-12 | CERTIFICATE OF CHANGE BY ENTITY | 2023-06-12 |
| 220310001639 | 2022-03-10 | BIENNIAL STATEMENT | 2020-04-01 |
| 190426000182 | 2019-04-26 | CERTIFICATE OF CHANGE | 2019-04-26 |
| 160405006735 | 2016-04-05 | BIENNIAL STATEMENT | 2016-04-01 |
| 140407007084 | 2014-04-07 | BIENNIAL STATEMENT | 2014-04-01 |
| 120529002158 | 2012-05-29 | BIENNIAL STATEMENT | 2012-04-01 |
| 110125000003 | 2011-01-25 | CERTIFICATE OF AMENDMENT | 2011-01-25 |
| 080403000302 | 2008-04-03 | APPLICATION OF AUTHORITY | 2008-04-03 |
| Contract Type | Award or IDV Flag | PIID | Start Date | Current End Date | Potential End Date | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PO | AWARD | SECHQ110P0076 | 2010-09-16 | 2011-05-31 | 2011-05-31 | |||||||||||||||||||||||||
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| Title | PINK OTC MARKETS, INC. |
| NAICS Code | 523999: MISCELLANEOUS FINANCIAL INVESTMENT ACTIVITIES |
| Product and Service Codes | R703: ACCOUNTING SERVICES |
Recipient Details
| Recipient | OTC MARKETS GROUP INC. |
| UEI | H6NFQ3JTKVY5 |
| Legacy DUNS | 001316686 |
| Recipient Address | UNITED STATES, 304 HUDSON ST 2ND FL, NEW YORK, 100131015 |
| Unique Award Key | CONT_AWD_SECHQ111P0060_5000_-NONE-_-NONE- |
| Awarding Agency | Securities and Exchange Commission |
| Link | View Page |
Description
| Title | OTCQUOTE.COM FROM OTC MARKETS GROUP |
| NAICS Code | 523999: MISCELLANEOUS FINANCIAL INVESTMENT ACTIVITIES |
| Product and Service Codes | R703: ACCOUNTING SERVICES |
Recipient Details
| Recipient | OTC MARKETS GROUP INC. |
| UEI | H6NFQ3JTKVY5 |
| Legacy DUNS | 001316686 |
| Recipient Address | UNITED STATES, 304 HUDSON ST 2ND FL, NEW YORK, 100131015 |
| Unique Award Key | CONT_AWD_SECHQ111P0060A_5000_-NONE-_-NONE- |
| Awarding Agency | Securities and Exchange Commission |
| Link | View Page |
Description
| Title | THIS MODIFICATION IS TO OFFICIALLY CLOSE OUT THE SERVICES OF OTCQUOTE.COM |
| NAICS Code | 523999: MISCELLANEOUS FINANCIAL INVESTMENT ACTIVITIES |
| Product and Service Codes | R703: SUPPORT- MANAGEMENT: ACCOUNTING |
Recipient Details
| Recipient | OTC MARKETS GROUP INC. |
| UEI | H6NFQ3JTKVY5 |
| Legacy DUNS | 001316686 |
| Recipient Address | UNITED STATES, 304 HUDSON ST 2ND FL, NEW YORK, 100131015 |
| Unique Award Key | CONT_AWD_50310224P0030_5000_-NONE-_-NONE- |
| Awarding Agency | Securities and Exchange Commission |
| Link | View Page |
Award Amounts
| Obligated Amount | 84000.00 |
| Current Award Amount | 84000.00 |
| Potential Award Amount | 420000.00 |
Description
| Title | ACCESS TO OTC MARKET DATA |
| NAICS Code | 523999: MISCELLANEOUS FINANCIAL INVESTMENT ACTIVITIES |
| Product and Service Codes | 7H20: IT AND TELECOM - PLATFORM PRODUCTS: DATABASE, MAINFRAME, MIDDLEWARE (HW, PERPETUAL LICENSE SOFTWARE) |
Recipient Details
| Recipient | OTC MARKETS GROUP INC. |
| UEI | H6NFQ3JTKVY5 |
| Recipient Address | UNITED STATES, 300 VESEY ST FL 12, NEW YORK, NEW YORK, NEW YORK, 102821102 |
Date of last update: 03 Feb 2025
Sources: New York Secretary of State
