|
0800908
|
Securities, Commodities, Exchange
|
2008-01-25
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-01-25
|
| Termination Date |
2008-05-01
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
ALETTI GESTIELLE SGR S.,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0801975
|
Securities, Commodities, Exchange
|
2008-02-27
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-02-27
|
| Termination Date |
2012-04-30
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
NORDEA INVEST FUND MANA,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0801985
|
Securities, Commodities, Exchange
|
2008-02-28
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-02-28
|
| Termination Date |
2012-04-30
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
WESTLB MELLON ASSET MANAGEMENT
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0801938
|
Securities, Commodities, Exchange
|
2008-02-26
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-02-26
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
FIDEURAM INVESTIMENTI S,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0800116
|
Securities, Commodities, Exchange
|
2008-01-07
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-01-07
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
TREDJE AP-FONDEN
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0707778
|
Securities, Commodities, Exchange
|
2007-08-31
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-08-31
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
HELABA INVEST KAPITALANLAGEGES
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0709229
|
Securities, Commodities, Exchange
|
2007-10-15
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-10-15
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
ARBEJDSMARKEDETS TILLAE,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0711484
|
Securities, Commodities, Exchange
|
2007-12-21
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-12-21
|
| Termination Date |
2012-11-15
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
CAISSE DE DEPOT ET PLACEMENT D
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0708208
|
Securities, Commodities, Exchange
|
2007-09-20
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-09-20
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Fee Status |
FP
|
| Status |
Terminated
|
Parties
| Name |
HSBC TRINKAUS & BURKHARDT AG
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0707803
|
Securities, Commodities, Exchange
|
2007-09-04
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-09-04
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
MELTZER INVESTMENT GMBH,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0708156
|
Securities, Commodities, Exchange
|
2007-09-18
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-09-18
|
| Termination Date |
2012-11-15
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
ALLIANZ GLOBAL INVESTOR,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0800418
|
Securities, Commodities, Exchange
|
2008-01-16
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-01-16
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
EURIZON CAPITAL S.A.
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0802058
|
Securities, Commodities, Exchange
|
2008-02-29
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-02-29
|
| Termination Date |
2012-08-29
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
GAM FUND MANAGEMENT LIMITED
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0707776
|
Securities, Commodities, Exchange
|
2007-08-31
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-08-31
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
DEKA INVESTMENT,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0707802
|
Securities, Commodities, Exchange
|
2007-09-04
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-09-04
|
| Termination Date |
2008-02-07
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
IFOS INTERNATIONALE FONDS SERV
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0711305
|
Securities, Commodities, Exchange
|
2007-12-17
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-12-17
|
| Termination Date |
2012-04-30
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
AGF ASSET MANAGEMENT, S.A.
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0802056
|
Securities, Commodities, Exchange
|
2008-02-29
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-02-29
|
| Termination Date |
2012-08-08
|
| Section |
0077
|
| Status |
Terminated
|
Parties
| Name |
PETERCAM S.A./N.V.
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0802166
|
Securities, Commodities, Exchange
|
2008-03-04
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order entered
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2008-03-04
|
| Termination Date |
2012-08-08
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
CI INVESTMENTS INC.
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0907962
|
Securities, Commodities, Exchange
|
2009-09-16
|
court trial
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Both plaintiff and defendant demand jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
after court trial
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2009-09-16
|
| Termination Date |
2013-02-28
|
| Date Issue Joined |
2012-09-14
|
| Trial Begin Date |
2013-02-18
|
| Trial End Date |
2013-02-19
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
GAMCO GLOBAL SERIES FUN,
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
|
0707370
|
Securities, Commodities, Exchange
|
2007-08-17
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Neither plaintiff nor defendant demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2007-08-17
|
| Termination Date |
2012-11-15
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
NORGES BANK
|
| Role |
Plaintiff
|
|
| Name |
VIVENDI S.A.
|
| Role |
Defendant
|
|
|
