FOLIO DYNAMICS INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2008-01-01
Business code	523900
Sponsor’s telephone number	2127995890
Plan sponsor’s address	52 VANDERBILT AVE., 18TH FL, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN	261526401
Plan administrator’s name	FOLIO DYNAMICS, INC.
Plan administrator’s address	52 VANDERBILT AVENUE, 18TH FL, NEW YORK, NY, 10017
Administrator’s telephone number	2127995890

Signature of

Role	Plan administrator
Date	2014-07-10
Name of individual signing	JONELLE STENSON

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2008-01-01
Business code	523900
Sponsor’s telephone number	2127995890
Plan sponsor’s address	52 VANDERBILT AVE., 18TH FL, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN	261526401
Plan administrator’s name	FOLIO DYNAMICS, INC.
Plan administrator’s address	52 VANDERBILT AVENUE, 18TH FL, NEW YORK, NY, 10017
Administrator’s telephone number	2127995890

Signature of

Role	Plan administrator
Date	2013-03-05
Name of individual signing	JONELLE STENSON

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2008-01-01
Business code	523900
Sponsor’s telephone number	2127995890
Plan sponsor’s address	52 VANDERBILT AVE., 18TH FL, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN	261526401
Plan administrator’s name	FOLIO DYNAMICS, INC.
Plan administrator’s address	52 VANDERBILT AVENUE, 18TH FL, NEW YORK, NY, 10017
Administrator’s telephone number	2127995890

Signature of

Role	Plan administrator
Date	2012-05-30
Name of individual signing	JONELLE STENSON

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2008-01-01
Business code	523900
Sponsor’s telephone number	2127995890
Plan sponsor’s address	52 VANDERBILT AVE., 18TH FL, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN	261526401
Plan administrator’s name	FOLIO DYNAMICS, INC.
Plan administrator’s address	52 VANDERBILT AVENUE, 18TH FL, NEW YORK, NY, 10017
Administrator’s telephone number	2127995890

Signature of

Role	Plan administrator
Date	2011-05-23
Name of individual signing	JONELLE STENSON

Circuit	Second Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2016-05-31
Termination Date	2016-08-29
Section	1441
Sub Section	NR
Status	Terminated

Parties

Name	FOLIO DYNAMICS INC.
Role	Plaintiff
Name	CAPITAL ASSET ADVISORY SERVICE
Role	Defendant