| Name: | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 29 Aug 2008 (17 years ago) |
| Entity Number: | 3714747 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 140 BROADWAY, 44TH FLOOR, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | DOS Process Agent | 140 BROADWAY, 44TH FLOOR, NEW YORK, NY, United States, 10005 |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
| Start date | End date | Type | Value |
|---|---|---|---|
| 2010-08-27 | 2024-08-06 | Address | 140 BROADWAY 44TH FLR, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2008-08-29 | 2010-08-27 | Address | 11 BROADWAY, SUITE 615, NEW YORK, NY, 10004, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240806000994 | 2024-08-06 | BIENNIAL STATEMENT | 2024-08-06 |
| 220928010094 | 2022-09-28 | BIENNIAL STATEMENT | 2022-08-01 |
| 200821060361 | 2020-08-21 | BIENNIAL STATEMENT | 2020-08-01 |
| 170317006193 | 2017-03-17 | BIENNIAL STATEMENT | 2016-08-01 |
| 140820006407 | 2014-08-20 | BIENNIAL STATEMENT | 2014-08-01 |
Date of last update: 28 Mar 2025
Sources: New York Secretary of State
