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  5. QUAD CAPITAL, LLC

QUAD CAPITAL, LLC

Company Details

Name: QUAD CAPITAL, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 29 Oct 2008 (16 years ago)
Entity Number: 3737190
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 110 WALL STREET, STE. 901, NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2014 800290371 2015-10-28 QUAD CAPITAL, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 2122012120
Plan sponsor’s address 77 WATER STREET, 16TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2015-10-28
Name of individual signing PAUL RUBACKY
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2014 800290371 2015-07-27 QUAD CAPITAL, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 2122012120
Plan sponsor’s address 77 WATER STREET, 16TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2015-07-27
Name of individual signing PAUL RUBACKY
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2013 800290371 2014-07-29 QUAD CAPITAL, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 2122012120
Plan sponsor’s address 77 WATER STREET, 16TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2014-07-29
Name of individual signing PAUL RUBACKY
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2012 800290371 2013-06-19 QUAD CAPITAL, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523110
Sponsor’s telephone number 2122012120
Plan sponsor’s address 77 WATER STREET, 16TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2013-06-19
Name of individual signing PAUL RUBACKY
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2011 800290371 2012-06-14 QUAD CAPITAL, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523110
Sponsor’s telephone number 2122012120
Plan sponsor’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 800290371
Plan administrator’s name QUAD CAPITAL, LLC
Plan administrator’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number 2122012120

Signature of
Role Plan administrator
Date 2012-06-14
Name of individual signing PAUL RUBACKY
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2010 800290371 2011-08-19 QUAD CAPITAL, LLC 41
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 2122012120
Plan sponsor’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 800290371
Plan administrator’s name QUAD CAPITAL, LLC
Plan administrator’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number 2122012120

Signature of
Role Plan administrator
Date 2011-08-19
Name of individual signing SETH ROSEN
Role Employer/plan sponsor
Date 2011-08-19
Name of individual signing SETH ROSEN
QUAD CAPITAL, LLC 401(K) PROFIT SHARING PLAN 2010 800290371 2011-11-21 QUAD CAPITAL, LLC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 2122012120
Plan sponsor’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address
Administrator’s EIN 800290371
Plan administrator’s name QUAD CAPITAL, LLC
Plan administrator’s address 110 WALL STREET, 9TH FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number 2122012120

Signature of
Role Plan administrator
Date 2011-11-21
Name of individual signing SETH ROSEN
Role Employer/plan sponsor
Date 2011-11-21
Name of individual signing SETH ROSEN

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 110 WALL STREET, STE. 901, NEW YORK, NY, United States, 10005

Filings

Filing Number Date Filed Type Effective Date
101117002522 2010-11-17 BIENNIAL STATEMENT 2010-10-01
090120000610 2009-01-20 CERTIFICATE OF PUBLICATION 2009-01-20
081029000386 2008-10-29 APPLICATION OF AUTHORITY 2008-10-29

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Date of last update: 03 Feb 2025

Sources: New York Secretary of State

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