ELECTRO ABRASIVES, LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2024-03-21
Name of individual signing	SHARON VOELKER
Role	Employer/plan sponsor
Date	2024-03-21
Name of individual signing	SHARON VOELKER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2022-06-02
Name of individual signing	SHARON VOELKER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2021-06-28
Name of individual signing	SHARON VOELKER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2020-08-28
Name of individual signing	SHARON VOELKER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2019-05-09
Name of individual signing	SHARON LACEWELL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2018-06-01
Name of individual signing	SHARON M LACEWELL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2017-06-30
Name of individual signing	SHARON LACEWELL
Role	Employer/plan sponsor
Date	2017-06-30
Name of individual signing	SHARON LACEWELL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2016-04-19
Name of individual signing	SHARON LACEWELL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2015-07-30
Name of individual signing	SHARON LACEWELL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1987-05-01
Business code	339900
Sponsor’s telephone number	7168222500
Plan sponsor’s address	701 WILLET ROAD, BUFFALO, NY, 14218

Signature of

Role	Plan administrator
Date	2014-08-12
Name of individual signing	SHARON LACEWELL
Role	Employer/plan sponsor
Date	2014-08-12
Name of individual signing	SHARON LACEWELL

Register	Principal
Mark Type	Trademark
Status	The registration has been renewed.
Status Date	2021-01-12

Mark Information

Mark Literal Elements	ELECTROCARB
Standard Character Claim	No
Mark Drawing Type	5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services

For	SILICON CARBIDE AND MIXTURES COMPOSED PRINCIPALLY OF SILICON CARBIDE, SAID MATERIALS BEING IN CRUDE OR PARTLY FINISHED FORM FOR USE AS FOUNDRY ADDITION AGENTS, CHEMICAL REDUCING AGENTS OR FOR USE IN THE MANUFACTURE OF ABRASIVES AND REFRACTORIES
International Class(es)	001
U.S Class(es)	001 - Primary Class
Class Status	ACTIVE
Basis	1(a)
First Use	Feb. 02, 1948
Use in Commerce	Feb. 02, 1948

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	ELECTRO ABRASIVES, LLC
Owner Address	701 WILLET ROAD BUFFALO, NEW YORK UNITED STATES 14218
Legal Entity Type	LIMITED LIABILITY COMPANY
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	David L. Principe
Attorney Email Authorized	Yes
Attorney Primary Email Address	dprincipe@phillipslytle.com
Correspondent e-mail	spiatkowski@phillipslytle.com, ipdocketing@phillipslytle.com, dprincipe@phillipslytle.com
Correspondent Name/Address	David L. Principe, Phillips Lytle LLP, 125 Main Street, One Canalside, BUFFALO, NEW YORK UNITED STATES 14203
Correspondent e-mail Authorized	Yes

Prosecution History

Date	Description
2021-01-12	NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2021-01-12	REGISTERED AND RENEWED (FIFTH RENEWAL - 10 YRS)
2021-01-12	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-01-12	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2020-10-20	TEAS SECTION 8 & 9 RECEIVED
2011-02-16	REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS)
2011-02-16	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2010-07-30	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2011-02-14	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2011-02-14	TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
2011-01-26	ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2010-08-13	POST REGISTRATION ACTION MAILED - SEC. 8 & 9
2010-07-30	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2010-07-30	PAPER RECEIVED
2010-07-28	ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2008-10-07	CASE FILE IN TICRS
2001-03-09	REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
2001-03-09	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2000-10-20	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1991-12-23	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
1990-12-07	RESPONSE RECEIVED TO POST REG. ACTION
1990-09-27	POST REGISTRATION ACTION MAILED - SEC. 9
1990-07-30	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1970-08-01	REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

Current Location	GENERIC WEB UPDATE
Date in Location	2021-01-12

Inspection Type	Referral
Scope	Partial
Safety/Health	Safety
Close Conference	2018-06-20
Emphasis	N: AMPUTATE
Case Closed	2018-12-03

Related Activity

Type	Referral
Activity Nr	1345958
Safety	Yes

Violation Items

Citation ID	01001
Citaton Type	Serious
Standard Cited	19100147 C04 I
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	3500.0
Initial Penalty	5174.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	1
Related Event Code (REC)	Referral
Gravity	10
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(4)(i): Procedures were not utilized for the control of potentially hazardous energy when employees were engaged in activities covered by this section: a) On or about 06/06/2018 in the production area; where an employee was attempting to unjam/unclog material in the chute of the Jet Mill while the machine was running (not shut down and locked out). ABATEMENT DOCUMENTATION REQUIRED
Citation ID	01002A
Citaton Type	Serious
Standard Cited	19100147 C06 I
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	2250.0
Initial Penalty	3696.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	18
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(6)(i): The employer did not conduct a periodic inspection of the energy control procedure at least annually to ensure that the procedure and the requirement of this standard were being followed: a) On or about 06/14/2018; where the most recent review of the company's energy control procedure was conducted in 2012. ABATEMENT CERTIFICATION REQUIRED
Citation ID	01002B
Citaton Type	Serious
Standard Cited	19100147 C04 II C
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	14
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(4)(ii)(C): The energy control procedure did not clearly and specifically outline the steps for placement, removal and transfer of lockout devices or tagout devices and the responsibility for them: a) On or about 06/14/2018; where the energy control procedures did not clearly and specifically outline steps for removal of energy control devices by someone other than the employee who applied the device [at least equivalent to the steps in 1910.147(e)(3)(i) through 1910.147(e)(3)(iii)]. ABATEMENT CERTIFICATION REQUIRED
Citation ID	01002C
Citaton Type	Serious
Standard Cited	19100147 C07 I B
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	14
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(7)(i)(B): Affected employees were not instructed in the purpose and use of the energy control procedure: a) On or about 06/14/2018 throughout the workplace; where "affected" employees were not trained in the lockout program/procedures. ABATEMENT CERTIFICATION REQUIRED
Citation ID	01002D
Citaton Type	Serious
Standard Cited	19100147 C07 I C
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	4
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(7)(i)(C): All other employees whose work operations are or may be in an area where energy control procedures may be utilized, were not instructed about the procedure, and about the prohibition relating to attempts to restart or reenergize machines or equipment which were locked out or tagged out: a) On or about 06/14/2018 throughout the workplace; where "other" employees were not trained in the lockout program/procedures. ABATEMENT CERTIFICATION REQUIRED
Citation ID	01003
Citaton Type	Serious
Standard Cited	19100212 A02
Issuance Date	2018-07-25
Abatement Due Date	2018-08-16
Current Penalty	2250.0
Initial Penalty	3696.0
Final Order	2018-08-07
Nr Instances	1
Nr Exposed	2
Related Event Code (REC)	Referral
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.212(a)(2): Guard(s) on machine(s) were not affixed to the machine or secured elsewhere when attachment to the machine was not possible: a) On or about 06/07/2018 in the production area; where screens covering the rotating parts of the Jet Mill were easily removed by hand without the use of tools permitting access to the shear hazard at the rotary valve in the Jet Mill. ABATEMENT DOCUMENTATION REQUIRED