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  5. HARBINGER CAPITAL PARTNERS LLC

HARBINGER CAPITAL PARTNERS LLC

Company Details

Name: HARBINGER CAPITAL PARTNERS LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 25 Feb 2009 (16 years ago)
Entity Number: 3778983
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 450 PARK AVENUE 30TH FLOOR, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HARBINGER CAPITAL PARTNERS LLC 401(K) PLAN 2012 800355570 2013-09-06 HARBINGER CAPITAL PARTNERS LLC 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-05-01
Business code 523900
Sponsor’s telephone number 2123395175
Plan sponsor’s mailing address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 800355570
Plan administrator’s name HARBINGER CAPITAL PARTNERS LLC
Plan administrator’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123395175

Number of participants as of the end of the plan year
Active participants 31
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 28
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 55
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 16

Signature of
Role Employer/plan sponsor
Date 2013-09-06
Name of individual signing KEITH HLADEK
Valid signature Filed with authorized/valid electronic signature
HARBINGER CAPITAL PARTNERS LLC 401(K) PLAN 2011 800355570 2012-11-28 HARBINGER CAPITAL PARTNERS LLC 64
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-05-01
Business code 523900
Sponsor’s telephone number 2123395175
Plan sponsor’s mailing address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 800355570
Plan administrator’s name HARBINGER CAPITAL PARTNERS LLC
Plan administrator’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123395175

Number of participants as of the end of the plan year
Active participants 46
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 12
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 54
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 13

Signature of
Role Plan administrator
Date 2012-11-28
Name of individual signing KEITH HLADEK
Valid signature Filed with authorized/valid electronic signature
HARBINGER CAPITAL PARTNERS LLC 401(K) PLAN 2010 800355570 2011-10-12 HARBINGER CAPITAL PARTNERS LLC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-05-01
Business code 523900
Sponsor’s telephone number 2123395175
Plan sponsor’s mailing address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 800355570
Plan administrator’s name HARBINGER CAPITAL PARTNERS LLC
Plan administrator’s address 450 PARK AVENUE, 30TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123395175

Number of participants as of the end of the plan year
Active participants 63
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 54
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-10-12
Name of individual signing KEITH HLADEK
Valid signature Filed with authorized/valid electronic signature
HARBINGER CAPITAL PARTNERS LLC 401K PLAN 2009 800355570 2010-10-07 HARBINGER CAPITAL PARTNERS LLC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-05-01
Business code 523900
Sponsor’s telephone number 2125216984
Plan sponsor’s address 450 PARK AVENUE, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 800355570
Plan administrator’s name HARBINGER CAPITAL PARTNERS LLC
Plan administrator’s address 450 PARK AVENUE, NEW YORK, NY, 10022
Administrator’s telephone number 2125216984

Signature of
Role Plan administrator
Date 2010-10-07
Name of individual signing PETER JENSON

DOS Process Agent

Name Role Address
C/O HARBINGER HOLDINGS LLC DOS Process Agent 450 PARK AVENUE 30TH FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2009-02-25 2009-10-16 Address 555 MADISON AVENUE, 16TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
110301002757 2011-03-01 BIENNIAL STATEMENT 2011-02-01
091016000808 2009-10-16 CERTIFICATE OF AMENDMENT 2009-10-16
090630000739 2009-06-30 CERTIFICATE OF PUBLICATION 2009-06-30
090225000431 2009-02-25 APPLICATION OF AUTHORITY 2009-02-25

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 03 Feb 2025

Sources: New York Secretary of State

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