| Name: | SMI CAPITAL MARKETS LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 12 Mar 2009 (16 years ago) |
| Entity Number: | 3785330 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | New York |
| Address: | DAVID M RODGERS, 560 LEXINGTON AVENUE 17THFLOOR, NEW YORK, NY, United States, 10022 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1511227 | 12715 NE 36TH STREET, BELLEVUE, WA, 98005 | 2018 156TH AVE NE SUITE 100 BUILDING F, BELLEVUE, WA, 98007 | 2064990158 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2024-07-25 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2024-04-03
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2024-04-03 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-01
| Form type | FOCUSN |
| File number | 008-68794 |
| Filing date | 2023-03-01 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-07
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2022-03-07 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2020-03-03
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2020-03-03 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2017-03-06
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2017-03-06 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-03-07
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2016-03-07 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-68794 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-68794 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | DAVID M RODGERS, 560 LEXINGTON AVENUE 17THFLOOR, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2009-03-12 | 2015-03-05 | Address | 30 ROCKEFELLER PLAZA, 41ST FLOOR, NEW YORK, NY, 10112, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 181219006408 | 2018-12-19 | BIENNIAL STATEMENT | 2017-03-01 |
| 151027000086 | 2015-10-27 | CERTIFICATE OF AMENDMENT | 2015-10-27 |
| 150305002004 | 2015-03-05 | BIENNIAL STATEMENT | 2015-03-01 |
| 130522000912 | 2013-05-22 | CERTIFICATE OF PUBLICATION | 2013-05-22 |
| 090312000504 | 2009-03-12 | ARTICLES OF ORGANIZATION | 2009-03-12 |
Date of last update: 03 Feb 2025
Sources: New York Secretary of State
