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SMI CAPITAL MARKETS LLC

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Company Details

Name: SMI CAPITAL MARKETS LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Mar 2009 (16 years ago)
Entity Number: 3785330
ZIP code: 10022
County: New York
Place of Formation: New York
Address: DAVID M RODGERS, 560 LEXINGTON AVENUE 17THFLOOR, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent DAVID M RODGERS, 560 LEXINGTON AVENUE 17THFLOOR, NEW YORK, NY, United States, 10022

Central Index Key

CIK number:
0001511227
Phone:
2064990158

Latest Filings

Form type:
X-17A-5
File number:
008-68794
Filing date:
2025-06-12
File:
Form type:
X-17A-5
File number:
008-68794
Filing date:
2024-07-25
File:
Form type:
X-17A-5
File number:
008-68794
Filing date:
2024-04-03
File:
Form type:
FOCUSN
File number:
008-68794
Filing date:
2023-03-01
File:
Form type:
X-17A-5
File number:
008-68794
Filing date:
2022-03-07
File:

History

Start date End date Type Value
2009-03-12 2015-03-05 Address 30 ROCKEFELLER PLAZA, 41ST FLOOR, NEW YORK, NY, 10112, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
181219006408 2018-12-19 BIENNIAL STATEMENT 2017-03-01
151027000086 2015-10-27 CERTIFICATE OF AMENDMENT 2015-10-27
150305002004 2015-03-05 BIENNIAL STATEMENT 2015-03-01
130522000912 2013-05-22 CERTIFICATE OF PUBLICATION 2013-05-22
090312000504 2009-03-12 ARTICLES OF ORGANIZATION 2009-03-12

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State