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  5. BUFFALO BIOLABS, LLC

BUFFALO BIOLABS, LLC

Company Details

Name: BUFFALO BIOLABS, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 07 Apr 2009 (16 years ago)
Entity Number: 3795851
ZIP code: 14203
County: Erie
Place of Formation: New York
Address: ATTN: BRUCE SPECHT, 73 HIGH STREET, BUFFALO, NY, United States, 14203

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
5FMY9 Active Non-Manufacturer 2009-05-02 2024-03-10 2026-12-23 2023-01-20

Contact Information
POC PEARL GRIFFIN
Phone +1 716-587-8260
Address 73 HIGH ST, BUFFALO, NY, 14203 1149, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, LLC 2023 264721493 2024-10-14 BUFFALO BIOLABS, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing PEARL GRIFFIN
Valid signature Filed with authorized/valid electronic signature
401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF BUFFALO BIOLABS, LLC 2022 264721493 2024-10-14 BUFFALO BIOLABS, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing PEARL GRIFFIN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, LLC 2021 264721493 2024-10-14 BUFFALO BIOLABS, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2024-10-14
Name of individual signing PEARL GRIFFIN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, LLC 2020 264721493 2021-07-29 BUFFALO BIOLABS, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2021-07-29
Name of individual signing PEARL GRIFFIN
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, LLC 2019 264721493 2020-07-28 BUFFALO BIOLABS, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2020-07-28
Name of individual signing PEARL GRIFFIN
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, LLC 2018 264721493 2019-10-09 BUFFALO BIOLABS, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2019-10-09
Name of individual signing PEARL GRIFFIN
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS LLC 2017 264721493 2018-07-25 BUFFALO BIOLABS LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2018-07-25
Name of individual signing PEARL GRIFFIN
Role Employer/plan sponsor
Date 2018-07-25
Name of individual signing PEARL GRIFFIN
EMPLOYEE BENEFIT PLAN OF BUFFALO BIOLABS, INC. BUFFALO BIOLABS, LLC 2016 264721493 2017-10-13 BUFFALO BIOLABS, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-12-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 142031149

Signature of
Role Plan administrator
Date 2017-10-13
Name of individual signing PEARL GRIFFIN
Role Employer/plan sponsor
Date 2017-10-13
Name of individual signing PEARL GRIFFIN
BUFFALO BIOLABS LLC 401K PLAN & TRUST 2013 264721493 2016-12-12 BUFFALO BIOLABS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST., BUFFALO, NY, 14203

Signature of
Role Plan administrator
Date 2016-12-12
Name of individual signing PEARL GRIFFIN
Role Employer/plan sponsor
Date 2016-12-12
Name of individual signing PEARL GRIFFIN
BUFFALO BIOLABS LLC 401K PLAN & TRUST 2013 264721492 2016-08-19 BUFFALO BIOLABS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 541700
Sponsor’s telephone number 7168496810
Plan sponsor’s address 73 HIGH ST, BUFFALO, NY, 14203

Signature of
Role Plan administrator
Date 2016-08-19
Name of individual signing PEARL GRIFFIN
Role Employer/plan sponsor
Date 2016-08-19
Name of individual signing PEARL GRIFFIN

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent ATTN: BRUCE SPECHT, 73 HIGH STREET, BUFFALO, NY, United States, 14203

History

Start date End date Type Value
2009-04-07 2011-06-10 Address ATTN JON A MARHOFER JR, 73 HIGH ST, BUFFALO, NY, 14203, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130604006130 2013-06-04 BIENNIAL STATEMENT 2013-04-01
110610002769 2011-06-10 BIENNIAL STATEMENT 2011-04-01
090407000611 2009-04-07 ARTICLES OF ORGANIZATION 2009-04-07

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
DCA AWARD HHSN261200900064C 2009-09-30 2010-03-31 2010-03-31
Unique Award Key CONT_AWD_HHSN261200900064C_7529_-NONE-_-NONE-
Awarding Agency Department of Health and Human Services
Link View Page

Description
Title BIOMEDICAL (BASIC)
NAICS Code 541711: RESEARCH AND DEVELOPMENT IN BIOTECHNOLOGY
Product and Service Codes AN11: BIOMEDICAL (BASIC)

Recipient Details
Recipient BUFFALO BIOLABS, LLC
UEI VXHYLVGRCRK7
Legacy DUNS 830459546
Recipient Address UNITED STATES, 73 HIGH ST, BUFFALO, 142030000
DCA AWARD HHSN261200900028C 2009-09-30 2010-03-31 2010-03-31
Unique Award Key CONT_AWD_HHSN261200900028C_7529_-NONE-_-NONE-
Awarding Agency Department of Health and Human Services
Link View Page

Description
Title PHYSICAL SCIENCES (BASIC)
NAICS Code 541990: ALL OTHER PROFESSIONAL, SCIENTIFIC, AND TECHNICAL SERVICES
Product and Service Codes AJ11: PHYSICAL SCIENCES (BASIC)

Recipient Details
Recipient BUFFALO BIOLABS, LLC
UEI VXHYLVGRCRK7
Legacy DUNS 830459546
Recipient Address UNITED STATES, 73 HIGH ST, BUFFALO, 142030000
DCA AWARD HHSN261201100113C 2011-09-30 2013-09-29 2013-09-29
Unique Award Key CONT_AWD_HHSN261201100113C_7529_-NONE-_-NONE-
Awarding Agency Department of Health and Human Services
Link View Page

Description
Title TAS::75 0849::TAS SBIR TOPIC 255 PHASE II DEVELOPMENT OF ANTICANCER AGENTS
NAICS Code 541711: RESEARCH AND DEVELOPMENT IN BIOTECHNOLOGY
Product and Service Codes AN11: BIOMEDICAL (BASIC)

Recipient Details
Recipient BUFFALO BIOLABS, LLC
UEI VXHYLVGRCRK7
Legacy DUNS 830459546
Recipient Address UNITED STATES, 73 HIGH ST, BUFFALO, 142031149
DCA AWARD HHSN261201200077C 2012-09-20 2013-06-19 2013-06-19
Unique Award Key CONT_AWD_HHSN261201200077C_7529_-NONE-_-NONE-
Awarding Agency Department of Health and Human Services
Link View Page

Description
Title IGF::OT::IGF OTHER FUNCTIONS R&D - MEDICAL BIOMEDICAL (BASIC RESEARCH)
NAICS Code 541711: RESEARCH AND DEVELOPMENT IN BIOTECHNOLOGY
Product and Service Codes AN11: R&D- MEDICAL: BIOMEDICAL (BASIC RESEARCH)

Recipient Details
Recipient BUFFALO BIOLABS, LLC
UEI VXHYLVGRCRK7
Legacy DUNS 830459546
Recipient Address UNITED STATES, 73 HIGH ST, BUFFALO, 142031149

USAspending Awards. Financial Assistance

FAIN Awarding Agency Assistance Listings Start Date End Date Description
R41CA137977 Department of Health and Human Services 93.395 - CANCER TREATMENT RESEARCH 2009-09-01 2010-08-31 SAFETY/EFFICACY OF LIPOSOMAL REVERSAN A NOVEL MRP1 MODULATOR FOR CANCER THERAPY
Recipient BUFFALO BIOLABS, LLC
Recipient Name Raw BUFFALO BIOLABS LLC
Recipient UEI VXHYLVGRCRK7
Recipient DUNS 830459546
Recipient Address 73 HIGH ST., BUFFALO, ERIE, NEW YORK, 14203, UNITED STATES
Obligated Amount 104608.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
R43CA141912 Department of Health and Human Services 93.395 - CANCER TREATMENT RESEARCH 2009-07-01 2010-06-30 GENERATION OF A MONOCLONAL ANTIBODY AGONIST TO TOLL-LIKE RECEPTOR 5
Recipient BUFFALO BIOLABS, LLC
Recipient Name Raw BUFFALO BIOLABS LLC
Recipient UEI VXHYLVGRCRK7
Recipient DUNS 830459546
Recipient Address 73 HIGH ST., BUFFALO, ERIE, NEW YORK, 14203, UNITED STATES
Obligated Amount 109719.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
R43CA141903 Department of Health and Human Services 93.395 - CANCER TREATMENT RESEARCH 2009-07-01 2010-06-30 TARGETING MLL AS ANTICANCER THERAPY FOR INFANT ACUTE LYMPHOBLASTIC LEUKEMIA
Recipient BUFFALO BIOLABS, LLC
Recipient Name Raw BUFFALO BIOLABS LLC
Recipient UEI VXHYLVGRCRK7
Recipient DUNS 830459546
Recipient Address 73 HIGH ST., BUFFALO, ERIE, NEW YORK, 14203, UNITED STATES
Obligated Amount 130694.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4454778306 2021-01-23 0296 PPS 73 High St, Buffalo, NY, 14203-1149
Loan Status Date 2021-12-09
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 116992
Loan Approval Amount (current) 116992
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Buffalo, ERIE, NY, 14203-1149
Project Congressional District NY-26
Number of Employees 5
NAICS code 541714
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 46391
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address BUFFALO, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 117924.73
Forgiveness Paid Date 2021-11-15
8127607110 2020-04-15 0296 PPP 73 High Street, Buffalo, NY, 14203
Loan Status Date 2021-10-07
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 116992
Loan Approval Amount (current) 116992
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Buffalo, ERIE, NY, 14203-1000
Project Congressional District NY-26
Number of Employees 5
NAICS code 541714
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 46391
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address BUFFALO, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 118633.09
Forgiveness Paid Date 2021-09-14

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State

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