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NEUBERGER BERMAN GROUP LLC

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Company Details

Name: NEUBERGER BERMAN GROUP LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 29 Apr 2009 (16 years ago)
Entity Number: 3804572
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Form 5500 Series

Employer Identification Number (EIN):
611591182
Plan Year:
2012
Number Of Participants:
2413
Sponsors Telephone Number:
Plan Year:
2011
Number Of Participants:
2418
Sponsors Telephone Number:
Plan Year:
2010
Number Of Participants:
0
Sponsors Telephone Number:

History

Start date End date Type Value
2009-04-29 2023-10-10 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Registered Agent)
2009-04-29 2023-10-10 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
231010001016 2023-10-10 BIENNIAL STATEMENT 2023-04-01
210505060749 2021-05-05 BIENNIAL STATEMENT 2021-04-01
190403060465 2019-04-03 BIENNIAL STATEMENT 2019-04-01
170428006110 2017-04-28 BIENNIAL STATEMENT 2017-04-01
150415006264 2015-04-15 BIENNIAL STATEMENT 2015-04-01

Trademarks Section

Serial Number:
97884247
Mark:
NB PRIVATE WEALTH ASPIRE
Status:
REGISTERED
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2023-04-12
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NB PRIVATE WEALTH ASPIRE

Goods And Services

For:
Providing online non-downloadable electronic publications in the nature of brochures, newsletters, and pamphlets in the fields of financial services and investments
International Classes:
041 - Primary Class
Class Status:
Active
For:
Downloadable electronic publications in the nature of brochures, newsletters, and pamphlets in the fields of financial services and investments
International Classes:
009 - Primary Class
Class Status:
Active
For:
Printed publications, namely, brochures, newsletters, and pamphlets in the fields of financial services and investments
International Classes:
016 - Primary Class
Class Status:
Active
Serial Number:
97640548
Mark:
NEUBERGER BERMAN NET ZERO MATRIX
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-10-20
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NEUBERGER BERMAN NET ZERO MATRIX

Goods And Services

For:
Financial services, namely, investment advisory, investment management, financial asset management, financial portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; all the aforesaid services also available via t...
First Use:
2023-06-16
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97554315
Mark:
NEUBERGER BERMAN COMMODITY STRATEGY ETF
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-08-18
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NEUBERGER BERMAN COMMODITY STRATEGY ETF

Goods And Services

For:
Financial services, namely, investment advisory, investment management, financial asset management, financial portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial and investment services, namely, inve...
First Use:
2022-10-24
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97497365
Mark:
SYNTHETIC TRANSITION
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2022-07-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SYNTHETIC TRANSITION

Goods And Services

For:
Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial services, namely, providing an interactive website featur...
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97497358
Mark:
NB ENERGY TRANSITION ACCELERATOR
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-07-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NB ENERGY TRANSITION ACCELERATOR

Goods And Services

For:
Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial services, namely, providing an interactive website featur...
First Use:
2024-03-13
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2018-06-19
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Americans with Disabilities Act - Other

Parties

Party Name:
BURBON
Party Role:
Plaintiff
Party Name:
NEUBERGER BERMAN GROUP LLC
Party Role:
Defendant

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State