|
NEUBERGER BERMAN GROUP 401(K) PLAN
|
2012
|
611591182
|
2013-10-04
|
NEUBERGER BERMAN GROUP LLC
|
2413
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2010-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124765547
|
| Plan sponsor’s mailing address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
| Plan sponsor’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
Plan administrator’s name and address
| Administrator’s EIN |
611591182 |
| Plan administrator’s name |
NEUBERGER BERMAN GROUP LLC |
| Plan administrator’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158 |
| Administrator’s telephone number |
2124765547 |
Number of participants as of the end of the plan year
| Active participants |
1714 |
| Retired or separated participants receiving
benefits |
23 |
| Other
retired or separated participants entitled to future benefits |
735 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3 |
| Number of
participants
with
account balances as of the end of the plan year |
2322 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
23 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-04 |
| Name of individual signing |
WAYNE KLIEGER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-10-04 |
| Name of individual signing |
WAYNE KLIEGER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
NEUBERGER BERMAN GROUP 401(K) PLAN
|
2011
|
611591182
|
2012-10-12
|
NEUBERGER BERMAN GROUP LLC
|
2418
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2010-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124769066
|
| Plan sponsor’s mailing address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
| Plan sponsor’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
Plan administrator’s name and address
| Administrator’s EIN |
611591182 |
| Plan administrator’s name |
NEUBERGER BERMAN GROUP LLC |
| Plan administrator’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158 |
| Administrator’s telephone number |
2124769066 |
Number of participants as of the end of the plan year
| Active participants |
1634 |
| Retired or separated participants receiving
benefits |
25 |
| Other
retired or separated participants entitled to future benefits |
751 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3 |
| Number of
participants
with
account balances as of the end of the plan year |
2173 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
WAYNE KLIEGER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
NEUBERGER BERMAN GROUP 401(K) PLAN
|
2010
|
611591182
|
2011-10-17
|
NEUBERGER BERMAN GROUP LLC
|
0
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2010-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124769066
|
| Plan sponsor’s mailing address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
| Plan sponsor’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158
|
Plan administrator’s name and address
| Administrator’s EIN |
611591182 |
| Plan administrator’s name |
NEUBERGER BERMAN GROUP LLC |
| Plan administrator’s
address |
605 THIRD AVENUE, NEW YORK, NY 10158, NEW YORK, NY, 10158 |
| Administrator’s telephone number |
2124769066 |
Number of participants as of the end of the plan year
| Active participants |
1669 |
| Retired or separated participants receiving
benefits |
15 |
| Other
retired or separated participants entitled to future benefits |
732 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
2067 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-17 |
| Name of individual signing |
TODD ARNDT |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
