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  5. SUSAN M. KARTEN & ASSOCIATES, LLP

SUSAN M. KARTEN & ASSOCIATES, LLP

Company Details

Name: SUSAN M. KARTEN & ASSOCIATES, LLP
Jurisdiction: New York
Legal type: DOMESTIC REGISTERED LIMITED LIABILITY PARTNERSHIP
Status: Active
Date of registration: 02 Jun 2009 (16 years ago)
Entity Number: 3817084
ZIP code: 10019
County: Blank
Place of Formation: New York
Address: 200 WEST 57TH STREET, SUITE 602, NEW YORK, NY, United States, 10019
Principal Address: 200 WEST 57TH STREET, STE 602, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SUSAN M. KARTEN & ASSOCIATES, LLP CASH BALANCE PENSION PLAN 2020 270285472 2021-10-06 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-10-06
Name of individual signing NOREEN AVALLON
SUSAN M. KARTEN & ASSOCIATES, LLP 401(K) PROFIT 2020 270285472 2021-10-06 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-10-06
Name of individual signing NOREEN AVALLON
SUSAN M. KARTEN & ASSOCIATES, LLP CASH BALANCE 2020 270285472 2021-10-06 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-10-06
Name of individual signing NOREEN AVALLON
SUSAN M. KARTEN & ASSOCIATES, LLP 401(K) PROFIT SHARING PLAN 2020 270285472 2021-10-06 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-10-06
Name of individual signing NOREEN AVALLON
SUSAN M. KARTEN & ASSOCIATES, LLP CASH BALANCE PENSION PLAN 2019 270285472 2020-10-09 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-10-09
Name of individual signing SUSAN KAREN
Role Employer/plan sponsor
Date 2020-10-09
Name of individual signing SUSAN KARTEN
SUSAN M. KARTEN & ASSOCIATES, LLP 401(K) PROFIT SHARING PLAN 2019 270285472 2020-10-09 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-10-09
Name of individual signing SUSAN KARTEN
Role Employer/plan sponsor
Date 2020-10-09
Name of individual signing SUSAN KARTEN
SUSAN M. KARTEN & ASSOCIATES, LLP 401(K) PROFIT SHARING PLAN 2018 270285472 2020-10-28 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-10-28
Name of individual signing SUSAN KARTEN
Role Employer/plan sponsor
Date 2020-10-28
Name of individual signing SUSAN KARTEN
SUSAN M. KARTEN & ASSOCIATES, LLP 401(K) PROFIT SHARING PLAN 2018 270285472 2019-10-14 SUSAN M. KARTEN & ASSOCIATES, LLP 2
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing SUSAN KARTEN
Role Employer/plan sponsor
Date 2019-10-14
Name of individual signing SUSAN KARTEN
SUSAN M. KARTEN & ASSOCIATES, LLP CASH BALANCE PENSION PLAN 2018 270285472 2019-10-14 SUSAN M. KARTEN & ASSOCIATES, LLP 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541110
Sponsor’s telephone number 2128263800
Plan sponsor’s address 200 WEST 57TH STREET,, SUITE 602, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing SUSAN KARTEN
Role Employer/plan sponsor
Date 2019-10-14
Name of individual signing SUSAN KARTEN

DOS Process Agent

Name Role Address
SUSAN M KARTENP DOS Process Agent 200 WEST 57TH STREET, SUITE 602, NEW YORK, NY, United States, 10019

History

Start date End date Type Value
2009-06-02 2020-06-25 Address 355 LEXINGTON AVENUE STE 1400, NEW YORK, NY, 10017, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
200625002012 2020-06-25 FIVE YEAR STATEMENT 2019-06-01
RV-2253764 2019-10-30 REVOCATION OF REGISTRATION 2019-10-30
090910000846 2009-09-10 CERTIFICATE OF PUBLICATION 2009-09-10
090602000161 2009-06-02 NOTICE OF REGISTRATION 2009-06-02

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
5568937106 2020-04-13 0202 PPP 200 W 57th St Ste 602, New York, NY, 10019-3203
Loan Status Date 2021-04-23
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 20800
Loan Approval Amount (current) 20800
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10019-3203
Project Congressional District NY-12
Number of Employees 1
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 474333
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address San Francisco, CA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 20991.47
Forgiveness Paid Date 2021-03-26
4194888307 2021-01-23 0202 PPS 200 W 57th St Ste 602, New York, NY, 10019-3211
Loan Status Date 2021-09-30
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 20832
Loan Approval Amount (current) 20832
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10019-3211
Project Congressional District NY-12
Number of Employees 1
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 474333
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address San Francisco, CA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 20950.71
Forgiveness Paid Date 2021-08-20

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State

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