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  5. ROCKFLEET FINANCIAL SERVICES, INC.

ROCKFLEET FINANCIAL SERVICES, INC.

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Company Details

Name: ROCKFLEET FINANCIAL SERVICES, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 29 Jun 2009 (16 years ago)
Entity Number: 3827764
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 515 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY, United States, 10022
Principal Address: 45 ROCKEFELLER PLAZA, SUITE 2000, NEW YORK, NY, United States, 10111

Chief Executive Officer

Name Role Address
CATHERINE M CORRIGAN Chief Executive Officer 45 ROCKEFELLER PLAZA, SUITE 2000, NEW YORK, NY, United States, 10111

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 515 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2011-06-30 2013-05-28 Address 515 MADISON AVE, 27TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2011-06-30 2013-05-28 Address 515 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office)
2009-06-29 2011-06-30 Address 14 WALL ST., 20TH FL, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130528002105 2013-05-28 BIENNIAL STATEMENT 2011-06-01
110630002012 2011-06-30 BIENNIAL STATEMENT 2011-06-01
090629000475 2009-06-29 APPLICATION OF AUTHORITY 2009-06-29

USAspending Awards / Financial Assistance

Date:
2020-05-02
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
3475.00
Total Face Value Of Loan:
3475.00

Trademarks Section

Serial Number:
77845156
Mark:
ROCKFLEET FINANCIAL SERVICES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2009-10-09
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
ROCKFLEET FINANCIAL SERVICES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services in the nature of an investment security
First Use:
2010-03-10
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
77845132
Mark:
ROCKFLEET
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2009-10-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
ROCKFLEET
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services in the nature of an investment security
First Use:
2010-03-22
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
77845122
Mark:
ROCKFLEET FINANCIAL SERVICES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2009-10-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
ROCKFLEET FINANCIAL SERVICES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services in the nature of an investment security
First Use:
2010-03-22
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
98665932
Mark:
ROCKFLEET FINANCIAL SERVICES, INC.
Status:
NON-FINAL ACTION - MAILED
Mark Type:
SERVICE MARK
Application Filing Date:
2024-07-25
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
ROCKFLEET FINANCIAL SERVICES, INC.
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, business fundraising for others;...
First Use:
2008-12-11
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-05-01
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
3475
Current Approval Amount:
3475
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
3515.77

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THE CORPORATION

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Related by address

515 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY, United States, 10022

IMPERIAL COMMODITIES & FUTURES, LTD.

45 ROCKEFELLER PLAZA, SUITE 2000, NEW YORK, NY, United States, 10111

20 FURMAN CORP 45 ADAMS HOLDINGS LLC 5510 HOLDINGS CORP. AMERICAN CAPITAL PARTNERS LTD. ANX ASSOCIATES, LLC APPLIED FUND SOLUTIONS, LLC ARUNDEL (SECURITIES), INC. AVATURE LIMITED BEDFORD INSURANCE BROKERAGE, INC. BLUE CAP HOLDINGS, LTD

Date of last update: 27 Mar 2025

Sources: New York Secretary of State

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