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QUANTITATIVE BROKERS, LLC

Company Details

Name: QUANTITATIVE BROKERS, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 23 Jul 2009 (16 years ago)
Entity Number: 3837104
ZIP code: 11021
County: Nassau
Place of Formation: Delaware
Address: 111 GREAT NECK ROAD, GREAT NECK, NY, United States, 11021

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
QUANTITATIVE BROKERS LLC 401K 2019 270420594 2020-05-14 QUANTITATIVE BROKERS LLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523140
Sponsor’s telephone number 6462931811
Plan sponsor’s address 489 5TH AVENUE, 23RD FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2020-05-14
Name of individual signing BEATRICE DERIAN
QUANTITATIVE BROKERS LLC 401K PROFIT SHARING PLAN AND TRUST 2018 270420594 2019-05-29 QUANTITATIVE BROKERS LLC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523140
Sponsor’s telephone number 6462931811
Plan sponsor’s address 489 5TH AVENUE, 23RD FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2019-05-29
Name of individual signing BEATRICE DERIANE
QUANTITATIVE BROKERS LLC 401K PROFIT SHARING PLAN AND TRUST 2017 270420594 2018-06-11 QUANTITATIVE BROKERS LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523140
Sponsor’s telephone number 6462931811
Plan sponsor’s address 489 5TH AVENUE, 23RD FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2018-06-11
Name of individual signing BEATRICE DERIANE
QUANTITATIVE BROKERS LLC 401K PROFIT SHARING PLAN AND TRUST 2016 270420594 2017-07-27 QUANTITATIVE BROKERS LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523140
Sponsor’s telephone number 6462931811
Plan sponsor’s address 489 5TH AVENUE, 23RD FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2017-07-27
Name of individual signing BEATRICE DERIANE
QUANTITATIVE BROKERS LLC 401 K PROFIT SHARING PLAN TRUST 2015 270420594 2016-07-11 QUANTITATIVE BROKERS LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 524210
Sponsor’s telephone number 6462931811
Plan sponsor’s address 28 WEST 44TH STREET STE 1400, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2016-07-11
Name of individual signing CHRISTIAN HAUFF
QUANTITATIVE BROKERS LLC 401 K PROFIT SHARING PLAN TRUST 2014 270420594 2015-06-15 QUANTITATIVE BROKERS LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 524210
Sponsor’s telephone number 6462931811
Plan sponsor’s address 28 WEST 44TH STREET STE 1400, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2015-06-15
Name of individual signing CHRISTIAN HAUFF
QUANTITATIVE BROKERS LLC 401 K PROFIT SHARING PLAN TRUST 2013 270420594 2014-06-04 QUANTITATIVE BROKERS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 524210
Sponsor’s telephone number 6462931811
Plan sponsor’s address 28 WEST 44TH STREET STE 1400, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2014-06-04
Name of individual signing CHRISTIAN HAUFF
QUANTITATIVE BROKERS LLC 401(K) PROFIT SHARING PLAN & TRUST 2012 270420594 2013-07-30 QUANTITATIVE BROKERS LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 336410
Sponsor’s telephone number 5163043456
Plan sponsor’s DBA name QUANTITATIVE BROKERS LLC
Plan sponsor’s address 25 WEST 43RD ST, STE 1400, NEW YORK, NY, 10036

Signature of

Role Plan administrator
Date 2013-07-30
Name of individual signing CHRISTIAN HAUFF
Role Employer/plan sponsor
Date 2013-07-30
Name of individual signing CHRISTIAN HAUFF
QUANTITATIVE BROKERS LLC 401 K PROFIT SHARING PLAN TRUST 2011 270420594 2012-06-25 QUANTITATIVE BROKERS, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 336410
Sponsor’s telephone number 6462931801
Plan sponsor’s address 25 W 43RD ST STE 1400, NEW YORK, NY, 100367410

Plan administrator’s name and address

Administrator’s EIN 270420594
Plan administrator’s name QUANTITATIVE BROKERS, LLC
Plan administrator’s address 25 W 43RD ST STE 1400, NEW YORK, NY, 100367410
Administrator’s telephone number 6462931801

Signature of

Role Plan administrator
Date 2012-06-25
Name of individual signing QUANTITATIVE BROKERS, LLC

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 111 GREAT NECK ROAD, GREAT NECK, NY, United States, 11021

Filings

Filing Number Date Filed Type Effective Date
090917000018 2009-09-17 CERTIFICATE OF PUBLICATION 2009-09-17
090813000737 2009-08-13 CERTIFICATE OF AMENDMENT 2009-08-13
090723000505 2009-07-23 APPLICATION OF AUTHORITY 2009-07-23

Date of last update: 17 Jan 2025

Sources: New York Secretary of State