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LUMENTUS LLC

Company Details

Name: LUMENTUS LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 15 Oct 2009 (16 years ago)
Entity Number: 3867390
ZIP code: 10019
County: New York
Place of Formation: Delaware
Address: 1740 BROADWAY, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
LUMENTUS LLC 401(K) PLAN 2023 271847206 2024-06-25 LUMENTUS LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541800
Sponsor’s telephone number 2122350257
Plan sponsor’s address 135 MADISON AVE 8TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2024-06-25
Name of individual signing NICK RICE
LUMENTUS LLC 401(K) PLAN 2022 271847206 2023-06-29 LUMENTUS LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 135 MADISON AVE 8TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2023-06-29
Name of individual signing NICK RICE
LUMENTUS LLC 401(K) PLAN 2021 271847206 2022-07-06 LUMENTUS LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 135 MADISON AVE 8TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2022-07-06
Name of individual signing SHIRLEY HORNER
LUMENTUS LLC 401(K) PLAN 2020 271847206 2021-07-05 LUMENTUS LLC 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 99 MADISON AVE 9TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2021-07-05
Name of individual signing SHIRLEY HORNER
LUMENTUS LLC 401(K) PLAN 2019 271847206 2020-07-23 LUMENTUS LLC 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 135MADISON AVE 8TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2020-07-23
Name of individual signing PETER KRAUS
LUMENTUS LLC 401(K) PLAN 2018 271847206 2019-06-06 LUMENTUS LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 99 MADISON AVE 9TH FL, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2019-06-06
Name of individual signing PETER KRAUS
LUMENTUS LLC 401(K) P/S PLAN 2017 271847206 2018-06-18 LUMENTUS LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 99 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10016
LUMENTUS LLC 401(K) P/S PLAN 2016 271847206 2017-08-18 LUMENTUS LLC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 99 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10016
LUMENTUS LLC 401(K) P/S PLAN 2015 271847206 2016-06-22 LUMENTUS LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 99 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY, 10016

Signature of

Role Plan administrator
Date 2016-06-22
Name of individual signing JOHN LANG
LUMENTUS LLC 401(K) P/S PLAN 2014 271847206 2015-07-14 LUMENTUS LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-02-01
Business code 541990
Sponsor’s telephone number 2122350257
Plan sponsor’s address 1001 AVENUE OF THE AMERICAS, 22ND FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2015-07-14
Name of individual signing JOHN LANG

DOS Process Agent

Name Role Address
DAVIS & GILBERT LLP DOS Process Agent 1740 BROADWAY, NEW YORK, NY, United States, 10019

Filings

Filing Number Date Filed Type Effective Date
131025002056 2013-10-25 BIENNIAL STATEMENT 2013-10-01
100125000646 2010-01-25 CERTIFICATE OF PUBLICATION 2010-01-25
091015000027 2009-10-15 APPLICATION OF AUTHORITY 2009-10-15

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4669537109 2020-04-13 0202 PPP 135 Madison Ave 8th Fl, NEW YORK, NY, 10016-6741
Loan Status Date 2021-09-24
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 256000
Loan Approval Amount (current) 256000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 317954
Servicing Lender Name Newtek Small Business Finance, Inc.
Servicing Lender Address 1981 Marcus Avenue, LAKE SUCCESS, NY, 11042
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10016-6741
Project Congressional District NY-12
Number of Employees 9
NAICS code 517919
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 317954
Originating Lender Name Newtek Small Business Finance, Inc.
Originating Lender Address LAKE SUCCESS, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 259356.44
Forgiveness Paid Date 2021-08-16
3255378307 2021-01-21 0202 PPS 135 Madison Ave, New York, NY, 10016-6712
Loan Status Date 2022-01-15
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 167800
Loan Approval Amount (current) 167800
Undisbursed Amount 0
Franchise Name -
Lender Location ID 317954
Servicing Lender Name Newtek Small Business Finance, Inc.
Servicing Lender Address 1981 Marcus Avenue, LAKE SUCCESS, NY, 11042
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10016-6712
Project Congressional District NY-12
Number of Employees 7
NAICS code 541820
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 317954
Originating Lender Name Newtek Small Business Finance, Inc.
Originating Lender Address LAKE SUCCESS, NY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 169123.76
Forgiveness Paid Date 2021-12-21

Date of last update: 27 Mar 2025

Sources: New York Secretary of State