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  5. SIGULER GUFF & COMPANY, LP

SIGULER GUFF & COMPANY, LP

Company Details

Name: SIGULER GUFF & COMPANY, LP
Jurisdiction: New York
Legal type: FOREIGN LIMITED PARTNERSHIP
Status: Active
Date of registration: 02 Nov 2009 (15 years ago)
Entity Number: 3874231
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SIGULER GUFF & COMPANY RETIREMENT PLAN 2012 133855630 2013-09-19 SIGULER GUFF & COMPANY, LP 84
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-11-01
Business code 523900
Sponsor’s telephone number 2123325100
Plan sponsor’s mailing address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133855630
Plan administrator’s name SIGULER GUFF & COMPANY, LP
Plan administrator’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123325100

Number of participants as of the end of the plan year
Active participants 81
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 100
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-09-19
Name of individual signing KEN BURNS
Valid signature Filed with authorized/valid electronic signature
SIGULER GUFF & COMPANY RETIREMENT PLAN 2011 133855630 2012-10-03 SIGULER GUFF & COMPANY, LP 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-11-01
Business code 523900
Sponsor’s telephone number 2123325100
Plan sponsor’s mailing address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133855630
Plan administrator’s name SIGULER GUFF & COMPANY, LP
Plan administrator’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123325100

Number of participants as of the end of the plan year
Active participants 74
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 10
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 81
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-10-03
Name of individual signing KEN BURNS
Valid signature Filed with authorized/valid electronic signature
SIGULER GUFF & COMPANY RETIREMENT PLAN 2010 133855630 2011-10-14 SIGULER GUFF & COMPANY, LP 71
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-11-01
Business code 523900
Sponsor’s telephone number 2126345986
Plan sponsor’s mailing address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133855630
Plan administrator’s name SIGULER GUFF & COMPANY, LP
Plan administrator’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2126345986

Number of participants as of the end of the plan year
Active participants 65
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 11
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 74
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-10-13
Name of individual signing KEN BURNS
Valid signature Filed with authorized/valid electronic signature
SIGULER GUFF RETIREMENT PLAN 2009 133855630 2010-10-15 SIGULER GUFF & COMPANY, LP 49
Three-digit plan number (PN) 001
Effective date of plan 2000-11-01
Business code 523900
Sponsor’s telephone number 2123325138
Plan sponsor’s mailing address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133855630
Plan administrator’s name SIGULER GUFF & COMPANY, LP
Plan administrator’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123325138

Number of participants as of the end of the plan year
Active participants 62
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 9
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 65
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-10-15
Name of individual signing KEN BURNS
Valid signature Filed with authorized/valid electronic signature
SIGULER GUFF RETIREMENT PLAN 2009 133855630 2010-10-15 SIGULER GUFF & COMPANY, LP 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-11-01
Business code 523900
Sponsor’s telephone number 2123325138
Plan sponsor’s mailing address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Plan sponsor’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address
Administrator’s EIN 133855630
Plan administrator’s name SIGULER GUFF & COMPANY, LP
Plan administrator’s address 825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2123325138

Number of participants as of the end of the plan year
Active participants 62
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 9
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 65
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-10-15
Name of individual signing KEN BURNS
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Filings

Filing Number Date Filed Type Effective Date
091231000201 2009-12-31 CERTIFICATE OF PUBLICATION 2009-12-31
091102000627 2009-11-02 APPLICATION OF AUTHORITY 2009-11-02

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Date of last update: 03 Feb 2025

Sources: New York Secretary of State

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