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GAM USA INC.

Company Details

Name: GAM USA INC.
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 21 Dec 2009 (15 years ago)
Date of dissolution: 21 Dec 2009
Entity Number: 3891077
County: Blank
Place of Formation: Delaware

Contact Details

Phone +1 212-407-4629

Central Index Key

CIK number Mailing Address Business Address Phone
1229919 No data 135 EAST 57TH STREET, NEW YORK, NY, 10022 No data

Filings since 2007-09-17

Form type 4
Filing date 2007-09-17
Reporting date 2007-06-07
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Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
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Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
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Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
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Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
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Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
File View File

Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
File View File

Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
File View File

Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
File View File

Filings since 2007-09-14

Form type 4
Filing date 2007-09-14
Reporting date 2007-06-07
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-09-16
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-03-10
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-06-08
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-09-06
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-03-01
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
File View File

Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
File View File

Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-10-04
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2003-08-15
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2006-02-14

Form type 3
Filing date 2006-02-14
Reporting date 2005-06-08
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Filings since 2006-02-14

Form type 5
Filing date 2006-02-14
Reporting date 2005-12-31
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Filings since 2005-08-15

Form type 40-APP/A
File number 812-12963-15
Filing date 2005-08-15
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Filings since 2003-04-28

Form type 40-APP
File number 812-12963-15
Filing date 2003-04-28
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GAM USA INC. 401(K) PROFIT SHARING PLAN 2023 223022029 2024-09-26 GAM USA INC. 52
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Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074600
Plan sponsor’s address 600 FIFTH AVENUE, SUITE 200, NEW YORK, NY, 10020
GAM USA INC. 401(K) PROFIT SHARING PLAN 2022 223022029 2023-09-19 GAM USA INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074600
Plan sponsor’s address 600 FIFTH AVENUE, SUITE 200, NEW YORK, NY, 10020
GAM USA INC. 401(K) PROFIT SHARING PLAN 2021 223022029 2022-08-16 GAM USA INC. 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074600
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2022-08-16
Name of individual signing DAWN YOO
Role Employer/plan sponsor
Date 2022-08-16
Name of individual signing DAWN YOO
GAM USA INC. 401(K) PROFIT SHARING PLAN 2020 223022029 2021-07-23 GAM USA INC. 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074600
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2021-07-23
Name of individual signing DAWN YOO
Role Employer/plan sponsor
Date 2021-07-23
Name of individual signing DAWN YOO
GAM USA INC. 401(K) PROFIT SHARING PLAN 2019 223022029 2020-07-23 GAM USA INC. 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2020-07-21
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2020-07-21
Name of individual signing TERESA B. RIGGIN
GAM USA INC. 401(K) PROFIT SHARING PLAN 2018 223022029 2019-05-30 GAM USA INC. 68
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2019-05-29
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2019-05-29
Name of individual signing TERESA B. RIGGIN
GAM USA INC. 401(K) PROFIT SHARING PLAN 2017 223022029 2018-08-27 GAM USA INC. 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2018-08-20
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2018-08-20
Name of individual signing TERESA B. RIGGIN
GAM USA INC. 401(K) PROFIT SHARING PLAN 2016 223022029 2017-07-18 GAM USA INC. 68
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2017-07-18
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2017-07-18
Name of individual signing TERESA B. RIGGIN
GAM USA INC. 401(K) PROFIT SHARING PLAN 2015 223022029 2016-07-25 GAM USA INC. 65
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2016-07-22
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2016-07-22
Name of individual signing TERESA B. RIGGIN
GAM USA INC. 401(K) PROFIT SHARING PLAN 2014 223022029 2015-08-18 GAM USA INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-06-01
Business code 523900
Sponsor’s telephone number 2124074644
Plan sponsor’s address ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY, 10020

Signature of

Role Plan administrator
Date 2015-08-18
Name of individual signing TERESA B. RIGGIN
Role Employer/plan sponsor
Date 2015-08-18
Name of individual signing TERESA B. RIGGIN

Date of last update: 10 Mar 2025

Sources: New York Secretary of State