INDEPENDENT BROKERAGE SOLUTIONS LLC

DOS Process Agent

Name	Role	Address
INDEPENDENT BROKERAGE SOLUTIONS LLC	DOS Process Agent	485 MADISON AVENUE, 15TH FLR, NEW YORK, NY, United States, 10022

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2019-12-13	2023-12-01	Address	485 MADISON AVENUE, 15TH FLR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2014-01-14	2019-12-13	Address	485 MADISON AVENUE 17TH FLOOR, 15TH FLR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2009-12-21	2014-01-14	Address	485 MADISON AVENUE 17TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
231201040649	2023-12-01	BIENNIAL STATEMENT	2023-12-01
220423000415	2022-04-23	BIENNIAL STATEMENT	2021-12-01
200519000158	2020-05-19	CERTIFICATE OF AMENDMENT	2020-05-19
191213060093	2019-12-13	BIENNIAL STATEMENT	2019-12-01
180427006108	2018-04-27	BIENNIAL STATEMENT	2017-12-01