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  5. DYNASTY FINANCIAL PARTNERS, LLC

DYNASTY FINANCIAL PARTNERS, LLC

Company Details

Name: DYNASTY FINANCIAL PARTNERS, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 31 Mar 2010 (15 years ago)
Entity Number: 3931279
ZIP code: 33701
County: New York
Place of Formation: Delaware
Address: 200 CENTRAL AVENUE, 15TH FLOOR, SAINT PETERSBURG, FL, United States, 33701

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2019 272037539 2020-08-25 DYNASTY FINANCIAL PARTNERS, LLC 71
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 7278654826
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-08-25
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2018 272037539 2019-07-30 DYNASTY FINANCIAL PARTNERS, LLC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731026
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2019-07-30
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2017 272037539 2018-10-05 DYNASTY FINANCIAL PARTNERS, LLC 51
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731026
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2018-10-05
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2016 272037539 2017-07-21 DYNASTY FINANCIAL PARTNERS, LLC 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731026
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2017-07-21
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2015 272037539 2017-10-04 DYNASTY FINANCIAL PARTNERS, LLC 28
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731044
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2017-10-04
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS LLC 401(K) PLAN 2015 272037539 2017-10-09 DYNASTY FINANCIAL PARTNERS, LLC 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731044
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, 32ND FL, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2017-10-09
Name of individual signing AMANDA KERLEY
DYNASTY FINANCIAL PARTNERS, LLC 401(K) PLAN 2014 272037539 2015-09-22 DYNASTY FINANCIAL PARTNERS, LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Sponsor’s telephone number 2123731013
Plan sponsor’s address 1330 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2015-09-22
Name of individual signing AMIT GROVER
DYNASTY FINANCIAL PARTNERS, LLC 401(K) PLAN 2013 272037539 2014-08-11 DYNASTY FINANCIAL PARTNERS, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 2123731013
Plan sponsor’s address 1330 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2014-08-11
Name of individual signing CELIA HARDIN

DOS Process Agent

Name Role Address
JUSTIN WEINKLE DOS Process Agent 200 CENTRAL AVENUE, 15TH FLOOR, SAINT PETERSBURG, FL, United States, 33701

History

Start date End date Type Value
2020-07-15 2024-04-03 Address 200 CENTRAL AVENUE, 15TH FLOOR, SAINT PETERSBURG, FL, 33701, USA (Type of address: Service of Process)
2012-05-09 2020-07-15 Address 1330 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2010-03-31 2012-05-09 Address 407 E. 6TH STREET, APT. 3, NEW YORK, NY, 19904, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240403002894 2024-04-03 BIENNIAL STATEMENT 2024-04-03
221212002417 2022-12-12 BIENNIAL STATEMENT 2022-03-01
200715060135 2020-07-15 BIENNIAL STATEMENT 2018-03-01
121126000269 2012-11-26 CERTIFICATE OF PUBLICATION 2012-11-26
120509002618 2012-05-09 BIENNIAL STATEMENT 2012-03-01
100510000469 2010-05-10 CERTIFICATE OF CORRECTION 2010-05-10
100331000368 2010-03-31 APPLICATION OF AUTHORITY 2010-03-31

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 30 Dec 2024

Sources: New York Secretary of State

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