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RICE SECURITIES, LLC

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Company Details

Name: RICE SECURITIES, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 18 May 2010 (15 years ago)
Entity Number: 3951373
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Contact Details

Phone +1 212-908-9200

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Unique Entity ID

CAGE Code:
5NCE4
UEI Expiration Date:
2018-01-12

Business Information

Doing Business As:
APEX PRYOR SECURITIES
Activation Date:
2017-01-13
Initial Registration Date:
2009-08-25

Commercial and government entity program

CAGE number:
5NCE4
Status:
Obsolete
Type:
Non-Manufacturer
CAGE Update Date:
2024-02-28
CAGE Expiration:
2022-10-14

Contact Information

POC:
WILL FISHER

History

Start date End date Type Value
2019-01-28 2025-06-02 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2019-01-28 2025-06-02 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2010-05-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2010-05-18 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250602007427 2025-06-02 BIENNIAL STATEMENT 2025-06-02
190529000825 2019-05-29 CERTIFICATE OF PUBLICATION 2019-05-29
190514000093 2019-05-14 CERTIFICATE OF PUBLICATION 2019-05-14
190402002021 2019-04-02 BIENNIAL STATEMENT 2018-05-01
SR-54658 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28

USAspending Awards / Contracts

Procurement Instrument Identifier:
EDOPE10C0072
Award Or Idv Flag:
AWARD
Award Type:
DEFINITIVE CONTRACT
Action Obligation:
130000.00
Base And Exercised Options Value:
130000.00
Base And All Options Value:
650000.00
Awarding Agency Name:
Department of Education
Performance Start Date:
2010-09-22
Description:
HBCU CAPITAL FINANCING PROGRAM TECHNICAL ASSISTANCE TO ASSIST BORROWERS WITH VARIOUS STAGES OF THE LOAN PROCESS
Naics Code:
523110: INVESTMENT BANKING AND SECURITIES DEALING
Product Or Service Code:
R419: EDUCATIONAL SERVICES

Paycheck Protection Program

Jobs Reported:
20
Initial Approval Amount:
$471,800
Date Approved:
2020-04-09
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$471,800
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$474,683.22
Servicing Lender:
Axos Bank
Use of Proceeds:
Payroll: $416,800
Utilities: $10,000
Rent: $45,000
Jobs Reported:
23
Initial Approval Amount:
$457,507
Date Approved:
2021-02-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$457,507
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$460,878.76
Servicing Lender:
KeyBank National Association
Use of Proceeds:
Payroll: $457,507

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State