DOZEN BAGELS CO INC | Company Profile

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

DOZEN BAGELS CO INC 401K PLAN

2021

272983359

2022-05-31

DOZEN BAGELS CO INC

42

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2018-01-01
Business code	722300
Sponsor’s telephone number	2122560653
Plan sponsor’s address	429 3RD AVE, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2022-05-31
Name of individual signing	SHLOMO BADOR

DOZEN BAGELS CO INC 401K PLAN

2020

272983359

2022-01-11

DOZEN BAGELS CO INC

42

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2018-01-01
Business code	722300
Sponsor’s telephone number	2122560653
Plan sponsor’s address	429 3RD AVE, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2022-01-11
Name of individual signing	SHLOMO BADOR

DOZEN BAGELS CO INC 401K PLAN

2019

272983359

2022-01-11

DOZEN BAGELS CO INC

35

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2018-01-01
Business code	722300
Sponsor’s telephone number	2122560653
Plan sponsor’s address	429 3RD AVE, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2022-01-11
Name of individual signing	SHLOMO BADOR

DOZEN BAGELS CO INC 401K PLAN

2018

272983359

2019-07-03

DOZEN BAGELS CO INC

27

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2018-01-01
Business code	722300
Sponsor’s telephone number	2122560653
Plan sponsor’s address	429 3RD AVE, NEW YORK, NY, 10016

Signature of

Role	Plan administrator
Date	2019-07-03
Name of individual signing	VICTORIA SMITH

DOS Process Agent

Name	Role	Address
THE CORPORATION	DOS Process Agent	1410 BROADWAY STE 302, NEW YORK, NY, United States, 10018

Licenses

Number	Type	Date	Last renew date	End date	Address	Description
0340-23-135732	Alcohol sale	2023-01-17	2023-01-17	2025-01-31	429 3RD AVE, NEW YORK, New York, 10016	Restaurant

History

Start date	End date	Type	Value
2023-09-18	2024-01-22	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-04-05	2023-09-18	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-08-18	2023-04-05	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2010-06-30	2021-08-18	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number	Date Filed	Type	Effective Date
100630000800	2010-06-30	CERTIFICATE OF INCORPORATION	2010-06-30

Inspections

Date	Inspection Object	Address	Grade	Type	Institution	Desctiption
2024-12-09	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	No data
2023-07-27	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8A - Food not protected during storage, preparation, display, transportation and service, from potential sources of contamination (e.g., food uncovered, mislabeled, stored on floor, missing or inadequate sneeze guards, food containers double stacked)
2021-11-23	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	No data
2021-10-05	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	12C - Plumbing and sinks not properly sized, installed, maintained; equipment and floors not properly drained
2021-09-22	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8A - Food not protected during storage, preparation, display, transportation and service, from potential sources of contamination (e.g., food uncovered, mislabeled, stored on floor, missing or inadequate sneeze guards, food containers double stacked)
2019-02-08	No data	429 3RD AVE, Manhattan, NEW YORK, NY, 10016	Pass	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2018-12-14	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15A - Floors, walls, ceilings, not smooth, properly constructed, in disrepair, dirty surfaces
2017-11-28	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	16 - Miscellaneous, Economic Violation, Choking Poster, Training.
2017-11-14	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	16 - Miscellaneous, Economic Violation, Choking Poster, Training.
2017-09-29	No data	429 3RD AVE, Manhattan, NEW YORK, NY, 10016	Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2016-03-08	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15B - Lighting and ventilation inadequate, fixtures not shielded, dirty ventilation hoods, ductwork, filters, exhaust fans
2015-01-29	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8A - Food not protected during storage, preparation, display, transportation and service, from potential sources of contamination (e.g., food uncovered, mislabeled, stored on floor, missing or inadequate sneeze guards, food containers double stacked)
2014-04-16	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	12D - Toilet facilities inadequate, inconvenient, dirty, in disrepair, toilet paper missing, not self-closing doors, missing hand wash signs
2014-02-10	No data	429 3RD AVE, Manhattan, NEW YORK, NY, 10016	Pass	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2013-12-26	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8D - Single service items reused, improperly stored, dispensed, not used when required
2013-01-02	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	10A - Food (ice) contact surfaces are improperly designed, constructed, installed, located (cracks, open seams, pitted surfaces, tin cans reused, uncleanable or corroded food contact surfaces)
2012-03-27	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	No data
2012-03-16	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15A - Floors, walls, ceilings, not smooth, properly constructed, in disrepair, dirty surfaces
2011-10-25	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	12E - Handwashing facilities inaccessible, improperly located, dirty, in disrepair, improper fixtures, soap, and single service towels or hand drying devices missing
2011-03-10	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15A - Floors, walls, ceilings, not smooth, properly constructed, in disrepair, dirty surfaces
2010-12-16	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8A - Food not protected during storage, preparation, display, transportation and service, from potential sources of contamination (e.g., food uncovered, mislabeled, stored on floor, missing or inadequate sneeze guards, food containers double stacked)
2010-04-06	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	No data
2010-03-31	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15A - Floors, walls, ceilings, not smooth, properly constructed, in disrepair, dirty surfaces
2010-03-22	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	11B - Wiping cloths dirty, not stored properly in sanitizing solutions
2009-11-05	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15A - Floors, walls, ceilings, not smooth, properly constructed, in disrepair, dirty surfaces
2009-10-29	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	15B - Lighting and ventilation inadequate, fixtures not shielded, dirty ventilation hoods, ductwork, filters, exhaust fans
2009-02-04	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	10B - Non-food contact surfaces and equipment are improperly designed, constructed, installed, maintained (equipment not readily accessible for cleaning, surface not smooth finish)
2009-01-27	No data	706 DOGWOOD AVENUE, FRANKLIN SQUARE	Not Critical Violation	Food Service Establishment Inspections	New York State Department of Health	8A - Food not protected during storage, preparation, display, transportation and service, from potential sources of contamination (e.g., food uncovered, mislabeled, stored on floor, missing or inadequate sneeze guards, food containers double stacked)

Fine And Fees

Fee Sequence Id	Fee type	Status	Date	Amount	Description
2983818	SCALE-01	INVOICED	2019-02-19	20	SCALE TO 33 LBS
2693186	DCA-SUS	CREDITED	2017-11-13	520	Suspense Account
2681599	PL VIO	INVOICED	2017-10-26	500	PL - Padlock Violation
2678826	PL VIO	CREDITED	2017-10-19	500	PL - Padlock Violation
2677797	PL VIO	CREDITED	2017-10-17	500	PL - Padlock Violation
1591410	SCALE-01	INVOICED	2014-02-14	20	SCALE TO 33 LBS
199888	WH VIO	INVOICED	2012-02-23	50	WH - W&M Hearable Violation
333088	CNV_SI	INVOICED	2012-02-21	40	SI - Certificate of Inspection fee (scales)

Issued Charges

Date	Outcome	Charge	Charge count	Counts sellted	Counts guilty	Counts not guilty
2017-09-29	Settlement (Pre-Hearing)	CAFE W/OUT LICENSE &/OR CONSENT	1	1	No data	No data

Paycheck Protection Program

Loan Number

Loan Funded Date

SBA Origination Office Code

Loan Delivery Method

Borrower Street Address

1395707807

2020-05-21

0202

PPP

429 3rd Avenue, NEW YORK, NY, 10016-8104

Loan Status Date	2021-09-30
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	84532.5
Loan Approval Amount (current)	84532.5
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	48270
Servicing Lender Name	JPMorgan Chase Bank, National Association
Servicing Lender Address	1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	NEW YORK, NEW YORK, NY, 10016-8104
Project Congressional District	NY-12
Number of Employees	8
NAICS code	722511
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Corporation
Originating Lender ID	194093
Originating Lender Name	JPMorgan Chase Bank, National Association
Originating Lender Address	CHICAGO, IL
Gender	Unanswered
Veteran	Non-Veteran
Forgiveness Amount	85542.71
Forgiveness Paid Date	2021-08-05

3699028504

2021-02-24

0202

PPS

429 3rd Ave, New York, NY, 10016-8104

Loan Status Date	2022-03-18
Loan Status	Paid in Full
Loan Maturity in Months	60
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	90601
Loan Approval Amount (current)	90601
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	456756
Servicing Lender Name	Cross River Bank
Servicing Lender Address	885 Teaneck Rd, TEANECK, NJ, 07666-4546
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	New York, NEW YORK, NY, 10016-8104
Project Congressional District	NY-12
Number of Employees	15
NAICS code	445291
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Corporation
Originating Lender ID	456756
Originating Lender Name	Cross River Bank
Originating Lender Address	TEANECK, NJ
Gender	Unanswered
Veteran	Non-Veteran
Forgiveness Amount	91459.85
Forgiveness Paid Date	2022-02-08

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

1501613

Fair Labor Standards Act

2015-03-04

settled

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	granted
Procedural Progress	other
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2015-03-04
Termination Date	2016-01-06
Date Issue Joined	2015-05-20
Section	0201
Sub Section	FL
Status	Terminated

Parties

Name	NAHAR,
Role	Plaintiff

Name	DOZEN BAGELS CO INC.
Role	Defendant

1406241

Fair Labor Standards Act

2014-08-07

other

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2014-08-07
Termination Date	2014-10-28
Section	0201
Sub Section	DO
Status	Terminated

Parties

Name	VILLAREAL
Role	Plaintiff

Name	DOZEN BAGELS CO INC.
Role	Defendant

Name:	DOZEN BAGELS CO INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	30 Jun 2010 (15 years ago)
Entity Number:	3968227
ZIP code:	10018
County:	New York
Place of Formation:	New York
Address:	1410 BROADWAY STE 302, NEW YORK, NY, United States, 10018

DOZEN BAGELS CO INC.

Company Details

form 5500

DOS Process Agent

Licenses

History

Filings

Inspections

Fine And Fees

Issued Charges

Paycheck Protection Program

Court Cases

Related by officers

Related by address