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GOTHAM ASSET MANAGEMENT, LLC

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Company Details

Name: GOTHAM ASSET MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 08 Sep 2010 (15 years ago)
Entity Number: 3993391
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 535 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 535 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY, United States, 10022

Form 5500 Series

Employer Identification Number (EIN):
263590875
Plan Year:
2023
Number Of Participants:
39
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
40
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
41
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
43
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
40
Sponsors Telephone Number:

Filings

Filing Number Date Filed Type Effective Date
200908060750 2020-09-08 BIENNIAL STATEMENT 2020-09-01
180904008537 2018-09-04 BIENNIAL STATEMENT 2018-09-01
160919006365 2016-09-19 BIENNIAL STATEMENT 2016-09-01
140909006203 2014-09-09 BIENNIAL STATEMENT 2014-09-01
120912006479 2012-09-12 BIENNIAL STATEMENT 2012-09-01

Trademarks Section

Serial Number:
90860622
Mark:
SWIMM
Status:
ABANDONED - EXPRESS
Mark Type:
SERVICE MARK
Application Filing Date:
2021-08-02
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SWIMM

Goods And Services

For:
Investment of funds for others, namely, providing structured investment products in the nature of investment funds including exchange-traded funds (ETFs) and closed-end funds
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
88978201
Mark:
INVEST 5
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2019-06-24
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
INVEST 5

Goods And Services

For:
Funds investment
First Use:
2020-05-23
International Classes:
036 - Primary Class
Class Status:
Active
For:
Providing a non-downloadable online platform in the nature of a website featuring technology that enables users to invest in funds; computer services, namely, hosting an interactive website that allows users to invest in funds
First Use:
2020-05-23
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
86351483
Mark:
GOTHAM
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2014-07-29
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
GOTHAM

Goods And Services

For:
Financial services, namely, investment advisory services and investment management services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
85843985
Mark:
GOTHAM FUNDS
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2013-02-07
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
GOTHAM FUNDS

Goods And Services

For:
FINANCIAL SERVICES, NAMELY, INVESTMENT ADVISORY SERVICES AND INVESTMENT MANAGEMENT SERVICES
First Use:
2013-02-05
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
77639688
Mark:
FORMULA INVESTING
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2008-12-24
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
FORMULA INVESTING

Goods And Services

For:
Money management services, namely, providing investment management and financial management services
First Use:
2009-07-09
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State