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R. F. LAFFERTY & CO., INC.

Headquarter

Company Details

Name: R. F. LAFFERTY & CO., INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 03 Jun 1976 (49 years ago)
Entity Number: 401498
ZIP code: 10005
County: New York
Place of Formation: New York
Address: 40 WALL STREET, 29th Floor, NEW YORK, NY, United States, 10005

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

DOS Process Agent

Name Role Address
R. F. LAFFERTY & CO., INC. DOS Process Agent 40 WALL STREET, 29th Floor, NEW YORK, NY, United States, 10005

Chief Executive Officer

Name Role Address
HENRY HACKEL Chief Executive Officer 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, United States, 10005

Links between entities

Type:
Headquarter of
Company Number:
000-360-907
State:
Alabama

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000352468
Phone:
212-293-9090

Latest Filings

Form type:
X-17A-5
File number:
008-25581
Filing date:
2024-08-15
File:
Form type:
X-17A-5
File number:
008-25581
Filing date:
2023-06-30
File:
Form type:
FOCUSN
File number:
008-25581
Filing date:
2022-03-01
File:
Form type:
X-17A-5
File number:
008-25581
Filing date:
2022-02-24
File:
Form type:
X-17A-5
File number:
008-25581
Filing date:
2021-03-01
File:

Legal Entity Identifier

LEI Number:
254900KLPTMWPBZWH264

Registration Details:

Initial Registration Date:
2017-12-29
Next Renewal Date:
2024-10-13
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
133000887
Plan Year:
2023
Number Of Participants:
33
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
34
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
34
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
35
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
35
Sponsors Telephone Number:

History

Start date End date Type Value
2024-03-05 2024-03-05 Address 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-03-05 2024-03-05 Address 40 WALL STREET, SUITE 1901, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-03-05 2024-03-12 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-01-24 2024-03-05 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-10-28 2024-01-24 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
240305004775 2024-03-05 BIENNIAL STATEMENT 2024-03-05
200709061531 2020-07-09 BIENNIAL STATEMENT 2020-06-01
170328006161 2017-03-28 BIENNIAL STATEMENT 2016-06-01
140609006908 2014-06-09 BIENNIAL STATEMENT 2014-06-01
120716002343 2012-07-16 BIENNIAL STATEMENT 2012-06-01

USAspending Awards / Financial Assistance

Date:
2020-04-28
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
525000.00
Total Face Value Of Loan:
525000.00

Trademarks Section

Serial Number:
75539288
Mark:
INFORMATION IS ONLY AS GOOD AS THE PROVIDER
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1998-08-19
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
INFORMATION IS ONLY AS GOOD AS THE PROVIDER

Goods And Services

For:
Stock brokerage service including options purchases and sales, research and technical analysis and retail brokerage services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
74154184
Mark:
AMERICA'S OPTION BROKER
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
1991-04-04
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
AMERICA'S OPTION BROKER

Goods And Services

For:
brokerage in the field of options, stocks, bonds and futures
First Use:
1990-11-01
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
525000
Current Approval Amount:
525000
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
531285.62

Date of last update: 18 Mar 2025

Sources: New York Secretary of State