| Name: | R. F. LAFFERTY & CO., INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 03 Jun 1976 (49 years ago) |
| Entity Number: | 401498 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 40 WALL STREET, 29th Floor, NEW YORK, NY, United States, 10005 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | R. F. LAFFERTY & CO., INC., Alabama | 000-360-907 | Alabama |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 352468 | 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, 10005 | 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, 10005 | 212-293-9090 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2024-08-15 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2023-06-30
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2023-06-30 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-02-24
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2022-02-24 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-02-25
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2021-02-25 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-01-31
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2020-01-31 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-01-31
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2020-01-31 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-25
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2019-02-25 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-25
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2019-02-25 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-15
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2018-02-15 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-15
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2018-02-15 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-24
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2016-02-24 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-18
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2015-02-18 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-12
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2015-02-12 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-05
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2014-03-05 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-05
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2014-03-05 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-16
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2012-02-16 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-16
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2012-02-16 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-16
| Form type | FOCUSN |
| File number | 008-25581 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-16
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-17
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-12
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2008-02-12 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-20
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2007-02-20 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-13
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2006-02-13 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2004-08-05
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2004-08-05 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-25
| Form type | X-17A-5 |
| File number | 008-25581 |
| Filing date | 2002-02-25 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900KLPTMWPBZWH264 | 401498 | US-NY | GENERAL | ACTIVE | 1976-06-03 | |||||||||||||||||||
|
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| Legal | 40 Wall Street, Suite 1901, New York, US-NY, US, 10005 |
| Headquarters | 40 Wall Street, Suite 1901, New York, US-NY, US, 10005 |
Registration details
| Registration Date | 2017-12-29 |
| Last Update | 2023-10-02 |
| Status | ISSUED |
| Next Renewal | 2024-10-13 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 401498 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2023 | 133000887 | 2024-10-01 | R.F. LAFFERTY & CO., INC. | 33 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2022 | 133000887 | 2023-09-27 | R.F. LAFFERTY & CO., INC. | 34 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2021 | 133000887 | 2022-07-19 | R.F. LAFFERTY & CO., INC. | 34 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2020 | 133000887 | 2021-07-21 | R.F. LAFFERTY & CO., INC. | 35 | |||||||||||||
|
||||||||||||||||||
| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2020 | 133000887 | 2021-07-21 | R.F. LAFFERTY & CO., INC. | 35 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2019 | 133000887 | 2020-07-22 | R.F. LAFFERTY & CO., INC. | 42 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2018 | 133000887 | 2019-07-18 | R.F. LAFFERTY & CO., INC. | 41 | |||||||||||||
|
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| R.F. LAFFERTY & CO., INC. 401(K) SAVINGS PLAN | 2017 | 133000887 | 2018-04-02 | R.F. LAFFERTY & CO., INC. | 18 | |||||||||||||
|
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| Name | Role | Address |
|---|---|---|
| R. F. LAFFERTY & CO., INC. | DOS Process Agent | 40 WALL STREET, 29th Floor, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| HENRY HACKEL | Chief Executive Officer | 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-03-05 | 2024-03-05 | Address | 40 WALL STREET, 29TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2024-03-05 | 2024-03-12 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2024-03-05 | 2024-03-05 | Address | 40 WALL STREET, SUITE 1901, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2024-01-24 | 2024-03-05 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2021-10-28 | 2024-01-24 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2014-06-09 | 2024-03-05 | Address | 40 WALL STREET, SUITE 1901, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2014-06-09 | 2024-03-05 | Address | 40 WALL STREET, SUITE 1901, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 1996-07-02 | 2014-06-09 | Address | 80 BROAD ST, 26TH FL, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer) |
| 1996-07-02 | 2014-06-09 | Address | 80 BROAD ST, 26TH FL, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office) |
| 1996-07-02 | 2014-06-09 | Address | 80 BROAD ST, 26TH FL, NEW YORK, NY, 10004, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240305004775 | 2024-03-05 | BIENNIAL STATEMENT | 2024-03-05 |
| 200709061531 | 2020-07-09 | BIENNIAL STATEMENT | 2020-06-01 |
| 170328006161 | 2017-03-28 | BIENNIAL STATEMENT | 2016-06-01 |
| 140609006908 | 2014-06-09 | BIENNIAL STATEMENT | 2014-06-01 |
| 120716002343 | 2012-07-16 | BIENNIAL STATEMENT | 2012-06-01 |
| 100614002152 | 2010-06-14 | BIENNIAL STATEMENT | 2010-06-01 |
| 20091204003 | 2009-12-04 | ASSUMED NAME CORP INITIAL FILING | 2009-12-04 |
| 080616002294 | 2008-06-16 | BIENNIAL STATEMENT | 2008-06-01 |
| 060526002002 | 2006-05-26 | BIENNIAL STATEMENT | 2006-06-01 |
| 040622002434 | 2004-06-22 | BIENNIAL STATEMENT | 2004-06-01 |
Date of last update: 07 Jan 2025
Sources: New York Secretary of State
