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NYPPEX, LLC

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Company Details

Name: NYPPEX, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Jan 2011 (14 years ago)
Entity Number: 4041322
ZIP code: 10573
County: Westchester
Place of Formation: Delaware
Address: 800 WESTCHESTER AVENUE, SUITE N349, RYE BROOK, NY, United States, 10573

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 800 WESTCHESTER AVENUE, SUITE N349, RYE BROOK, NY, United States, 10573

Filings

Filing Number Date Filed Type Effective Date
110112000047 2011-01-12 APPLICATION OF AUTHORITY 2011-01-12

USAspending Awards / Financial Assistance

Date:
2020-04-20
Awarding Agency Name:
Small Business Administration
Transaction Description:
ECONOMIC INJURY DISASTER GRANT
Obligated Amount:
8000.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00

Trademarks Section

Serial Number:
85438386
Mark:
NYPPEX
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2011-10-04
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
NYPPEX

Goods And Services

For:
Financial services related to the operation of a market for, provision of research on, and transfer services of financial instruments, namely, non-publicly traded securities, private equities, and hedge funds; brokerage services in the field of securities and alternative investments
First Use:
2007-01-26
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2022-02-23
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
NYPPEX, LLC
Party Role:
Plaintiff
Party Name:
FINANCIAL INDUSTRY REGULATORY
Party Role:
Defendant

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Date of last update: 27 Mar 2025

Sources: New York Secretary of State