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TRIAD SECURITIES CORP.

Headquarter

Company Details

Name: TRIAD SECURITIES CORP.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Jul 1976 (49 years ago)
Entity Number: 404844
ZIP code: 10006
County: New York
Place of Formation: New York
Address: 111 BROADWAY, 11TH FL., NEW YORK, NY, United States, 10006
Principal Address: 111 BROADWAY, NEW YORK, NY, United States, 10006

Shares Details

Shares issued 2200

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name Role Address
RICHARD SCHULTZ Chief Executive Officer 111 BROADWAY, NEW YORK, NY, United States, 10006

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 111 BROADWAY, 11TH FL., NEW YORK, NY, United States, 10006

Links between entities

Type:
Headquarter of
Company Number:
f75572ea-5e4d-ec11-91b5-00155d32b93a
State:
MINNESOTA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000203440
Phone:
212 349 8548

Latest Filings

Form type:
X-17A-5
File number:
008-20930
Filing date:
2024-09-30
File:
Form type:
X-17A-5
File number:
008-20930
Filing date:
2023-08-29
File:
Form type:
X-17A-5
File number:
008-20930
Filing date:
2022-08-24
File:
Form type:
FOCUSN
File number:
008-20930
Filing date:
2022-08-24
File:
Form type:
X-17A-5
File number:
008-20930
Filing date:
2021-08-16
File:

Legal Entity Identifier

LEI Number:
2549000N8PNNMW2W9267

Registration Details:

Initial Registration Date:
2017-08-17
Next Renewal Date:
2025-05-24
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
132861028
Plan Year:
2023
Number Of Participants:
37
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
36
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
37
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
38
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
39
Sponsors Telephone Number:

History

Start date End date Type Value
2024-06-21 2024-10-16 Address 111 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
2024-06-21 2024-10-16 Address 111 BROADWAY, 11TH FL., NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2024-06-19 2024-09-30 Shares Share type: NO PAR VALUE, Number of shares: 2200, Par value: 0
2023-06-08 2024-06-21 Address 111 BROADWAY, 11TH FL., NEW YORK, NY, 10006, USA (Type of address: Service of Process)
2023-06-08 2024-06-21 Address 111 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
241016001680 2024-09-30 CERTIFICATE OF AMENDMENT 2024-09-30
240621003417 2024-06-19 CERTIFICATE OF AMENDMENT 2024-06-19
230608004293 2023-05-31 CERTIFICATE OF AMENDMENT 2023-05-31
100720002249 2010-07-20 BIENNIAL STATEMENT 2010-07-01
20081126012 2008-11-26 ASSUMED NAME CORP INITIAL FILING 2008-11-26

USAspending Awards / Financial Assistance

Date:
2020-04-28
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
655927.00
Total Face Value Of Loan:
655927.00

Trademarks Section

Serial Number:
77445897
Mark:
TRIAD SECURITIES
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2008-04-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
TRIAD SECURITIES

Goods And Services

For:
Brokerage houses in the field of stocks, commodities, and futures; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial clearing houses; Financial forec...
First Use:
1976-07-15
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
655927
Current Approval Amount:
655927
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
661839.33

Date of last update: 18 Mar 2025

Sources: New York Secretary of State