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PHILLIPS SHEET METAL LLC

Company Details

Name: PHILLIPS SHEET METAL LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Jun 2011 (14 years ago)
Entity Number: 4101059
ZIP code: 14210
County: Erie
Place of Formation: New York
Address: 700 ELK STREET, BUFFALO, NY, United States, 14210

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2023 452440834 2024-07-22 PHILLIPS SHEET METAL, LLC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2024-07-22
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2022 452440834 2023-07-20 PHILLIPS SHEET METAL, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2023-07-20
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2021 452440834 2022-07-26 PHILLIPS SHEET METAL, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2022-07-26
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2020 452440834 2021-08-17 PHILLIPS SHEET METAL, LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2021-08-17
Name of individual signing STEVEN RUNG
Role Employer/plan sponsor
Date 2021-08-17
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2019 452440834 2020-07-13 PHILLIPS SHEET METAL, LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2020-07-13
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2018 452440834 2019-06-18 PHILLIPS SHEET METAL, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2019-06-18
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2017 452440834 2018-07-23 PHILLIPS SHEET METAL, LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2018-07-23
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2016 452440834 2017-07-25 PHILLIPS SHEET METAL, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2017-07-25
Name of individual signing STEVEN RUNG
Role Employer/plan sponsor
Date 2017-07-25
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2015 452440834 2016-07-18 PHILLIPS SHEET METAL, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2016-07-18
Name of individual signing STEVEN RUNG
Role Employer/plan sponsor
Date 2016-07-18
Name of individual signing STEVEN RUNG
PHILLIPS SHEET METAL, LLC PROFIT SHARING PLAN 2014 452440834 2015-10-03 PHILLIPS SHEET METAL, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-01-01
Business code 332900
Sponsor’s telephone number 7168243374
Plan sponsor’s address 700 ELK STREET, BUFFALO, NY, 14210

Signature of

Role Plan administrator
Date 2015-10-03
Name of individual signing STEVEN RUNG

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 700 ELK STREET, BUFFALO, NY, United States, 14210

Filings

Filing Number Date Filed Type Effective Date
130605006673 2013-06-05 BIENNIAL STATEMENT 2013-06-01
120516000049 2012-05-16 CERTIFICATE OF AMENDMENT 2012-05-16
110818000073 2011-08-18 CERTIFICATE OF PUBLICATION 2011-08-18
110601000084 2011-06-01 ARTICLES OF ORGANIZATION 2011-06-01

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
344223193 0213600 2019-08-08 100 NORTH POINTE PARKWAY, AMHERST, NY, 14228
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2019-08-08
Emphasis L: FALL, P: FALL
Case Closed 2019-10-25

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260100 A
Issuance Date 2019-09-30
Current Penalty 1000.0
Initial Penalty 1642.0
Final Order 2019-10-07
Nr Instances 1
Nr Exposed 1
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.100(a): Employees working in areas where there was a possible danger of head injury from impact, or falling or flying objects, or from electrical shock and burns, were not protected by protective helmets: a) On or about 8/8/19, at the hallway area of the site, Amherst, NY. Employee, working in the ceiling area installing compressed air iron pipes, did not wear hard hat to prevent head injury from impact. NO ABATEMENT CERTIFICATION REQUIRED
Citation ID 01002
Citaton Type Serious
Standard Cited 19261053 B13
Issuance Date 2019-09-30
Current Penalty 1000.0
Initial Penalty 1642.0
Final Order 2019-10-07
Nr Instances 1
Nr Exposed 1
Gravity 1
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1053(b)(13): The top or top step of a stepladder was used as a step: a) On or about 8/8/19, at the hallway area of the site, Amherst, NY. Employee, working from a 6-foot step ladder in the ceiling area, used the top of the step ladder as a step. NO ABATEMENT CERTIFICATION REQUIRED
341025369 0213600 2015-10-30 4663 LAKE ROAD, BROCKPORT, NY, 14420
Inspection Type Prog Related
Scope Partial
Safety/Health Safety
Close Conference 2015-10-30
Emphasis L: FALL, P: FALL
Case Closed 2016-02-09

Related Activity

Type Inspection
Activity Nr 1102515
Safety Yes
Type Inspection
Activity Nr 1102522
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19260501 B01
Issuance Date 2016-01-21
Current Penalty 2900.0
Initial Penalty 4900.0
Final Order 2016-01-26
Nr Instances 1
Nr Exposed 2
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(1): Each employee on a walking/working surface with an unprotected side or edge which was 6 feet (1.8 m) or more above a lower level was not protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems. a) On or about 10/30/15, at the Dunkin Donuts under construction, located on 4675 Lake Road, in Brockport, New York, employees were working on surfaces 16 feet above ground with unprotected sides, and they were not provided with fall protection. NO ABATEMENT CERTIFICATION REQUIRED

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1113738401 2021-02-01 0296 PPS 700 Elk St, Buffalo, NY, 14210-1725
Loan Status Date 2021-12-18
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 223463
Loan Approval Amount (current) 223463
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Buffalo, ERIE, NY, 14210-1725
Project Congressional District NY-26
Number of Employees 12
NAICS code 332322
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 225036.42
Forgiveness Paid Date 2021-11-02
5171747110 2020-04-13 0296 PPP 700 ELK STREET, BUFFALO, NY, 14210-1725
Loan Status Date 2021-07-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 223463
Loan Approval Amount (current) 223463
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Unanswered
Project Address BUFFALO, ERIE, NY, 14210-1725
Project Congressional District NY-26
Number of Employees 15
NAICS code 238220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 225960.89
Forgiveness Paid Date 2021-06-10

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
2472572 Intrastate Non-Hazmat 2014-02-03 - - 7 6 Private(Property)
Legal Name PHILLIPS SHEET METAL LLC
DBA Name -
Physical Address 700 ELK ST, BUFFALO, NY, 14210, US
Mailing Address 700 ELK ST, BUFFALO, NY, 14210, US
Phone (716) 824-3374
Fax -
E-mail -

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Date of last update: 27 Mar 2025

Sources: New York Secretary of State