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  5. MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

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Company Details

Name: MORGAN STANLEY & CO. LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 02 Jun 2011 (14 years ago)
Entity Number: 4101690
ZIP code: 10036
County: New York
Place of Formation: Delaware
Address: 1585 BROADWAY, New York, NY, United States, 10036

Contact Details

Phone +1 212-761-4000

Phone +1 212-761-9056

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
MORGAN STANLEY & CO. LLC DOS Process Agent 1585 BROADWAY, New York, NY, United States, 10036

History

Start date End date Type Value
2023-06-08 2025-06-02 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2023-06-08 2025-06-02 Address 1585 BROADWAY, New York, NY, 10036, USA (Type of address: Service of Process)
2019-06-05 2023-06-08 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-01-28 2019-06-05 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-01-28 2023-06-08 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
250602003295 2025-06-02 BIENNIAL STATEMENT 2025-06-02
230608000278 2023-06-08 BIENNIAL STATEMENT 2023-06-01
210614060362 2021-06-14 BIENNIAL STATEMENT 2021-06-01
190605060189 2019-06-05 BIENNIAL STATEMENT 2019-06-01
SR-57640 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28

CFPB Complaint

Date:
2024-12-07
Issue:
Closing an account
Product:
Checking or savings account
Company Response:
Closed with explanation
Consumer Consent Provided:
Consent provided
CFPB Link:
View complaint on CFPB website
Date:
2024-07-16
Issue:
Closing an account
Product:
Checking or savings account
Company Response:
Closed with explanation
Consumer Consent Provided:
Consent not provided
CFPB Link:
View complaint on CFPB website
Date:
2024-01-04
Issue:
Managing an account
Product:
Checking or savings account
Company Response:
Closed with explanation
Consumer Consent Provided:
Consent not provided
CFPB Link:
View complaint on CFPB website
Date:
2023-06-20
Issue:
Trouble during payment process
Product:
Mortgage
Company Response:
Closed with explanation
Consumer Consent Provided:
Other
CFPB Link:
View complaint on CFPB website
Date:
2023-05-05
Issue:
Opening an account
Product:
Checking or savings account
Company Response:
Closed with explanation
Consumer Consent Provided:
Other
CFPB Link:
View complaint on CFPB website

Trademarks Section

Serial Number:
97612583
Mark:
OLD SCHOOL GRIT NEW WORLD IDEAS
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-09-29
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
OLD SCHOOL GRIT NEW WORLD IDEAS
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
INVESTMENT BANKING SERVICES; BANKING SERVICES; FINANCIAL INVESTMENT SERVICES IN THE NATURE OF UNDERWRITING, DISTRIBUTION, AND TRADING OF SECURITIES; FINANCIAL SERVICES IN THE NATURE OF FINANCIAL ADVISORY IN THE FIELDS OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES; STOC...
First Use:
2023-01-24
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97520201
Mark:
ASKRESEARCH
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-07-26
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
ASKRESEARCH
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
PROVIDING FINANCIAL INVESTMENT RESEARCH INFORMATION TO CLIENTS VIA A LIVE CHAT TOOL COMPOSED OF AN ELECTRONIC DIGITAL ASSISTANT AND RESEARCH ANALYSTS
First Use:
2021-08-31
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97490756
Mark:
WHAT CAN BE
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2022-07-06
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WHAT CAN BE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
INVESTMENT BANKING SERVICES; BANKING SERVICES; FINANCIAL SERVICES IN THE NATURE OF UNDERWRITING, DISTRIBUTION AND TRADING OF SECURITIES; FINANCIAL SERVICES IN THE NATURE OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES; STOCK BROKERAGE AND RESEARCH SERVICES; INVESTMENT MA...
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97490745
Mark:
MORE IS WHAT WE DO
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2022-07-06
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
MORE IS WHAT WE DO
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
INVESTMENT BANKING SERVICES; BANKING SERVICES; FINANCIAL SERVICES IN THE NATURE OF UNDERWRITING, DISTRIBUTION AND TRADING OF SECURITIES; FINANCIAL SERVICES IN THE NATURE OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES; STOCK BROKERAGE AND RESEARCH SERVICES; INVESTMENT MA...
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97432559
Mark:
MORGAN STANLEY ACTIVE FLEX PORTFOLIOS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2022-05-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
MORGAN STANLEY ACTIVE FLEX PORTFOLIOS
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
FINANCIAL AND INVESTMENT SERVICES, namely, PROVIDING INVESTMENT PORTFOLIOS THAT MANAGE INVESTMENT RISK AND VOLATILITY; PROVIDING INVESTMENT AND FINANCIAL ADVISORY SERVICES TO CUSTOMERS REGARDING MANAGEMENT OF THE CUSTOMERS' ASSETS
First Use:
2021-07-27
International Classes:
036 - Primary Class
Class Status:
Active

OSHA's Inspections within Industry

Inspection Summary

Date:
1983-07-12
Type:
Complaint
Address:
244 W 49 ST, New York -Richmond, NY, 10019
Safety Health:
Health
Scope:
Complete
Inspection Link:
View Inspection data on OSHA website

Court Cases

Court Case Summary

Filing Date:
2025-02-25
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
BERTONIS
Party Role:
Plaintiff
Party Name:
MORGAN STANLEY & CO. LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2025-01-06
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
BERTONIS
Party Role:
Plaintiff
Party Name:
MORGAN STANLEY & CO. LLC
Party Role:
Defendant

Court Case Summary

Filing Date:
2024-12-21
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Civil (Rico)

Parties

Party Name:
GAGNER
Party Role:
Plaintiff
Party Name:
MORGAN STANLEY & CO. LLC
Party Role:
Defendant

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Related by address

1585 BROADWAY, New York, NY, United States, 10036

MORGAN STANLEY CAPITAL SERVICES LLC MS VENTURE CAPITAL HOLDING INC.

Date of last update: 27 Mar 2025

Sources: New York Secretary of State

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