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SHEARMAN, RALSTON INC.

Headquarter

Company Details

Name: SHEARMAN, RALSTON INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 15 Oct 1976 (48 years ago)
Entity Number: 412550
ZIP code: 06830
County: New York
Place of Formation: New York
Address: 333 GREENWICH AVENUE, GREENWICH, CT, United States, 06830

Shares Details

Shares issued 20000

Share Par Value 1

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of SHEARMAN, RALSTON INC., CONNECTICUT 1137562 CONNECTICUT
Headquarter of SHEARMAN, RALSTON INC., CONNECTICUT 3119274 CONNECTICUT

Central Index Key

CIK number Mailing Address Business Address Phone
203183 333 GREENWICH AVENUE, GREENWICH, CT, 06830 333 GREENWICH AVENUE, GREENWICH, CT, 06830 203 4893902

Filings since 2024-12-02

Form type X-17A-5
File number 008-21190
Filing date 2024-12-02
Reporting date 2024-09-30
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Filings since 2024-01-03

Form type X-17A-5
File number 008-21190
Filing date 2024-01-03
Reporting date 2023-09-30
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Filings since 2022-11-30

Form type X-17A-5
File number 008-21190
Filing date 2022-11-30
Reporting date 2022-09-30
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Filings since 2021-12-03

Form type X-17A-5
File number 008-21190
Filing date 2021-12-03
Reporting date 2021-09-30
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Filings since 2020-11-30

Form type X-17A-5
File number 008-21190
Filing date 2020-11-30
Reporting date 2020-09-30
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Filings since 2019-11-29

Form type X-17A-5
File number 008-21190
Filing date 2019-11-29
Reporting date 2019-09-30
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Filings since 2018-11-29

Form type X-17A-5
File number 008-21190
Filing date 2018-11-29
Reporting date 2018-09-30
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Filings since 2017-11-29

Form type X-17A-5
File number 008-21190
Filing date 2017-11-29
Reporting date 2017-09-30
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Filings since 2016-11-29

Form type X-17A-5
File number 008-21190
Filing date 2016-11-29
Reporting date 2016-09-30
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Filings since 2015-11-30

Form type X-17A-5
File number 008-21190
Filing date 2015-11-30
Reporting date 2015-09-30
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Filings since 2014-12-01

Form type X-17A-5
File number 008-21190
Filing date 2014-12-01
Reporting date 2014-09-30
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Filings since 2013-11-25

Form type X-17A-5
File number 008-21190
Filing date 2013-11-25
Reporting date 2013-09-30
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Filings since 2013-07-22

Form type X-17A-5/A
File number 008-21190
Filing date 2013-07-22
Reporting date 2012-09-30
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Filings since 2013-07-22

Form type X-17A-5
File number 008-21190
Filing date 2013-07-22
Reporting date 2012-09-30
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Filings since 2012-11-29

Form type FOCUSN
File number 008-21190
Filing date 2012-11-29
Reporting date 2012-09-30
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Filings since 2011-11-28

Form type X-17A-5
File number 008-21190
Filing date 2011-11-28
Reporting date 2011-09-30
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Filings since 2010-11-24

Form type X-17A-5
File number 008-21190
Filing date 2010-11-24
Reporting date 2010-09-30
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Filings since 2009-11-27

Form type X-17A-5
File number 008-21190
Filing date 2009-11-27
Reporting date 2009-09-30
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Filings since 2008-11-28

Form type X-17A-5
File number 008-21190
Filing date 2008-11-28
Reporting date 2008-09-30
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Filings since 2007-11-28

Form type X-17A-5
File number 008-21190
Filing date 2007-11-28
Reporting date 2007-09-30
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Filings since 2006-11-28

Form type X-17A-5
File number 008-21190
Filing date 2006-11-28
Reporting date 2006-09-30
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Filings since 2005-11-28

Form type X-17A-5
File number 008-21190
Filing date 2005-11-28
Reporting date 2005-09-30
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Filings since 2004-11-26

Form type X-17A-5
File number 008-21190
Filing date 2004-11-26
Reporting date 2004-09-30
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Filings since 2003-11-28

Form type X-17A-5
File number 008-21190
Filing date 2003-11-28
Reporting date 2003-09-30
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Filings since 2002-11-29

Form type X-17A-5
File number 008-21190
Filing date 2002-11-29
Reporting date 2002-09-30
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SHEARMAN, RALSTON PROFIT SHARING PLAN 2011 132869852 2013-04-08 SHEARMAN, RALSTON INC. 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC.
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Administrator’s telephone number 2122481160

Signature of

Role Plan administrator
Date 2013-04-08
Name of individual signing DOUGLAS RALSTON
Role Employer/plan sponsor
Date 2013-04-08
Name of individual signing DOUGLAS RALSTON
SHEARMAN, RALSTON PENSION PLAN 2011 132869852 2013-04-08 SHEARMAN, RALSTON INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC.
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Administrator’s telephone number 2122481160

Signature of

Role Plan administrator
Date 2013-04-08
Name of individual signing DOUGLAS RALSTON
Role Employer/plan sponsor
Date 2013-04-08
Name of individual signing DOUGLAS RALSTON
SHEARMAN, RALSTON INC. PROFIT SHARING PLAN 2010 132869852 2012-04-24 SHEARMAN, RALSTON INC. 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s mailing address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC.
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004
Administrator’s telephone number 2122481160

Number of participants as of the end of the plan year

Active participants 6
Retired or separated participants receiving benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-04-24
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2010 132869852 2012-04-24 SHEARMAN, RALSTON INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s mailing address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC.
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK CITY, NY, 10004
Administrator’s telephone number 2122481160

Number of participants as of the end of the plan year

Active participants 6
Retired or separated participants receiving benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-04-24
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-04-24
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON INC. PROFIT SHARING PLAN 2009 132869852 2011-04-21 SHEARMAN, RALSTON INC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s mailing address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Administrator’s telephone number 2122481160

Number of participants as of the end of the plan year

Active participants 6
Retired or separated participants receiving benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-04-21
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON INC. PENSION PLAN 2009 132869852 2011-04-19 SHEARMAN, RALSTON INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s mailing address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Plan sponsor’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004

Plan administrator’s name and address

Administrator’s EIN 132869852
Plan administrator’s name SHEARMAN, RALSTON INC.
Plan administrator’s address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004
Administrator’s telephone number 2122481160

Number of participants as of the end of the plan year

Active participants 6
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Number of participants with account balances as of the end of the plan year 6
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-04-19
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature

Chief Executive Officer

Name Role Address
DOUGLAS P RALSTON Chief Executive Officer 333 GREENWICH AVENUE, GREENWICH, CT, United States, 06830

DOS Process Agent

Name Role Address
SHEARMAN, RALSTON INC. DOS Process Agent 333 GREENWICH AVENUE, GREENWICH, CT, United States, 06830

History

Start date End date Type Value
2024-12-18 2024-12-18 Address 333 GREENWICH AVENUE, GREENWICH, CT, 06830, USA (Type of address: Chief Executive Officer)
2024-12-12 2024-12-18 Shares Share type: PAR VALUE, Number of shares: 20000, Par value: 1
2014-10-14 2024-12-18 Address 333 GREENWICH AVENUE, GREENWICH, CT, 06830, USA (Type of address: Service of Process)
2014-10-14 2024-12-18 Address 333 GREENWICH AVENUE, GREENWICH, CT, 06830, USA (Type of address: Chief Executive Officer)
2010-10-12 2014-10-14 Address 17 BATTERY PALCE, SUITE 923, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
2010-10-12 2014-10-14 Address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
2010-10-12 2014-10-14 Address 17 BATTERY PLACE, SUITE 923, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office)
1992-11-30 2010-10-12 Address 17 BATTERY PLACE, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
1992-11-30 2010-10-12 Address 17 BATTERY PLACE #604, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
1992-11-30 2010-10-12 Address 17 BATTERY PLACE, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office)

Filings

Filing Number Date Filed Type Effective Date
241218001528 2024-12-18 BIENNIAL STATEMENT 2024-12-18
141014006245 2014-10-14 BIENNIAL STATEMENT 2014-10-01
121009006316 2012-10-09 BIENNIAL STATEMENT 2012-10-01
101012002125 2010-10-12 BIENNIAL STATEMENT 2010-10-01
20081112003 2008-11-12 ASSUMED NAME CORP INITIAL FILING 2008-11-12
080926002434 2008-09-26 BIENNIAL STATEMENT 2008-10-01
061010002523 2006-10-10 BIENNIAL STATEMENT 2006-10-01
041119002344 2004-11-19 BIENNIAL STATEMENT 2004-10-01
021016002611 2002-10-16 BIENNIAL STATEMENT 2002-10-01
001013002148 2000-10-13 BIENNIAL STATEMENT 2000-10-01

Date of last update: 21 Dec 2024

Sources: New York Secretary of State