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  5. ROCKEFELLER BROTHERS FUND, INC.

ROCKEFELLER BROTHERS FUND, INC.

Company Details

Name: ROCKEFELLER BROTHERS FUND, INC.
Jurisdiction: New York
Legal type: DOMESTIC NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 27 Dec 1940 (84 years ago)
Entity Number: 41774
ZIP code: 10022
County: New York
Place of Formation: New York
Address: 437 MADISON AVENUE, NEW YORK, NY, United States, 10022

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
54930057C8TN4RL88P57 41774 US-NY GENERAL ACTIVE 1940-12-26

Addresses
Legal 30 ROCKEFELLER PLAZA, NEW YORK, US-NY, US, 10020
Headquarters 30 ROCKEFELLER PLAZA, NEW YORK, US-NY, US, 10020

Registration details
Registration Date 2014-04-29
Last Update 2024-07-20
Status LAPSED
Next Renewal 2024-07-19
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 41774

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2020 131760106 2021-04-11 ROCKEFELLER BROTHERS FUND, INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2021-04-11
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2019 131760106 2020-10-12 ROCKEFELLER BROTHERS FUND, INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2020-10-12
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2018 131760106 2019-10-09 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2019-10-09
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2017 131760106 2018-10-14 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2018-10-14
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2016 131760106 2017-09-18 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2017-09-18
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2015 131760106 2016-07-18 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2016-07-18
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2014 131760106 2015-10-03 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2015-10-03
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2013 131760106 2014-10-14 ROCKEFELLER BROTHERS FUND INC 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2014-10-14
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2012 131760106 2013-10-04 ROCKEFELLER BROTHERS FUND INC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2013-10-04
Name of individual signing GERALDINE F. WATSON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND, INC. ET AL. 2011 131760106 2012-10-01 ROCKEFELLER BROTHERS FUND INC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1953-12-15
Business code 813000
Sponsor’s telephone number 2128124200
Plan sponsor’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115

Plan administrator’s name and address
Administrator’s EIN 131760106
Plan administrator’s name ROCKEFELLER BROTHERS FUND INC
Plan administrator’s address 475 RIVERSIDE DRIVE, SUITE 900, NEW YORK, NY, 10115
Administrator’s telephone number 2128124200

Signature of
Role Plan administrator
Date 2012-10-01
Name of individual signing GERALDINE F. WATSON

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 437 MADISON AVENUE, NEW YORK, NY, United States, 10022

Agent

Name Role Address
ROCKEFELLER BROTHERS FUND, INC. Agent 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10020

History

Start date End date Type Value
1984-10-31 2003-11-19 Address 1290 AVE OF AMERICAS, NEW YORK, NY, 10104, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
031119000588 2003-11-19 CERTIFICATE OF CHANGE 2003-11-19
990602000512 1999-06-02 CERTIFICATE OF MERGER 1999-07-01
C041587-4 1989-08-07 CERTIFICATE OF AMENDMENT 1989-08-07
B156612-4 1984-10-31 CERTIFICATE OF AMENDMENT 1984-10-31
B131906-1 1984-08-13 ASSUMED NAME CORP DISCONTINUANCE 1984-08-13
Z009235-4 1980-02-05 ASSUMED NAME CORP INITIAL FILING 1980-02-05
A121286-6 1973-12-12 CERTIFICATE OF MERGER 1973-12-12
A100168-2 1973-09-12 CERTIFICATE OF AMENDMENT 1973-09-12
695440-3 1968-07-22 CERTIFICATE OF AMENDMENT 1968-07-22
126923 1958-10-16 CERTIFICATE OF AMENDMENT 1958-10-16

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
13-1760106 Corporation Unconditional Exemption 475 RIVERSIDE DR RM 900, NEW YORK, NY, 10115-0066 1997-11
In Care of Name -
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Private non-operating foundation
Tax Period 2023-12
Asset 50,000,000 to greater
Income 50,000,000 to greater
Filing Requirement 990 - Not required to file (all other)
PF Filing Requirement 990-PF return
Accounting Period Dec
Asset Amount 1402772081
Income Amount 675850553
Form 990 Revenue Amount -
National Taxonomy of Exempt Entities Philanthropy, Voluntarism and Grantmaking Foundations: Private Grantmaking Foundations
Sort Name -

Publication 78 Data
Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A private foundation. Deductibility Limitation: 30% (generally)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202212
Filing Type E
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202212
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202112
Filing Type E
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202112
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202012
Filing Type E
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 202012
Filing Type E
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201912
Filing Type P
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201912
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201812
Filing Type P
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201712
Filing Type P
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201712
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201712
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201612
Filing Type P
Return Type 990PF
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201612
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201612
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER BROTHERS FUND INC
EIN 13-1760106
Tax Period 201512
Filing Type P
Return Type 990T
File View File

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Date of last update: 19 Mar 2025

Sources: New York Secretary of State

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