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H. C. WAINWRIGHT & CO., INC.

Company Details

Name: H. C. WAINWRIGHT & CO., INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Inactive
Date of registration: 28 Jan 1977 (48 years ago)
Date of dissolution: 14 Mar 2016
Entity Number: 422406
ZIP code: 10022
County: New York
Place of Formation: Massachusetts
Address: 430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States, 10022
Principal Address: 52 VANDERBILT 12TH FLR, NEW YORK, NY, United States, 10017

Agent

Name Role
REGISTERED AGENT REVOKED Agent

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States, 10022

Chief Executive Officer

Name Role Address
AL ZWAN Chief Executive Officer 52 VANDERBILT, 12TH FLR, NEW YORK, NY, United States, 10017

Form 5500 Series

Employer Identification Number (EIN):
043104484
Plan Year:
2013
Number Of Participants:
2
Sponsors Telephone Number:
Plan Year:
2012
Number Of Participants:
2
Sponsors Telephone Number:
Plan Year:
2010
Number Of Participants:
12
Sponsors Telephone Number:
Plan Year:
2009
Number Of Participants:
16
Sponsors Telephone Number:

History

Start date End date Type Value
2013-04-09 2013-04-09 Address 52 VANDERBILT, 12TH FLR, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2013-04-09 2016-03-14 Address 52 VANDERBILT 12TH FLR, NEW YORK, NY, 10177, USA (Type of address: Service of Process)
2013-04-09 2013-04-09 Address 52 VANDERBILT, 12TH FLOOR, NEW YORK, NY, 10017, USA (Type of address: Chief Executive Officer)
2013-04-09 2013-04-09 Address 52 VANDERBILT, 12TH FL, NEW YORK, NY, 10017, USA (Type of address: Principal Executive Office)
2005-05-02 2013-04-09 Address 250 PARK AVE, 5TH FLR, NEW YORK, NY, 10177, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
160314000403 2016-03-14 SURRENDER OF AUTHORITY 2016-03-14
130409002622 2013-04-09 BIENNIAL STATEMENT 2013-01-01
130409002617 2013-04-09 BIENNIAL STATEMENT 2013-01-01
20110428040 2011-04-28 ASSUMED NAME CORP INITIAL FILING 2011-04-28
050502002854 2005-05-02 BIENNIAL STATEMENT 2005-01-01

Trademarks Section

Serial Number:
77040817
Mark:
SMICROCAP
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2006-11-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SMICROCAP

Goods And Services

For:
INVESTMENT BANKING SERVICES
International Classes:
036 - Primary Class
Class Status:
Active

Date of last update: 18 Mar 2025

Sources: New York Secretary of State