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UPGRADE SERVICES LLC

Company Details

Name: UPGRADE SERVICES LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 10 May 2012 (13 years ago)
Entity Number: 4243774
ZIP code: 10018
County: New York
Place of Formation: New York
Address: 65 WEST 36TH STREET, 4TH FLOOR, NEW YORK, NY, United States, 10018

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UPGRADE SERVICES, LLC 401(K) PLAN 2023 455277598 2024-10-01 UPGRADE SERVICES, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2023-01-01
Business code 561720
Sponsor’s telephone number 6467412450
Plan sponsor’s address 65 WEST 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018

Signature of

Role Plan administrator
Date 2024-10-01
Name of individual signing MANISHA BRAHMBHATT
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
MANISHA BRAHMBHATT DOS Process Agent 65 WEST 36TH STREET, 4TH FLOOR, NEW YORK, NY, United States, 10018

Permits

Number Date End date Type Address
M022024308A06 2024-11-03 2024-11-19 OCCUPANCY OF ROADWAY AS STIPULATED WEST 34 STREET, MANHATTAN, FROM STREET 7 AVENUE TO STREET BROADWAY
M022024308A05 2024-11-03 2024-11-19 PLACE EQUIPMENT OTHER THAN CRANE OR SHOV WEST 33 STREET, MANHATTAN, FROM STREET 6 AVENUE TO STREET 7 AVENUE
M022024308A04 2024-11-03 2024-11-19 OCCUPANCY OF SIDEWALK AS STIPULATED WEST 33 STREET, MANHATTAN, FROM STREET 6 AVENUE TO STREET 7 AVENUE
M022024308A03 2024-11-03 2024-11-30 OCCUPANCY OF ROADWAY AS STIPULATED WEST 33 STREET, MANHATTAN, FROM STREET 6 AVENUE TO STREET 7 AVENUE
M022024308A08 2024-11-03 2024-11-19 PLACE EQUIPMENT OTHER THAN CRANE OR SHOV WEST 34 STREET, MANHATTAN, FROM STREET 7 AVENUE TO STREET BROADWAY
M022024308A07 2024-11-03 2024-11-19 OCCUPANCY OF SIDEWALK AS STIPULATED WEST 34 STREET, MANHATTAN, FROM STREET 7 AVENUE TO STREET BROADWAY
M022024267A72 2024-09-23 2024-10-30 OCCUPANCY OF ROADWAY AS STIPULATED WEST 18 STREET, MANHATTAN, FROM STREET 5 AVENUE TO STREET 6 AVENUE
M022024267A71 2024-09-23 2024-10-30 PLACE EQUIPMENT OTHER THAN CRANE OR SHOV 6 AVENUE, MANHATTAN, FROM STREET WEST 18 STREET TO STREET WEST 19 STREET
M022024267A69 2024-09-23 2024-10-30 OCCUPANCY OF ROADWAY AS STIPULATED 6 AVENUE, MANHATTAN, FROM STREET WEST 18 STREET TO STREET WEST 19 STREET
M022024267A70 2024-09-23 2024-10-30 OCCUPANCY OF SIDEWALK AS STIPULATED 6 AVENUE, MANHATTAN, FROM STREET WEST 18 STREET TO STREET WEST 19 STREET

History

Start date End date Type Value
2016-05-25 2024-06-04 Address 51 WEST 19TH STREET, 2ND FLOOR, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2012-05-10 2016-05-25 Address 33 WEST 19TH STREET, 4TH FLOOR, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240604002423 2024-06-04 BIENNIAL STATEMENT 2024-06-04
160525006126 2016-05-25 BIENNIAL STATEMENT 2016-05-01
140509006525 2014-05-09 BIENNIAL STATEMENT 2014-05-01
130410000084 2013-04-10 CERTIFICATE OF PUBLICATION 2013-04-10
120510000445 2012-05-10 ARTICLES OF ORGANIZATION 2012-05-10

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2024-10-29 No data WEST 19 STREET, FROM STREET 5 AVENUE TO STREET 6 AVENUE No data Street Construction Inspections: Active Department of Transportation no work found
2024-09-02 No data 6 AVENUE, FROM STREET WEST 18 STREET TO STREET WEST 19 STREET No data Street Construction Inspections: Active Department of Transportation Clear path on sidewalk area for pedestrians.
2024-03-18 No data WEST 33 STREET, FROM STREET 9 AVENUE TO STREET LINCOLN TNNL APPROACH No data Street Construction Inspections: Pick-Up Department of Transportation I found respondent obstructed the parking lane without a DOT permit. Respondent placed 1 manlift, and 2 scissor lifts on the roadway without a permit. I spoke to Mike the property manager who identified the respondent to me.
2024-01-19 No data WEST 42 STREET, FROM STREET 7 AVENUE TO STREET 8 AVENUE No data Street Construction Inspections: Active Department of Transportation - OCCUPANCY OF ROADWAY AS STIPULATED
2023-08-23 No data WEST 35 STREET, FROM STREET 9 AVENUE TO STREET LINCOLN TUNNEL ENTRANCE No data Street Construction Inspections: Active Department of Transportation r/w not occupied
2023-08-22 No data WEST 35 STREET, FROM STREET 9 AVENUE TO STREET LINCOLN TUNNEL ENTRANCE No data Street Construction Inspections: Active Department of Transportation manlift not visible
2023-08-19 No data 5 AVENUE, FROM STREET EAST 40 STREET TO STREET EAST 41 STREET No data Street Construction Inspections: Pick-Up Department of Transportation equipment ( boom lift ) on the street without a DOT permit. Respondent identified by commercial vehicle plate # 24272-ML. Spoke to Marlon Morales foreman for Upgrade Service LLC. Logo on the vehicle also used for identification
2022-11-27 No data 11 AVENUE, FROM STREET WEST 41 STREET TO STREET WEST 42 STREET No data Street Construction Inspections: Post-Audit Department of Transportation Permit Expired..
2022-11-15 No data 8 AVENUE, FROM STREET WEST 41 STREET TO STREET WEST 42 STREET No data Street Construction Inspections: Active Department of Transportation Permit Expired.
2022-11-14 No data LEXINGTON AVENUE, FROM STREET EAST 43 STREET TO STREET EAST 44 STREET No data Street Construction Inspections: Active Department of Transportation I found respondent failed to adhere to the terms and conditions of D.O.T. permit StipID 78 "FULL WIDTH OF ROADWAY, INCLUDING PARKING LANES, SHALL BE OPENED TO TRAFFIC WHEN SITE IS UNATTENDED." Respondent stored a man lift in the without a permit.

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
347260291 0215000 2024-02-06 335 W HOUSTON STREET, NEW YORK, NY, 10014
Inspection Type Prog Other
Scope Partial
Safety/Health Safety
Close Conference 2024-02-06
Emphasis N: FALL, P: FALL
Case Closed 2024-07-02
345680367 0215000 2021-12-10 85 JAY STREET, BROOKLYN, NY, 11201
Inspection Type Fat/Cat
Scope Complete
Safety/Health Safety
Close Conference 2021-12-10
Case Closed 2024-12-23

Related Activity

Type Accident
Activity Nr 1841772

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100027 B02 V
Issuance Date 2022-06-06
Abatement Due Date 2022-06-13
Current Penalty 0.0
Initial Penalty 13052.0
Contest Date 2022-06-24
Final Order 2023-07-12
Nr Instances 1
Nr Exposed 1
Related Event Code (REC) Accident
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.27(b)(2)(v): The employer did not ensure that the rope descent system has proper rigging, including anchorages and tiebacks, with particular emphasis on providing tiebacks when counterweights, cornice hooks, or similar non-permanent anchorages are used. Location: 85 Jay Street, Brooklyn, NY. On or about 12/10/2021 a) The employer did not ensure the rope used for each employee's boatswain's chair was secured to an anchorage and tieback. An employee in a boatswain's chair fell approximately 190 feet when the rope was not secured to any anchorage.
Citation ID 01002
Citaton Type Other
Standard Cited 19100030 B03
Issuance Date 2022-06-06
Abatement Due Date 2022-06-16
Current Penalty 13052.0
Initial Penalty 13052.0
Contest Date 2022-06-24
Final Order 2023-07-12
Nr Instances 1
Nr Exposed 4
Related Event Code (REC) Accident
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.30(b)(3): The employer did not train each employee who uses a rope descent system in proper rigging and use of the equipment in accordance with � 1910.27. Location: 85 Jay Street, Brooklyn, NY. On or about 12/10/2021 a) The employer did not ensure each employee who used a rope descent system was trained in proper rigging and usage of the system. An employee using a boatswain's chair fell when the rigging of the system was not installed properly.
Citation ID 01003
Citaton Type Serious
Standard Cited 19100140 C12
Issuance Date 2022-06-06
Abatement Due Date 2022-06-13
Current Penalty 13052.0
Initial Penalty 13052.0
Contest Date 2022-06-24
Final Order 2023-07-12
Nr Instances 1
Nr Exposed 3
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.140(c)(12): Anchorages used to attach to personal fall protection equipment were not independent of any anchorage used to suspend employees or platforms on which employees work. Anchorages used to attach to personal fall protection equipment on mobile work platforms on powered industrial trucks were not attached to an overhead member of the platform, at a point located above and near the center of the platform. Location: 85 Jay Street, Brooklyn, NY. On or about 12/8/2021 a) The employer did not ensure that anchorage used for employee's personal fall arrest system is independent from anchorage used to suspend the employee's boatswain's chair.
340084649 0215000 2014-11-12 1 WORLD TRADE CENTER, NEW YORK, NY, 10007
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2014-11-12
Emphasis L: FALL
Case Closed 2016-08-22

Related Activity

Type Referral
Activity Nr 921927
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100066 E02 III A
Issuance Date 2015-05-11
Abatement Due Date 2015-05-21
Current Penalty 0.0
Initial Penalty 4900.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(e)(2)(iii)(A): Intermittent stabilization system. The system did not keep the equipment in continuous contact with the building facade, and did not prevent sudden horizontal movement of the platform. The system may be used together with continuous positive building guide systems using tie-in guides on the same building, provided the requirements for each system are met. Location: Freedom Tower, New York, NY. a) The scaffold hoist system did not prevent sudden horizontal movement of the platform. The upward movement on the inboard side of the platform continued when all current, by design (i.e., emergency stops were applied); did not stop electrical current to the hoisting system. Two window washers were trapped in the rig as a result of the system's malfunction; on or about 11/12/14.
Citation ID 01002
Citaton Type Other
Standard Cited 19100066 E11 VI
Issuance Date 2015-05-11
Abatement Due Date 2015-05-21
Current Penalty 2800.0
Initial Penalty 2800.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 2
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(e)(11)(vi): An effective two-way voice communication system was not provided between the equipment operators and persons stationed within the building being serviced. The communications facility was not operable and was not manned at all times by persons stationed within the building when the platform was being used. Location: Freedom Tower, New York, NY. a) The workers on the platform of unit 1 were not provided with an effective and/or continuous communication. When their rig/unit malfunctioned, the operators utilized one of the 2 radios provided by the employer for communication with the person(s) stationed on the building's rooftop but there was no immediate response; on or about 11/12/14.
Citation ID 01003
Citaton Type Serious
Standard Cited 19100066 F04 IX
Issuance Date 2015-05-11
Abatement Due Date 2015-05-21
Current Penalty 0.0
Initial Penalty 4900.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(f)(4)(ix): The hoisting machine's primary brake and secondary brake must be in working order and capable of stopping and holding not less than 125 percent of the lifting capacity of the hoist. Location: Freedom Tower, New York, NY. a) The scaffolding hoist system's primary and secondary brakes did not engage when the control button was released, the tilt device was activated (when platform tilted over 10 degrees) and when the 3 emergency stops of unit 1 were applied as it became un-level; on or about 11/12/14.
Citation ID 01004
Citaton Type Serious
Standard Cited 19100066 F05 II I
Issuance Date 2015-05-11
Abatement Due Date 2015-05-21
Current Penalty 0.0
Initial Penalty 4900.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 2
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(f)(5)(ii)(I) Portable fire extinguishers conforming to the provisions of 1910.155 and 1910.157 of this part were not provided and securely mounted on all working platforms. Location: Freedom Tower, New York, NY. a) The fire extinguisher provided for the scaffolding hoist system's platform (unit 1) was not mounted properly. When the scaffolding unit sloped, the bracket did not prevent the fire extinguisher from becoming loose; on or about 11/12/14.
Citation ID 01005
Citaton Type Other
Standard Cited 19100066 G03 II
Issuance Date 2015-05-11
Current Penalty 2100.0
Initial Penalty 2100.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 2
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(g)(3)(ii): The employer did not keep a certification record of each inspection and test performed under paragraph (g)(3)(i) of this section. The certification record must include the date of the inspection and test, the signature of the person who performed the inspection and/or test, and an identifier for the platform installation which was inspected. The certification and/or inspection record was not readily available for review by the Assistant Secretary of Labor or the Assistant Secretary's representative. Location: Freedom Tower, New York, NY. a) The scaffolding hoist system's daily scaffold reports were not readily available to OSHA as required; on or about 11/12/14.
Citation ID 01006
Citaton Type Serious
Standard Cited 19100066 H01
Issuance Date 2015-05-11
Abatement Due Date 2015-05-21
Current Penalty 0.0
Initial Penalty 4900.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 4
Related Event Code (REC) Referral
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(h)(1): General maintenance. All parts of the equipment affecting safe operation were not maintained in proper working order so that they may perform the functions for which they were intended. The equipment was not taken out of service when it was not in proper working order. Location: Freedom Tower, New York, NY. On or about 11/12/14. a) During the window washing operations; The employer noted on scaffold daily report dated 8/19/14 the discovery of substantial defects and/or abnormal conditions in one of the scaffolding hoist units. The employer failed to maintain the scaffold equipment in working order; on or about 11/12/14.
Citation ID 01007A
Citaton Type Serious
Standard Cited 19100066 I01 II C
Issuance Date 2015-05-11
Abatement Due Date 2015-05-29
Current Penalty 3500.0
Initial Penalty 3500.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 6
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.66(i)(1)(ii)(C): The employees that operate the working platforms were not trained in the emergency action plan procedures required in paragraph (e)(9) of this section. Location: Freedom Tower, New York, NY. a) Employees were not trained in the emergency action plan procedures set by the employer; on or about 11/12/14.
Citation ID 01007B
Citaton Type Serious
Standard Cited 19100157 G01
Issuance Date 2015-05-11
Abatement Due Date 2015-05-29
Current Penalty 0.0
Initial Penalty 0.0
Contest Date 2015-06-11
Final Order 2016-03-28
Nr Instances 1
Nr Exposed 6
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.157(g)(1): An educational program was not provided for all employees to familiarize them with the general principles of fire extinguisher use and the hazards involved with incipient stage fire fighting. Location: Freedom Tower, New York, NY. a) In case of an emergency employees are expected to use the fire extinguishers which are provided on the scaffolding hoist system's platforms but the employer did not provide training; on or about 11/12/14.

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1573868504 2021-02-19 0202 PPS 65 W 36th St Fl 4, New York, NY, 10018-7925
Loan Status Date 2022-04-20
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1887017
Loan Approval Amount (current) 1887017
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10018-7925
Project Congressional District NY-12
Number of Employees 96
NAICS code 561720
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 48270
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address COLUMBUS, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 1906485.77
Forgiveness Paid Date 2022-03-09
3716217106 2020-04-12 0202 PPP 65 W 36TH ST FL 4 Floor 2, NEW YORK, NY, 10018
Loan Status Date 2021-09-30
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1885227
Loan Approval Amount (current) 1885227
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10018-0001
Project Congressional District NY-12
Number of Employees 98
NAICS code 561720
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 194093
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address CHICAGO, IL
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 1909706.67
Forgiveness Paid Date 2021-08-05

Court Cases

Docket Number Nature of Suit Filing Date Disposition
1604404 Civil Rights Employment 2016-06-13 other
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Both plaintiff and defendant demand jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment monetary award and other
Judgement plaintiff
Arbitration On Termination Missing
Office 1
Filing Date 2016-06-13
Termination Date 2018-08-15
Date Issue Joined 2016-08-22
Pretrial Conference Date 2016-11-18
Section 1981
Sub Section RA
Status Terminated

Parties

Name DOMINGUEZ
Role Plaintiff
Name UPGRADE SERVICES LLC
Role Defendant
1604404 Civil Rights Employment 2018-10-03 settled
Circuit Second Circuit
Origin reinstated/reopened (previously opened and closed, reopened for additional action)
Jurisdiction federal question
Jury Demand Both plaintiff and defendant demand jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress other
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2018-10-03
Termination Date 2018-10-04
Date Issue Joined 2018-10-04
Section 1981
Sub Section RA
Status Terminated

Parties

Name DOMINGUEZ
Role Plaintiff
Name UPGRADE SERVICES LLC
Role Defendant

Date of last update: 26 Mar 2025

Sources: New York Secretary of State