|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2018
|
460645140
|
2019-05-29
|
SOURCE FINANCIAL ADVISORS, LLC
|
9
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s mailing address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
| Plan sponsor’s
address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
5 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
9 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2019-05-29 |
| Name of individual signing |
LUDWIG BACH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2017
|
460645140
|
2018-06-26
|
SOURCE FINANCIAL ADVISORS, LLC
|
1
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s mailing address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
| Plan sponsor’s
address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
8 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2018-06-26 |
| Name of individual signing |
LUDWIG BACH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2016
|
460645140
|
2017-07-11
|
SOURCE FINANCIAL ADVISORS, LLC
|
16
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s mailing address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
| Plan sponsor’s
address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
Number of participants as of the end of the plan year
| Active participants |
7 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
9 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2017-07-11 |
| Name of individual signing |
LUDWIG BACH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2015
|
460645140
|
2016-07-28
|
SOURCE FINANCIAL ADVISORS, LLC
|
12
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s mailing address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
| Plan sponsor’s
address |
545 5TH AVE RM 1100, NEW YORK, NY, 100173627
|
Number of participants as of the end of the plan year
| Active participants |
8 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
8 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
14 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2016-07-28 |
| Name of individual signing |
LUDWIG BACH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2014
|
460645140
|
2015-06-03
|
SOURCE FINANCIAL ADVISORS, LLC
|
13
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s
address |
545 FIFTH AVENUE, SUITE 1100, NEW YORK, NY, 10017
|
Signature of
| Role |
Plan administrator |
| Date |
2015-06-03 |
| Name of individual signing |
KRISTEN NIEBUHR |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2013
|
460645140
|
2014-06-13
|
SOURCE FINANCIAL ADVISORS, LLC
|
11
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s
address |
521 FIFTH AVENUE 15TH FLOOR, NEW YORK, NY, 10175
|
Signature of
| Role |
Plan administrator |
| Date |
2014-06-13 |
| Name of individual signing |
KRISTEN NIEBUHR |
|
|
|
SOURCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2012
|
460645140
|
2013-07-22
|
SOURCE FINANCIAL ADVISORS, LLC
|
0
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2012-09-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2122730402
|
| Plan sponsor’s
address |
521 FIFTH AVENUE 15TH FLOOR, NEW YORK, NY, 10175
|
Signature of
| Role |
Plan administrator |
| Date |
2013-07-22 |
| Name of individual signing |
KRISTEN NIEBUHR |
|
|
