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  5. OTCEX LLC

OTCEX LLC

Headquarter

Company Details

Name: OTCEX LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 20 Dec 2012 (12 years ago)
Entity Number: 4335618
ZIP code: 10528
County: New York
Place of Formation: New York
Address: 600 MAMARONECK AVENUE #400, HARRISON, NY, United States, 10528

Links between entities

Type Company Name Company Number State
Headquarter of OTCEX LLC, FLORIDA M19000012230 FLORIDA

Central Index Key

CIK number Mailing Address Business Address Phone
1554724 140 E. 45TH STREET, 11TH FLOOR, SUITE 602, NEW YORK, NY, 10017 140 E. 45TH STREET, 11TH FLOOR, SUITE 602, NEW YORK, NY, 10017 1 212 584 3878

Filings since 2024-03-28
Form type X-17A-5
File number 008-69129
Filing date 2024-03-28
Reporting date 2023-12-31
File View File

Filings since 2023-04-13
Form type X-17A-5
File number 008-69129
Filing date 2023-04-13
Reporting date 2020-12-31
File View File

Filings since 2023-03-06
Form type X-17A-5
File number 008-69129
Filing date 2023-03-06
Reporting date 2022-12-31
File View File

Filings since 2022-03-01
Form type X-17A-5
File number 008-69129
Filing date 2022-03-01
Reporting date 2021-12-31
File View File

Filings since 2019-11-29
Form type X-17A-5
File number 008-69129
Filing date 2019-11-29
Reporting date 2019-09-30
File View File

Filings since 2018-11-29
Form type X-17A-5
File number 008-69129
Filing date 2018-11-29
Reporting date 2018-09-30
File View File

Filings since 2017-11-29
Form type X-17A-5
File number 008-69129
Filing date 2017-11-29
Reporting date 2017-09-30
File View File

Filings since 2016-12-13
Form type X-17A-5
File number 008-69129
Filing date 2016-12-13
Reporting date 2016-09-30
File View File

Filings since 2015-12-15
Form type X-17A-5
File number 008-69129
Filing date 2015-12-15
Reporting date 2015-09-30
File View File

Filings since 2015-12-15
Form type FOCUSN
File number 008-69129
Filing date 2015-12-15
Reporting date 2015-09-30
File View File

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300SFF7YEJGFVDC94 4335618 US-NY GENERAL ACTIVE 2012-12-20

Addresses
Legal C/O UNITED AGENT GROUP INC., 600 MAMARONECK AVENUE, #400, HARRISON, NEW YORK, US-NY, US, 10528
Headquarters 600 MAMARONECK AVENUE, #400, HARRISON, NEW YORK, US-NY, US, 10528

Registration details
Registration Date 2014-01-23
Last Update 2024-02-12
Status ISSUED
Next Renewal 2025-03-08
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 4335618

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST 2023 461605423 2024-07-26 OTCEX LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-05-01
Business code 445299
Sponsor’s telephone number 3127957886
Plan sponsor’s address 140 EAST 45TH STREET, FLOOR 10, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2024-07-26
Name of individual signing AMANDA DYKSHORN
OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST 2022 461605423 2023-05-03 OTCEX LLC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-05-01
Business code 445299
Sponsor’s telephone number 2122202735
Plan sponsor’s address 608 5TH AVE SUITE 602, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2023-05-03
Name of individual signing PETER DOYLE
OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST 2021 461605423 2022-06-30 OTCEX LLC 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-05-01
Business code 445299
Sponsor’s telephone number 2122202735
Plan sponsor’s address 608 5TH AVE SUITE 602, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2022-06-30
Name of individual signing PETER DOYLE
OTCEX LLC 401(K) PROFIT SHARING PLAN & TRUST 2020 461605423 2021-07-29 OTCEX LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-05-01
Business code 445299
Sponsor’s telephone number 2122202735
Plan sponsor’s address 608 5TH AVE SUITE 602, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2021-07-29
Name of individual signing PETER DOYLE

Agent

Name Role Address
UNITED AGENT GROUP INC. Agent 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528

DOS Process Agent

Name Role Address
C/O UNITED AGENT GROUP INC. DOS Process Agent 600 MAMARONECK AVENUE #400, HARRISON, NY, United States, 10528

History

Start date End date Type Value
2024-02-09 2024-12-10 Address 600 MAMARONECK AVENUE, #400, HARRISON, NY, 10528, USA (Type of address: Registered Agent)
2024-02-09 2024-12-10 Address 600 MAMARONECK AVENUE #400, HARRISON, NY, 10528, USA (Type of address: Service of Process)
2016-12-13 2024-02-09 Address 608 FIFTH AVENUE, SUITE 602, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2016-02-29 2016-12-13 Address 747 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2013-09-30 2016-02-29 Address 135 EAST 57TH STREET, 23RD FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2012-12-20 2013-09-30 Address 111 BROADWAY, SUITE 1805, NEW YORK, NY, 10006, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
241210003637 2024-12-10 BIENNIAL STATEMENT 2024-12-10
240209000578 2024-02-08 CERTIFICATE OF CHANGE BY ENTITY 2024-02-08
220425001866 2022-04-25 BIENNIAL STATEMENT 2020-12-01
181221006148 2018-12-21 BIENNIAL STATEMENT 2018-12-01
161213006450 2016-12-13 BIENNIAL STATEMENT 2016-12-01
160229006063 2016-02-29 BIENNIAL STATEMENT 2014-12-01
130930000344 2013-09-30 CERTIFICATE OF CHANGE 2013-09-30
130415000998 2013-04-15 CERTIFICATE OF PUBLICATION 2013-04-15
121220000021 2012-12-20 ARTICLES OF ORGANIZATION 2012-12-20

Related by officers

UNITED AGENT GROUP INC.

122-130 EAST 23RD STREET OWNER LLC 122-130 EAST 23RD STREET OWNER MEMBER LLC KRG WESTBURY MERCHANTS PLAZA, LLC KRG BAY SHORE GARDINER, LLC KRG MIDDLETOWN FAIRGROUNDS PLAZA, LLC KRG CORAM PLAZA, LLC

C/O UNITED AGENT GROUP INC.

100 BARROW STREET LLC 100 BARROW STREET MEMBER LLC 111 EAST 48TH STREET HOLDINGS, LLC ICG REALTY LLC 24TH STREET OPERATOR SUB, LLC 2686-2690 BROADWAY LLC MMPF III LOCKPORT NY, LLC 29 FLATBUSH REIT, LLC 353-357 BROADWAY OWNER LLC 353-357 BROADWAY OWNER MEMBER LLC

Related by address

600 MAMARONECK AVENUE #400, HARRISON, NY, United States, 10528

10 GEORGICA ASSOCIATION ROAD, LLC 10 PHILLIPS LANE LLC 101 FIRST NECK, LLC 10GC MARX MOBILE LLC 110 WILLIAM HOLDINGS III, LLC 1107 BROADWAY HOLDINGS IIA, LLC 1107 BROADWAY INVESTORS IIA, LLC 111 EAST 48TH STREET HOLDINGS, LLC 1200 NEW YORK PROPERTIES LLC 1375 BROADWAY NEW HOLDINGS V, LLC

Date of last update: 29 Dec 2024

Sources: New York Secretary of State

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