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  5. GUARDIAN WEALTH MANAGEMENT LLC

GUARDIAN WEALTH MANAGEMENT LLC

Company Details

Name: GUARDIAN WEALTH MANAGEMENT LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Mar 2013 (12 years ago)
Entity Number: 4372921
ZIP code: 14901
County: Chemung
Place of Formation: New York
Address: ONE WEST CHURCH STREET, ELMIRA, NY, United States, 14901

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2023 462265354 2024-05-29 GUARDIAN WEALTH MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2024-05-29
Name of individual signing PETER SCHWEIZER
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2022 462265354 2023-05-12 GUARDIAN WEALTH MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2023-05-12
Name of individual signing PETER SCHWEIZER
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2021 462265354 2022-05-04 GUARDIAN WEALTH MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2022-05-04
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2020 462265354 2021-05-07 GUARDIAN WEALTH MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2021-05-07
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2019 462265354 2020-04-17 GUARDIAN WEALTH MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2020-04-17
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2018 462265354 2019-05-21 GUARDIAN WEALTH MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2019-05-21
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2017 462265354 2018-04-16 GUARDIAN WEALTH MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2018-04-16
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2016 462265354 2017-06-08 GUARDIAN WEALTH MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2017-06-08
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2015 462265354 2016-09-08 GUARDIAN WEALTH MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 523900
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2016-09-08
Name of individual signing DEBRA BERTRAND
GUARDIAN WEALTH MANAGEMENT 401(K) PLAN 2014 462265354 2015-05-07 GUARDIAN WEALTH MANAGEMENT LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-10-01
Business code 522298
Sponsor’s telephone number 6075918400
Plan sponsor’s address C/O RAYMOND JAMES, 100 N. MAIN STREET, ELMIRA, NY, 14901

Signature of
Role Plan administrator
Date 2015-05-07
Name of individual signing FREDERICK WEEMAN

DOS Process Agent

Name Role Address
C/O SAYLES & EVANS DOS Process Agent ONE WEST CHURCH STREET, ELMIRA, NY, United States, 14901

Filings

Filing Number Date Filed Type Effective Date
130312000562 2013-03-12 ARTICLES OF ORGANIZATION 2013-03-12

Related by officers

C/O SAYLES & EVANS

BRYANT & VAUGHAN, LLC COWANESQUE VALLEY FARMS, LLC SOUTHERN TIER ECONOMIC DEVELOPMENT, INC.

Related by address

ONE WEST CHURCH STREET, ELMIRA, NY, United States, 14901

A&M CORDS, LLC BENTLEY FARM ASSOCIATES LLC BLAISDELL ASSOCIATES, LLC BRYANT & VAUGHAN, LLC CAYUTA LAKE LAND PRESERVATION, LLC CHEMUNG CANAL FOUNDATION, INC. CHILSON BROTHERS, LLC COMMON TIME CREGGAN HILL FARM, LLC DOUGLAS G. ANDERSON - LEIGH R. EVANS FOUNDATION

Date of last update: 29 Dec 2024

Sources: New York Secretary of State

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