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SOVEREIGN GLOBAL ADVISORS, LLC

Headquarter

Company Details

Name: SOVEREIGN GLOBAL ADVISORS, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 18 Mar 2013 (12 years ago)
Entity Number: 4375214
ZIP code: 80246
County: New York
Place of Formation: New York
Address: 501 s cherry st, 11th floor, denver, CO, United States, 80246

DOS Process Agent

Name Role Address
JOHN DRAGOTTA DOS Process Agent 501 s cherry st, 11th floor, denver, CO, United States, 80246

Links between entities

Type:
Headquarter of
Company Number:
20238154018
State:
COLORADO

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001574931
Phone:
866-790-9700

Latest Filings

Form type:
X-17A-5
File number:
008-69274
Filing date:
2024-03-01
File:
Form type:
X-17A-5
File number:
008-69274
Filing date:
2023-03-02
File:
Form type:
X-17A-5
File number:
008-69274
Filing date:
2022-02-28
File:
Form type:
X-17A-5
File number:
008-69274
Filing date:
2021-03-02
File:
Form type:
X-17A-5
File number:
008-69274
Filing date:
2020-03-02
File:

History

Start date End date Type Value
2013-03-18 2023-03-01 Address 499 7TH AVENUE, 23RD FLOOR, NEW YORK, NY, 10018, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230301004724 2023-03-01 BIENNIAL STATEMENT 2023-03-01
221004003241 2022-10-04 BIENNIAL STATEMENT 2021-03-01
150528006202 2015-05-28 BIENNIAL STATEMENT 2015-03-01
130318000218 2013-03-18 ARTICLES OF ORGANIZATION 2013-03-18

Trademarks Section

Serial Number:
88829851
Mark:
INDEPENDENT BUT NEVER ALONE
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2020-03-11
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
INDEPENDENT BUT NEVER ALONE

Goods And Services

For:
Financial consulting, financial and advisory services, financial investment brokerage; stock brokerage services
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
87333528
Mark:
THIS IS OUR INDEPENDENCE
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2017-02-13
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
THIS IS OUR INDEPENDENCE

Goods And Services

For:
Financial consulting; Financial information and advisory services; Financial investment brokerage; Stock brokerage services
First Use:
2016-12-08
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Paycheck Protection Program

Date Approved:
2020-04-29
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
42400
Current Approval Amount:
42400
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
42873.47

Date of last update: 26 Mar 2025

Sources: New York Secretary of State