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MORGAN GROUP HOLDING CO.

Company Details

Name: MORGAN GROUP HOLDING CO.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 17 Apr 2013 (12 years ago)
Entity Number: 4389934
ZIP code: 10580
County: Westchester
Place of Formation: Delaware
Address: 401 THEODORE FREMD AVENUE, RYE, NY, United States, 10580

Central Index Key

CIK number Mailing Address Business Address Phone
1162283 401 THEODORE FREMD AVENUE, RYE, NY, 10580 401 THEODORE FREMD AVENUE, RYE, NY, 10580 9149218821

Filings since 2024-01-12

Form type 15-15D
File number 333-73996
Filing date 2024-01-12
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Form type 10-Q/A
File number 333-73996
Filing date 2023-11-29
Reporting date 2023-09-30
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Form type 8-K
File number 333-73996
Filing date 2023-11-27
Reporting date 2023-11-20
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Form type 10-Q
File number 333-73996
Filing date 2023-11-20
Reporting date 2023-09-30
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Form type NT 10-Q
File number 333-73996
Filing date 2023-11-15
Reporting date 2023-09-30
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Form type 10-Q
File number 333-73996
Filing date 2023-08-14
Reporting date 2023-06-30
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Filings since 2023-07-17

Form type 144
File number 333-73996
Filing date 2023-07-17
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Form type 10-Q
File number 333-73996
Filing date 2023-05-15
Reporting date 2023-03-31
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Form type 10-K
File number 333-73996
Filing date 2023-03-31
Reporting date 2022-12-31
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Form type 10-Q
File number 333-73996
Filing date 2022-11-14
Reporting date 2022-09-30
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Form type 10-Q
File number 333-73996
Filing date 2022-08-15
Reporting date 2022-06-30
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Filings since 2022-05-11

Form type 10-Q
File number 333-73996
Filing date 2022-05-11
Reporting date 2022-03-31
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Form type 10-K
File number 333-73996
Filing date 2022-04-01
Reporting date 2021-12-31
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Form type 10-Q
File number 333-73996
Filing date 2021-11-15
Reporting date 2021-09-30
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Form type 10-Q
File number 333-73996
Filing date 2021-08-16
Reporting date 2021-06-30
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Filings since 2021-05-17

Form type 10-Q
File number 333-73996
Filing date 2021-05-17
Reporting date 2021-03-31
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Form type 10-K
File number 333-73996
Filing date 2021-04-05
Reporting date 2020-12-31
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Form type NT 10-K
File number 333-73996
Filing date 2021-04-01
Reporting date 2020-12-31
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Form type 8-K
File number 333-73996
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Form type 8-K
File number 333-73996
Filing date 2020-12-18
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Form type 8-K
File number 333-73996
Filing date 2020-12-10
Reporting date 2020-12-05
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Form type 10-Q
File number 333-73996
Filing date 2020-11-16
Reporting date 2020-09-30
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Form type 10-Q
File number 333-73996
Filing date 2020-08-14
Reporting date 2020-06-30
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Form type 8-K
File number 333-73996
Filing date 2020-08-06
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Form type 424B1
File number 333-238702
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Form type EFFECT
File number 333-238702
Filing date 2020-07-28
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Form type CORRESP
Filing date 2020-07-23
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Filings since 2020-07-15

Form type CORRESP
Filing date 2020-07-15
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Form type S-1/A
File number 333-238702
Filing date 2020-07-15
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Form type UPLOAD
Filing date 2020-06-17
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Form type 8-K
File number 333-73996
Filing date 2020-06-12
Reporting date 2020-06-09
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Form type CORRESP
Filing date 2020-05-26
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Form type S-1
File number 333-238702
Filing date 2020-05-26
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Filings since 2020-05-15

Form type 10-Q
File number 333-73996
Filing date 2020-05-15
Reporting date 2020-03-31
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Filings since 2020-04-02

Form type 10-K
File number 333-73996
Filing date 2020-04-02
Reporting date 2019-12-31
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Filings since 2020-03-31

Form type NT 10-K
File number 333-73996
Filing date 2020-03-31
Reporting date 2019-12-31
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Form type 8-K/A
File number 333-73996
Filing date 2020-01-09
Reporting date 2019-10-31
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Form type SC 13G/A
File number 005-80917
Filing date 2019-11-12
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Form type 8-K
File number 333-73996
Filing date 2019-11-06
Reporting date 2019-10-31
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Filings since 2019-10-15

Form type 10-Q
File number 333-73996
Filing date 2019-10-15
Reporting date 2019-09-30
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Filings since 2019-08-09

Form type 10-Q
File number 333-73996
Filing date 2019-08-09
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Form type 8-K
File number 333-73996
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Form type SC 13G/A
File number 005-80917
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Form type 10-Q
File number 333-73996
Filing date 2019-05-08
Reporting date 2019-03-31
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Form type 10-K
File number 333-73996
Filing date 2019-02-26
Reporting date 2018-12-31
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Form type 10-Q
File number 333-73996
Filing date 2018-10-26
Reporting date 2018-09-30
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Form type 10-Q
File number 333-73996
Filing date 2018-07-26
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Form type 10-Q
File number 333-73996
Filing date 2018-05-11
Reporting date 2018-03-31
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Form type SC 13G/A
File number 005-80917
Filing date 2018-04-26
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Form type SC 13G/A
File number 005-80917
Filing date 2018-04-25
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Form type 10-K
File number 333-73996
Filing date 2018-03-23
Reporting date 2017-12-31
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Form type 8-K
File number 333-73996
Filing date 2018-03-19
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Form type 10-Q
File number 333-73996
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Form type SC 13G
File number 005-80917
Filing date 2017-10-06
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Form type SC 13G/A
File number 005-80917
Filing date 2017-10-02
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Form type 4
Filing date 2017-10-02
Reporting date 2017-08-11
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Form type 10-Q
File number 333-73996
Filing date 2017-07-31
Reporting date 2017-06-30
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Form type 10-Q
File number 333-73996
Filing date 2017-05-05
Reporting date 2017-03-31
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Form type 10-K
File number 333-73996
Filing date 2017-03-01
Reporting date 2016-12-31
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Form type SC 13G/A
File number 005-80917
Filing date 2017-02-16
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Form type 10-Q
File number 333-73996
Filing date 2016-11-02
Reporting date 2016-09-30
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Form type 10-Q
File number 333-73996
Filing date 2016-07-29
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Form type 10-Q
File number 333-73996
Filing date 2016-05-02
Reporting date 2016-03-31
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Form type 10-K
File number 333-73996
Filing date 2016-02-19
Reporting date 2015-12-31
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Form type SC 13G/A
File number 005-80917
Filing date 2016-02-18
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Form type 10-Q
File number 333-73996
Filing date 2015-10-15
Reporting date 2015-09-30
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Form type 10-Q
File number 333-73996
Filing date 2015-07-24
Reporting date 2015-06-30
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Form type 10-Q
File number 333-73996
Filing date 2015-05-07
Reporting date 2015-03-31
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Form type 10-K
File number 333-73996
Filing date 2015-02-23
Reporting date 2014-12-31
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Form type SC 13G/A
File number 005-80917
Filing date 2015-02-17
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Form type 10-Q
File number 333-73996
Filing date 2014-11-07
Reporting date 2014-09-30
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Form type 10-Q
File number 333-73996
Filing date 2014-08-05
Reporting date 2014-06-30
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Filings since 2014-05-14

Form type 10-Q
File number 333-73996
Filing date 2014-05-14
Reporting date 2014-03-31
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Form type 8-K
File number 333-73996
Filing date 2014-05-09
Reporting date 2014-05-08
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Form type 10-K
File number 333-73996
Filing date 2014-02-27
Reporting date 2013-12-31
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Form type 3
Filing date 2014-02-12
Reporting date 2014-02-05
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Form type SC 13G
File number 005-80917
Filing date 2014-02-11
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Form type SC 13G/A
File number 005-80917
Filing date 2014-02-11
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Form type SC 13G/A
File number 005-80917
Filing date 2014-02-03
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Form type 10-Q
File number 333-73996
Filing date 2013-11-12
Reporting date 2013-09-30
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Form type SC 13G/A
File number 005-80917
Filing date 2013-08-07
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Form type 10-Q
File number 333-73996
Filing date 2013-08-05
Reporting date 2013-06-30
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Form type 10-Q
File number 333-73996
Filing date 2013-05-07
Reporting date 2013-03-31
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Form type 10-K
File number 333-73996
Filing date 2013-03-08
Reporting date 2012-12-31
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Filings since 2013-02-12

Form type SC 13G/A
File number 005-80917
Filing date 2013-02-12
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Form type 5
Filing date 2013-02-12
Reporting date 2012-12-31
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Form type 8-K/A
File number 333-73996
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Form type 8-K
File number 333-73996
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File number 333-73996
Filing date 2012-11-13
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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Form type SC 13G/A
File number 005-80917
Filing date 2012-02-09
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Form type 8-K
File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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Filing date 2011-07-26
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Form type 10-Q
File number 333-73996
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Reporting date 2011-03-31
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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File number 333-73996
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Form type 10QSB
File number 333-73996
Filing date 2005-08-10
Reporting date 2005-06-30
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Form type 10QSB
File number 333-73996
Filing date 2005-05-16
Reporting date 2005-03-31
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Form type 10-K
File number 333-73996
Filing date 2005-03-31
Reporting date 2004-12-31
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Filings since 2004-11-15

Form type 8-K
File number 333-73996
Filing date 2004-11-15
Reporting date 2004-09-30
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Filings since 2004-11-15

Form type 10-Q
File number 333-73996
Filing date 2004-11-15
Reporting date 2004-09-30
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Filings since 2004-08-17

Form type 8-K
File number 333-73996
Filing date 2004-08-17
Reporting date 2004-06-30
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Form type 10-Q
File number 333-73996
Filing date 2004-08-16
Reporting date 2004-06-30
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File number 333-73996
Filing date 2004-05-17
Reporting date 2004-05-17
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Filings since 2004-05-17

Form type 10-Q
File number 333-73996
Filing date 2004-05-17
Reporting date 2004-03-31
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Form type 10-K
File number 333-73996
Filing date 2004-03-30
Reporting date 2003-12-31
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Form type 8-K
File number 333-73996
Filing date 2003-11-12
Reporting date 2003-09-30
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Filings since 2003-11-12

Form type 10-Q
File number 333-73996
Filing date 2003-11-12
Reporting date 2003-09-30
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Form type 8-K
File number 333-73996
Filing date 2003-08-14
Reporting date 2003-06-30
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Filings since 2003-08-14

Form type 10-Q
File number 333-73996
Filing date 2003-08-14
Reporting date 2003-06-30
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Form type 8-K/A
File number 333-73996
Filing date 2003-06-04
Reporting date 2003-06-04
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Filings since 2003-05-16

Form type 8-K
File number 333-73996
Filing date 2003-05-16
Reporting date 2003-05-16
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Filings since 2003-05-16

Form type 8-K
File number 333-73996
Filing date 2003-05-16
Reporting date 2003-05-16
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Filings since 2003-05-15

Form type 10-Q
File number 333-73996
Filing date 2003-05-15
Reporting date 2003-03-31
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Filings since 2003-05-12

Form type 8-K
File number 333-73996
Filing date 2003-05-12
Reporting date 2003-05-02
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Filings since 2003-03-31

Form type 8-K
File number 333-73996
Filing date 2003-03-31
Reporting date 2003-03-31
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Filings since 2003-03-31

Form type 10-K
File number 333-73996
Filing date 2003-03-31
Reporting date 2002-12-31
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Filings since 2002-11-14

Form type 10-Q
File number 333-73996
Filing date 2002-11-14
Reporting date 2002-09-30
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Filings since 2002-11-01

Form type 8-K
File number 333-73996
Filing date 2002-11-01
Reporting date 2002-10-18
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Filings since 2002-08-20

Form type 8-K
File number 333-73996
Filing date 2002-08-20
Reporting date 2002-06-30
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Filings since 2002-08-20

Form type 10-Q
File number 333-73996
Filing date 2002-08-20
Reporting date 2002-06-30
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Filings since 2002-08-14

Form type NT 10-Q
File number 333-73996
Filing date 2002-08-14
Reporting date 2002-06-30
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Filings since 2002-05-15

Form type 10-Q
File number 333-73996
Filing date 2002-05-15
Reporting date 2002-03-31
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Filings since 2002-04-18

Form type 10-K
File number 333-73996
Filing date 2002-04-18
Reporting date 2001-12-31
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Filings since 2002-04-08

Form type SC 13D/A
Filing date 2002-04-08
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Filings since 2002-01-16

Form type S-1/A
File number 333-73996
Filing date 2002-01-16
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Filings since 2001-12-31

Form type S-1/A
File number 333-73996
Filing date 2001-12-31
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Filings since 2001-11-27

Form type S-1
File number 333-73996
Filing date 2001-11-27
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MORGAN GROUP 401K PLAN 2023 134196940 2024-08-26 MORGAN GROUP HOLDING CO 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-09-01
Business code 523900
Sponsor’s telephone number 9144571043
Plan sponsor’s address 401 THEODORE FREMD AVENUE, RYE, NY, 10580

Signature of

Role Plan administrator
Date 2024-08-26
Name of individual signing JOSEPH FERNANDEZ
MORGAN GROUP 401K PLAN 2022 134196940 2023-10-16 MORGAN GROUP HOLDING CO 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-09-01
Business code 523900
Sponsor’s telephone number 9144571043
Plan sponsor’s address 401 THEODORE FREMD AVENUE, RYE, NY, 10580

Signature of

Role Plan administrator
Date 2023-10-16
Name of individual signing JOSEPH FERNANDEZ
MORGAN GROUP 401K PLAN 2021 134196940 2022-10-03 MORGAN GROUP HOLDING CO 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-09-01
Business code 523900
Sponsor’s telephone number 9144571043
Plan sponsor’s address 401 THEODORE FREMD AVENUE, RYE, NY, 10580

Signature of

Role Plan administrator
Date 2022-10-03
Name of individual signing JOSEPH L FERNANDEZ
MORGAN GROUP 401K PLAN 2020 134196940 2021-10-13 MORGAN GROUP HOLDING CO 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-09-01
Business code 523900
Sponsor’s telephone number 9143930268
Plan sponsor’s address 401 THEODORE FREMD AVENUE, RYE, NY, 10580

Signature of

Role Plan administrator
Date 2021-10-13
Name of individual signing JOSEPH FERNANDEZ
Role Employer/plan sponsor
Date 2021-10-13
Name of individual signing JOSEPH FERNANDEZ

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 401 THEODORE FREMD AVENUE, RYE, NY, United States, 10580

Filings

Filing Number Date Filed Type Effective Date
130417000719 2013-04-17 APPLICATION OF AUTHORITY 2013-04-17

Date of last update: 29 Dec 2024

Sources: New York Secretary of State