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  5. AXSOME THERAPEUTICS, INC.

AXSOME THERAPEUTICS, INC.

Company Details

Name: AXSOME THERAPEUTICS, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 10 May 2013 (12 years ago)
Entity Number: 4401853
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE ST, ALBANY, NY, United States, 12207
Principal Address: 22 CORTLANDT ST, 22ND FLOOR, NEW YORK, NY, United States, 10007

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
7J7H1 Active U.S./Canada Manufacturer 2016-01-04 2024-04-08 2029-04-08 2025-03-22

Contact Information
POC MAHZAIB AZIZ
Phone +1 917-748-2851
Address 1 WORLD TRADE CTR FL 22, NEW YORK, NY, 10007 0090, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
AXSOME THERAPEUTICS, INC. 401(K) PROFIT SHARING PLAN 2021 454241907 2022-06-17 AXSOME THERAPEUTICS, INC. 59
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541700
Sponsor’s telephone number 2123323241
Plan sponsor’s address 22 CORTLANDT STREET, 16TH FLOOR, NEW YORK, NY, 10007

Signature of
Role Plan administrator
Date 2022-06-17
Name of individual signing NICHOLAS PIZZIE
AXSOME THERAPEUTICS, INC. 401(K) PROFIT SHARING PLAN 2020 454241907 2021-09-27 AXSOME THERAPEUTICS, INC. 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541700
Sponsor’s telephone number 2123323241
Plan sponsor’s address 22 CORTLANDT STREET, 16TH FLOOR, NEW YORK, NY, 10007

Signature of
Role Plan administrator
Date 2021-09-27
Name of individual signing NICHOLAS PIZZIE
AXSOME THERAPEUTICS, INC. 401(K) PROFIT SHARING PLAN 2019 454241907 2020-06-19 AXSOME THERAPEUTICS, INC. 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541700
Sponsor’s telephone number 2123323241
Plan sponsor’s address 200 BROADWAY, 3RD FLOOR, NEW YORK, NY, 10038

Signature of
Role Plan administrator
Date 2020-06-19
Name of individual signing NICK PIZZIE
AXSOME THERAPEUTICS, INC. 401(K) PROFIT SHARING PLAN 2018 454241907 2019-09-16 AXSOME THERAPEUTICS, INC. 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 541700
Sponsor’s telephone number 2123323241
Plan sponsor’s address 25 BROADWAY, 9TH FLOOR, NEW YORK, NY, 10004

Chief Executive Officer

Name Role Address
HERRIOT TABUTEAU Chief Executive Officer ONE WORLD TRADE CENTER, 22ND FLOOR, NEW YORK, NY, United States, 10007

DOS Process Agent

Name Role Address
CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE ST, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2023-05-01 2023-05-01 Address ONE WORLD TRADE CENTER, 22ND FLOOR, NEW YORK, NY, 10007, USA (Type of address: Chief Executive Officer)
2023-05-01 2023-05-01 Address 200 BROADWAY, 3RD FLOOR, NEW YORK, NY, 10038, USA (Type of address: Chief Executive Officer)
2023-05-01 2023-05-01 Address 22 CORTLANDT ST., 16TH FLOOR, NEW YORK, NY, 10007, USA (Type of address: Chief Executive Officer)
2019-11-26 2023-05-01 Address 200 BROADWAY, 3RD FLOOR, NEW YORK, NY, 10038, USA (Type of address: Chief Executive Officer)
2015-11-13 2019-11-26 Address 25 BROADWAY, 9TH FLOOR, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
2015-11-13 2019-11-26 Address 25 BROADWAY, 9TH FLOOR, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office)
2013-05-10 2023-05-01 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230501000545 2023-05-01 BIENNIAL STATEMENT 2023-05-01
220119003206 2022-01-19 BIENNIAL STATEMENT 2022-01-19
191126060287 2019-11-26 BIENNIAL STATEMENT 2019-05-01
170505006551 2017-05-05 BIENNIAL STATEMENT 2017-05-01
151113006214 2015-11-13 BIENNIAL STATEMENT 2015-05-01
130510000738 2013-05-10 APPLICATION OF AUTHORITY 2013-05-10

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
No data IDV 36F79723D0059 2023-02-15 No data No data
Unique Award Key CONT_IDV_36F79723D0059_3600
Awarding Agency Department of Veterans Affairs
Link View Page

Award Amounts
Obligated Amount 0.00
Potential Award Amount 28284570.80

Description
Title 42-2A PRODUCT DELETION
NAICS Code 325412: PHARMACEUTICAL PREPARATION MANUFACTURING
Product and Service Codes 6505: DRUGS AND BIOLOGICALS

Recipient Details
Recipient AXSOME THERAPEUTICS INC
UEI KGMGGVWRZRW4
Recipient Address UNITED STATES, 22 CORTLANDT STREET, 16TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10007

U.S. Small Business Administration Profile

Status User ID Name of Firm Trade Name UEI Address
Active P2884266 AXSOME THERAPEUTICS INC - KGMGGVWRZRW4 1 WORLD TRADE CTR FL 22, NEW YORK, NY, 10007-0090
Capabilities Statement Link -
Phone Number 917-748-2851
Fax Number -
E-mail Address maziz@axsome.com
WWW Page www.axsome.com
E-Commerce Website -
Contact Person MAHZAIB AZIZ
County Code (3 digit) 061
Congressional District 10
Metropolitan Statistical Area 5600
CAGE Code 7J7H1
Year Established 2012
Accepts Government Credit Card No
Legal Structure Corporation
Ownership and Self-Certifications -
Business Development Servicing Office NEW YORK DISTRICT OFFICE (SBA office code 0202)
Capabilities Narrative (none given)
Special Equipment/Materials (none given)
Business Type Percentages (none given)
Keywords (none given)
Quality Assurance Standards (none given)
Electronic Data Interchange capable -

SBA Federal Certifications
HUBZone Certified No
Women Owned Certified No
Women Owned Pending No
Economically Disadvantaged Women Owned Certified No
Economically Disadvantaged Women Owned Pending No
Veteran-Owned Small Business Certified No
Veteran-Owned Small Business Joint Venture No
Service-Disabled Veteran-Owned Small Business Certified No
Service-Disabled Veteran-Owned Small Business Joint Venture No

Bonding Levels
Description Construction Bonding Level (per contract)
Level (none given)
Description Construction Bonding Level (aggregate)
Level (none given)
Description Service Bonding Level (per contract)
Level (none given)
Description Service Bonding Level (aggregate)
Level (none given)

NAICS Codes with Size Determinations by NAICS
Primary Yes
Code 325412
NAICS Code's Description Pharmaceutical Preparation Manufacturing
Small Yes

Export Profile (Trade Mission Online)
Exporter Firm hasn't answered this question yet
Export Business Activities (none given)
Exporting to (none given)
Desired Export Business Relationships (none given)
Description of Export Objective(s) (none given)

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Related by address

80 STATE ST, ALBANY, NY, United States, 12207

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Date of last update: 19 Feb 2025

Sources: New York Secretary of State

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