| Name: | CETERA INVESTMENT MANAGEMENT LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 13 May 2013 (12 years ago) |
| Entity Number: | 4402703 |
| ZIP code: | 12207 |
| County: | Albany |
| Place of Formation: | Delaware |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2018-11-23 | 2023-05-26 | Address | 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Registered Agent) |
| 2018-11-23 | 2023-05-26 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process) |
| 2015-08-27 | 2017-12-11 | Name | TOWER SQUARE INVESTMENT MANAGEMENT LLC |
| 2013-05-13 | 2015-08-27 | Name | CETERA INVESTMENT MANAGEMENT LLC |
| 2013-05-13 | 2018-11-23 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2013-05-13 | 2018-11-23 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230526001486 | 2023-05-26 | BIENNIAL STATEMENT | 2023-05-01 |
| 210511060264 | 2021-05-11 | BIENNIAL STATEMENT | 2021-05-01 |
| 190508060309 | 2019-05-08 | BIENNIAL STATEMENT | 2019-05-01 |
| 181123000019 | 2018-11-23 | CERTIFICATE OF CHANGE | 2018-11-23 |
| 171211000733 | 2017-12-11 | CERTIFICATE OF AMENDMENT | 2017-12-11 |
| 170510006370 | 2017-05-10 | BIENNIAL STATEMENT | 2017-05-01 |
| 150827000308 | 2015-08-27 | CERTIFICATE OF AMENDMENT | 2015-08-27 |
| 150527006104 | 2015-05-27 | BIENNIAL STATEMENT | 2015-05-01 |
| 130814000602 | 2013-08-14 | CERTIFICATE OF PUBLICATION | 2013-08-14 |
| 130513000846 | 2013-05-13 | APPLICATION OF AUTHORITY | 2013-05-13 |
Date of last update: 19 Feb 2025
Sources: New York Secretary of State
