| Name: | PRO-TECK, LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 25 Feb 2014 (11 years ago) |
| Branch of: | PRO-TECK, LLC, Connecticut (Company Number 0755138) |
| Entity Number: | 4534198 |
| ZIP code: | 06511 |
| County: | New York |
| Place of Formation: | Connecticut |
| Address: | 85 WILLOW ST. BLDG. #3, FL #3, NEW HAVEN, CT, United States, 06511 |
Contact Details
Phone +1 203-624-9461
Email peggy@proteckllc.com
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | 85 WILLOW ST. BLDG. #3, FL #3, NEW HAVEN, CT, United States, 06511 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 210309060590 | 2021-03-09 | BIENNIAL STATEMENT | 2020-02-01 |
| 180412006212 | 2018-04-12 | BIENNIAL STATEMENT | 2018-02-01 |
| 160331006041 | 2016-03-31 | BIENNIAL STATEMENT | 2016-02-01 |
| 140225000232 | 2014-02-25 | APPLICATION OF AUTHORITY | 2014-02-25 |
| Number | Adjudicates | Phase | Disposition | Date | Fine amount | Date fine paid | description |
|---|---|---|---|---|---|---|---|
| TWC-229870 | Office of Administrative Trials and Hearings | Issued | Calendared | 2024-08-20 | 850 | No data | No later than six (6) months following the end of the trade waste broker's fiscal year, all brokers must file a report on a form or computer format prescribed by the Commission. Such annual report must include the financial statement described in subdivision (f) of this section and other information and documents concerning the broker's operations, including but not limited to: financial information reported on a calendar year basis, the management letter issued by the broker's auditor to the broker, if any, information concerning affiliations with other licensees and brokers; information concerning the organization and control of the broker, corporate control over the broker, corporations controlled by the broker, officers and directors of the broker, and security holders of and voting powers within the trade waste broker's business; and management, engineering and other contracts of the broker. The trade waste broker must certify, and the principal responsible for the broker's financial affairs must swear under oath upon penalty of perjury, that the financial statement accurately reflects the broker's accounts and financial operations. |
| TWC-230558 | Office of Administrative Trials and Hearings | Issued | Early Settlement | 2024-07-31 | 175 | No data | (j) A trade waste broker must maintain a complete and accurate Customer Register on a form or in a computer format approved by the Commission, and file the Customer Register with the Commission as provided in paragraph (3) of this subdivision. (1) The Customer Register must contain a list of all customers currently served by the broker. This list must include the customer's name and the name of an authorized representative of the customer, any trade name of the customer, the customer's address(es) of service and billing address, the customer's telephone number, the date on which services commenced, the total charge to the customer per month, and such other information as may be specified by Commission directives. Where, pursuant to 17 RCNY ? 6-03, a trade waste broker collects fees from a commercial establishment for trade waste removal by a trade waste removal business required to be licensed pursuant to this chapter, such broker shall include in the customer register a description of the other services provided for the customer as required by 17 RCNY ? 6-03(a)(iii) and shall retain for inspection by the Commission a copy of the customer's request for such collection service as required by 17 RCNY ? 6-03(a)(ii) and the contract governing the agreement to provide services. (2) If the broker has secured a contract or agreement between a customer and a provider of trade waste removal, collection or disposal services, the Customer Register shall state the name, billing address and license or registration number of the provider. Additionally, the Customer Register must include the date on which services commenced, the total charge to the customer per month, including the charge for brokering services, and such other information as may be specified by Commission directives. (3) A complete and up-to-date Customer Register must be filed twice each year: on January 31 for the period from June 1 through December 31, and on July 31 for the period from January 1 through June 30, or as often as ordered by the Commission. In the event that the Commission grants a new registration, the newly registered trade waste broker must submit its first Customer Register to the Commission no later than 90 days after the granting of its registration, unless otherwise directed by the Commission. |
| TWC-227542 | Office of Administrative Trials and Hearings | Issued | Settled | 2023-09-08 | 1000 | 2023-10-25 | (f) (1) A trade waste broker must maintain an annual financial statement in a form or computer format prescribed by the Commission. The financial statements must include a balance sheet, an income statement, a statement of cash flows and a statement of retained earnings or (if the broker is a sole proprietorship or partnership) capital. (2) The broker must retain the following records: (i) The balance sheet, including the balance for each group or type of asset, liability, and capital amount at the end of the accounting period. (ii) The income statement including the balance of each group or type of income and expense for the accounting period. (3) The following schedules must be included in the financial statement in support of the balance sheet and income statement: (i) A schedule of investments; (ii) Allowances for doubtful accounts; (iii) Prepaid expenses; (iv) Miscellaneous current and other assets; (v) Fixed assets, depreciation and accumulated depreciation; (vi) Notes payable and receivable; (vii) Taxes prepaid and accrued; (viii) Miscellaneous current and accrued liabilities; (ix) Capital stock; (x) Additional paid-in capital; (xi) Retained earnings; (xii) Intangible assets and accumulated amortization; and (xiii) Records related to any waste stream analysis performed. (4) Operating, administrative and general expenses must be summarized and shall include schedules as follows: (i) A payroll analysis with details of employee wages; (ii) A compensation schedule for officers, directors and owners; (iii) A revenue analysis; (iv) An analysis of interest paid and received; and (v) An amortization expense analysis. |
Date of last update: 25 Mar 2025
Sources: New York Secretary of State
