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SPRINGOWL ASSET MANAGEMENT LLC

Company Details

Name: SPRINGOWL ASSET MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 04 Mar 2014 (11 years ago)
Entity Number: 4538205
ZIP code: 10019
County: New York
Place of Formation: Delaware
Address: 1370 AVENUE OF THE AMERICAS, 28TH FLOOR, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2022 463969379 2023-10-12 SPRINGOWL ASSET MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 300 PARK AVENUE, 2ND FLOOR, NEW YORK, NY, 10022
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2021 463969379 2022-10-13 SPRINGOWL ASSET MANAGEMENT LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 300 PARK AVENUE, 2ND FLOOR, NEW YORK, NY, 10022
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2020 463969379 2021-10-08 SPRINGOWL ASSET MANAGEMENT LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 300 PARK AVENUE, 2ND FLOOR, NEW YORK, NY, 10022
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2019 463969379 2020-06-26 SPRINGOWL ASSET MANAGEMENT LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 767 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY, 10017
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2018 463969379 2019-07-24 SPRINGOWL ASSET MANAGEMENT LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 767 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY, 10017
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2017 463969379 2018-07-10 SPRINGOWL ASSET MANAGEMENT LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 767 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY, 10017
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2016 463969379 2017-07-20 SPRINGOWL ASSET MANAGEMENT LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 767 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2017-07-20
Name of individual signing JASON N. ADER
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2015 463969379 2016-09-12 SPRINGOWL ASSET MANAGEMENT LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 1370 AVE. OF THE AMERICAS, 28TH FL, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2016-09-12
Name of individual signing JASON N. ADER
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2014 463969379 2015-10-13 SPRINGOWL ASSET MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 1370 AVE. OF THE AMERICAS, 28TH FL, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2015-10-13
Name of individual signing JASON N. ADER
SPRINGOWL ASSET MANAGEMENT LLC 401(K) PLAN 2013 463969379 2014-09-16 SPRINGOWL ASSET MANAGEMENT LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 523900
Sponsor’s telephone number 2124457800
Plan sponsor’s address 1370 AVE. OF THE AMERICAS, 28TH FL, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2014-09-16
Name of individual signing JASON N. ADER
Role Employer/plan sponsor
Date 2014-09-16
Name of individual signing JASON N. ADER

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 1370 AVENUE OF THE AMERICAS, 28TH FLOOR, NEW YORK, NY, United States, 10019

Filings

Filing Number Date Filed Type Effective Date
140709000445 2014-07-09 CERTIFICATE OF PUBLICATION 2014-07-09
140304000541 2014-03-04 APPLICATION OF AUTHORITY 2014-03-04

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
8299647303 2020-05-01 0202 PPP 767 3RD AVENUE 32ND FLOOR, NEW YORK, NY, 10017
Loan Status Date 2021-05-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 131578
Loan Approval Amount (current) 131578
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10017-0001
Project Congressional District NY-12
Number of Employees 7
NAICS code 525910
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 132832.5
Forgiveness Paid Date 2021-04-15

Date of last update: 25 Mar 2025

Sources: New York Secretary of State