| Name: | PHOENIX ADVISORS AND MANAGERS USA LLC |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 16 Jun 2014 (11 years ago) |
| Entity Number: | 4593183 |
| ZIP code: | 12205 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 187 WOLF ROAD, SUITE 101, ALBANY, NY, United States, 12205 |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 7D3F3 | Active | Non-Manufacturer | 2015-05-04 | 2024-03-01 | No data | No data | |||||||||||||
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| POC | SARA SIDDIQ |
| Phone | +1 917-633-6120 |
| Address | 450 PARK AVE STE 2702, NEW YORK, NY, 10022 2668, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (0) | Information not Available |
|---|
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PHOENIXABS 401(K) PLAN | 2021 | 464661794 | 2022-05-13 | PHOENIX ADVISORS AND MANAGERS USA LLC | 32 | |||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2022-05-13 |
| Name of individual signing | JESSICA ZURMUHLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2017-01-01 |
| Business code | 541519 |
| Sponsor’s telephone number | 5169714665 |
| Plan sponsor’s address | 459 BROADWAY, 4TH FLOOR, NEW YORK, NY, 10013 |
Signature of
| Role | Plan administrator |
| Date | 2021-09-29 |
| Name of individual signing | NICHOLAS CALAMARI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2017-01-01 |
| Business code | 541519 |
| Sponsor’s telephone number | 5169714665 |
| Plan sponsor’s address | 459 BROADWAY, 4TH FLOOR, NEW YORK, NY, 10013 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2017-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 5169714665 |
| Plan sponsor’s address | 459 BROADWAY, 4TH FLOOR, NEW YORK, NY, 10013 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2017-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 5169714665 |
| Plan sponsor’s address | 459 BROADWAY, 4TH FLOOR, NEW YORK, NY, 10013 |
| Name | Role | Address |
|---|---|---|
| BUSINESS FILINGS INCORPORATED | Agent | 187 WOLF ROAD, SUITE 101, ALBANY, NY, 12205 |
| Name | Role | Address |
|---|---|---|
| C/O BUSINESS FILINGS INCORPORATED | DOS Process Agent | 187 WOLF ROAD, SUITE 101, ALBANY, NY, United States, 12205 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2021-02-17 | 2024-06-14 | Address | 187 WOLF ROAD, SUITE 101, ALBANY, NY, 12205, USA (Type of address: Registered Agent) |
| 2021-02-17 | 2024-06-14 | Address | 187 WOLF ROAD, SUITE 101, ALBANY, NY, 12205, USA (Type of address: Service of Process) |
| 2014-06-16 | 2021-02-17 | Address | 450 PARK AVENUE SUITE 2702, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240614003872 | 2024-06-14 | BIENNIAL STATEMENT | 2024-06-14 |
| 220601002703 | 2022-06-01 | BIENNIAL STATEMENT | 2022-06-01 |
| 210217000546 | 2021-02-17 | CERTIFICATE OF CHANGE | 2021-02-17 |
| 140616001178 | 2014-06-16 | APPLICATION OF AUTHORITY | 2014-06-16 |
Date of last update: 15 Jan 2025
Sources: New York Secretary of State
