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  5. FEARNLEY SECURITIES, INC.

FEARNLEY SECURITIES, INC.

Company Details

Name: FEARNLEY SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 01 Oct 2014 (11 years ago)
Entity Number: 4644749
ZIP code: 10022
County: New York
Place of Formation: New York
Address: 880 Third Avenue, 16th Floor, NEW YORK, NY, United States, 10022
Principal Address: 880 Third Avenue, 16th Floor, NEW YORK, NY 10022, NY, United States, 10022

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Central Index Key

CIK number Mailing Address Business Address Phone
0001627302 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022 212 277 3610

Filings since 2025-02-28
Form type X-17A-5
File number 008-69566
Filing date 2025-02-28
Reporting date 2024-12-31
File View File

Filings since 2024-03-28
Form type X-17A-5
File number 008-69566
Filing date 2024-03-28
Reporting date 2023-12-31
File View File

Filings since 2023-05-31
Form type X-17A-5
File number 008-69566
Filing date 2023-05-31
Reporting date 2021-12-31
File View File

Filings since 2023-03-01
Form type X-17A-5
File number 008-69566
Filing date 2023-03-01
Reporting date 2022-12-31
File View File

Filings since 2020-03-03
Form type X-17A-5
File number 008-69566
Filing date 2020-03-03
Reporting date 2019-12-31
File View File

Filings since 2019-03-01
Form type X-17A-5
File number 008-69566
Filing date 2019-03-01
Reporting date 2018-12-31
File View File

Filings since 2018-03-08
Form type X-17A-5
File number 008-69566
Filing date 2018-03-08
Reporting date 2017-12-31
File View File

Filings since 2017-03-01
Form type X-17A-5
File number 008-69566
Filing date 2017-03-01
Reporting date 2016-12-31
File View File

Filings since 2016-02-26
Form type X-17A-5
File number 008-69566
Filing date 2016-02-26
Reporting date 2015-12-31
File View File

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300CJYLZ1CJDIIF38 4644749 US-NY GENERAL ACTIVE 2014-10-01

Addresses
Legal C/O MARCUMBUCHANAN ASSOCIATES, 750 THIRD AVENUE, NEW YORK, US-NY, US, 10017
Headquarters 880 THIRD AVE., 16TH FLOOR, NEW YORK, US-NY, US, 10022

Registration details
Registration Date 2018-01-03
Last Update 2023-10-11
Status ISSUED
Next Renewal 2024-10-11
LEI Issuer 213800WAVVOPS85N2205
Corroboration Level FULLY_CORROBORATED
Data Validated As 4644749

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FEARNLEY SECURITIES 401(K) PLAN 2023 472271662 2024-03-04 FEARNLEY SECURITIES, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2024-03-04
Name of individual signing JASON FINK
FEARNLEY SECURITIES 401(K) PLAN 2022 472271662 2023-04-18 FEARNLEY SECURITIES, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2023-04-18
Name of individual signing JASON FINK
FEARNLEY SECURITIES 401(K) PLAN 2021 472271662 2022-10-11 FEARNLEY SECURITIES, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2022-10-11
Name of individual signing JAN ANDREAS NAESS
FEARNLEY SECURITIES 401(K) PLAN 2020 472271662 2021-09-08 FEARNLEY SECURITIES, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2021-09-08
Name of individual signing JAN ANDREAS NAESS
FEARNLEY SECURITIES 401(K) PLAN 2019 472271662 2020-09-01 FEARNLEY SECURITIES, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2020-09-01
Name of individual signing JAN ANDREAS NAESS
FEARNLEY SECURITIES 401(K) PLAN 2018 472271662 2019-07-23 FEARNLEY SECURITIES, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-07-23
Name of individual signing JAN ANDREAS NAESS
FEARNLEY SECURITIES 401(K) PLAN 2017 472271662 2018-06-28 FEARNLEY SECURITIES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2018-06-28
Name of individual signing MARIUS HALVORSEN
FEARNLEY SECURITIES 401(K) PLAN 2016 472271662 2017-07-13 FEARNLEY SECURITIES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523110
Sponsor’s telephone number 2123086247
Plan sponsor’s address 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2017-07-13
Name of individual signing MARIUS HALVORSEN

DOS Process Agent

Name Role Address
FEARNLEY SECURITIES, INC. DOS Process Agent 880 Third Avenue, 16th Floor, NEW YORK, NY, United States, 10022

Chief Executive Officer

Name Role Address
JASON FINK Chief Executive Officer 880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2014-10-01 2025-01-07 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2014-10-01 2025-01-07 Address C/O MARCUMBUCHANAN ASSOCIATES, 750 THIRD AVENUE, NEW YORK, NY, 10017, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250107003960 2025-01-07 BIENNIAL STATEMENT 2025-01-07
141001000614 2014-10-01 CERTIFICATE OF INCORPORATION 2014-10-01

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1433447204 2020-04-15 0202 PPP 880 3RD AVE, NEW YORK, NY, 10022-4730
Loan Status Date 2021-06-24
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 184300
Loan Approval Amount (current) 184300
Undisbursed Amount 0
Franchise Name -
Lender Location ID 4924
Servicing Lender Name City National Bank
Servicing Lender Address 555 S Flower St, LOS ANGELES, CA, 90071-2300
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10022-4730
Project Congressional District NY-12
Number of Employees 6
NAICS code 523110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 4924
Originating Lender Name City National Bank
Originating Lender Address LOS ANGELES, CA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 186223.79
Forgiveness Paid Date 2021-05-21

Related by officers

JASON FINK

69-46 AF GRAND AVENUE CORP.

Related by address

No related companies by address

Date of last update: 25 Mar 2025

Sources: New York Secretary of State

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