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ACADEMY SECURITIES, INC.

Company Details

Name: ACADEMY SECURITIES, INC.
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 18 Nov 2014 (10 years ago)
Date of dissolution: 18 Nov 2014
Entity Number: 4667967
County: Blank
Place of Formation: Delaware
Activity Description: The firm is a veteran-owned / minority owned broker dealer specializing in: Investment Banking; Public Finance, and Institutional Trading of Equities and Fixed Income

Contact Details

Phone +1 646-205-0240

Website http://www.academysecurities.com

Activities

#523110 Investment Banking and Securities Dealing

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
6E0F7 Cancelled Without Replacement Non-Manufacturer 2012-09-13 2024-02-28 2020-11-16 No data

Contact Information
POC RONALD C. MIMS
Phone +1 858-876-9119
Fax +1 858-408-4280
Address 1 CHASE MANHATTAN PLZ FL 39, NEW YORK, NY, 10005 1401, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ACADEMY SECURITIES, INC 401(K) 2023 366822658 2024-06-26 ACADEMY SECURITIES, INC 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 622 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2024-06-26
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2022 366822658 2023-07-11 ACADEMY SECURITIES, INC 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 622 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2023-07-11
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2021 366822658 2022-07-12 ACADEMY SECURITIES, INC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2022-07-12
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2020 366822658 2021-04-28 ACADEMY SECURITIES, INC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2021-04-28
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2019 366822658 2020-05-07 ACADEMY SECURITIES, INC 40
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2020-05-07
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2018 366822658 2019-07-18 ACADEMY SECURITIES, INC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2019-07-18
Name of individual signing KATHRYN BREWER
ACADEMY SECURITIES, INC 401(K) 2017 366822658 2018-09-18 ACADEMY SECURITIES, INC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-06-01
Business code 523110
Sponsor’s telephone number 9195370093
Plan sponsor’s address 140 EAST 45TH STREET, 5TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2018-09-18
Name of individual signing KATHRYN BREWER

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2414177205 2020-04-16 0202 PPP 140 45TH ST SUITE 5, NEW YORK, NY, 10017-3144
Loan Status Date 2021-03-11
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 963400
Loan Approval Amount (current) 963400
Undisbursed Amount 0
Franchise Name -
Lender Location ID 6076
Servicing Lender Name C3Bank, National Association
Servicing Lender Address 3727 Arlington Ave, RIVERSIDE, CA, 92506-2608
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NEW YORK, NEW YORK, NY, 10017-3144
Project Congressional District NY-12
Number of Employees 59
NAICS code 523120
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 6076
Originating Lender Name C3Bank, National Association
Originating Lender Address RIVERSIDE, CA
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 968778.98
Forgiveness Paid Date 2020-11-05

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Date of last update: 10 Mar 2025

Sources: New York Secretary of State

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