LEBENTHAL HOLDINGS, LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10169

Signature of

Role	Plan administrator
Date	2018-08-27
Name of individual signing	KENNETH SILVERMAN

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	521 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10175

Signature of

Role	Plan administrator
Date	2018-08-27
Name of individual signing	KENNETH SILVERMAN

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10169

Signature of

Role	Plan administrator
Date	2017-10-16
Name of individual signing	STEVE COLLOPY

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10169

Signature of

Role	Plan administrator
Date	2016-08-10
Name of individual signing	JAMES LEBENTHAL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10169

Signature of

Role	Plan administrator
Date	2015-05-18
Name of individual signing	JAMES LEBENTHAL

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2011-06-01
Business code	523120
Sponsor’s telephone number	2124901826
Plan sponsor’s address	230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10169

Signature of

Role	Plan administrator
Date	2014-10-16
Name of individual signing	JAMES LEBENTHAL

Circuit	Second Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2018-02-14
Termination Date	2018-05-17
Section	1452
Status	Terminated

Parties

Name	LEBENTHAL HOLDINGS, LLC
Role	Plaintiff
Name	SOUTH STREET SECURITIES HOLDIN
Role	Defendant