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HAITONG SECURITIES USA LLC

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Company Details

Name: HAITONG SECURITIES USA LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 30 Sep 2015 (10 years ago)
Date of dissolution: 28 Dec 2022
Entity Number: 4827251
ZIP code: 10018
County: New York
Place of Formation: New York
Address: 425 fifth avenue, 23rd floor, NEW YORK, NY, United States, 10018

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 425 fifth avenue, 23rd floor, NEW YORK, NY, United States, 10018

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001656347
Phone:
212-351-6012

Latest Filings

Form type:
X-17A-5
File number:
008-69694
Filing date:
2022-03-29
File:
Form type:
X-17A-5
File number:
008-69694
Filing date:
2021-03-01
File:
Form type:
X-17A-5
File number:
008-69694
Filing date:
2020-02-28
File:
Form type:
X-17A-5
File number:
008-69694
Filing date:
2019-03-15
File:
Form type:
X-17A-5/A
File number:
008-69694
Filing date:
2018-03-05
File:

Legal Entity Identifier

LEI Number:
549300UY64GGER8RM624

Registration Details:

Initial Registration Date:
2017-10-21
Next Renewal Date:
2018-10-10
Registration Status:
LAPSED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
475198024
Plan Year:
2023
Number Of Participants:
61
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
66
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
69
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
71
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
76
Sponsors Telephone Number:

History

Start date End date Type Value
2015-09-30 2022-11-03 Address 340 MADISON AVENUE, NEW YORK, NY, 10173, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
221228002294 2022-12-28 CERTIFICATE OF MERGER 2022-12-28
221103002869 2021-11-24 CERTIFICATE OF CHANGE BY ENTITY 2021-11-24
200311060583 2020-03-11 BIENNIAL STATEMENT 2019-09-01
171204007495 2017-12-04 BIENNIAL STATEMENT 2017-09-01
160120000700 2016-01-20 CERTIFICATE OF PUBLICATION 2016-01-20

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Date of last update: 25 Mar 2025

Sources: New York Secretary of State