COMPLIANCE FIRST, LLC

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Name:	COMPLIANCE FIRST, LLC
Jurisdiction:	New York
Legal type:	DOMESTIC LIMITED LIABILITY COMPANY
Status:	Active
Date of registration:	25 Nov 2015 (10 years ago)
Entity Number:	4855062
ZIP code:	10510
County:	Westchester
Place of Formation:	New York
Address:	12 PLUMWOOD ROAD, BRIARCLIFF MANOR, NY, United States, 10510

Name	Role	Address
COMPLIANCE FIRST, LLC	DOS Process Agent	12 PLUMWOOD ROAD, BRIARCLIFF MANOR, NY, United States, 10510

Filing Number	Date Filed	Type	Effective Date
151125010012	2015-11-25	ARTICLES OF ORGANIZATION	2015-11-25

Serial Number:

88438520

Mark:

SUPERVISION

Status:

ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE

Mark Type:

SERVICE MARK

Application Filing Date:

2019-05-20

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

SUPERVISION

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

For:

Broker-dealer financial services in the field of securities, namely, effecting transactions in securities for the account of others

International Classes:

036 - Primary Class

Class Status:

Active

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Date of last update: 25 Mar 2025