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  5. SHAFRAN & ROCK, PLLC

SHAFRAN & ROCK, PLLC

Company Details

Name: SHAFRAN & ROCK, PLLC
Jurisdiction: New York
Legal type: DOMESTIC PROFESSIONAL SERVICE LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 22 Apr 2016 (9 years ago)
Entity Number: 4934895
ZIP code: 12401
County: Ulster
Place of Formation: New York
Address: 730 BROADWAY, KINGSTON, NY, United States, 12401

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2023 061558200 2024-07-23 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2024-07-23
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2022 061558200 2023-10-06 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2023-10-06
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2021 061558200 2022-10-03 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2022-10-03
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2020 061558200 2021-06-18 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2021-06-18
Name of individual signing CHARLES ROCK
Role Employer/plan sponsor
Date 2021-06-18
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2019 061558200 2021-06-18 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2021-06-18
Name of individual signing CHARLES ROCK
Role Employer/plan sponsor
Date 2021-06-18
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2018 061558200 2019-10-15 SHAFRAN & ROCK, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 541110
Sponsor’s telephone number 8453831170
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing CHARLES ROCK
Role Employer/plan sponsor
Date 2019-10-14
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2017 061558200 2018-09-25 SHAFRAN & ROCK, PLLC 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 541110
Sponsor’s telephone number 8455669200
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2018-09-25
Name of individual signing CHARLES ROCK
CHARLES N. ROCK, PLLC RETIREMENT PLAN 2016 061558200 2017-10-11 SHAFRAN & ROCK, PLLC 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2010-01-01
Business code 541110
Sponsor’s telephone number 8455669200
Plan sponsor’s address 730 BROADWAY, FLOOR 1, KINGSTON, NY, 12401

Signature of
Role Plan administrator
Date 2017-10-11
Name of individual signing CHARLES ROCK

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 730 BROADWAY, KINGSTON, NY, United States, 12401

Filings

Filing Number Date Filed Type Effective Date
160422000229 2016-04-22 ARTICLES OF ORGANIZATION 2016-04-22

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
7060398507 2021-03-05 0202 PPP 730 Broadway, Kingston, NY, 12401-3450
Loan Status Date 2022-04-06
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 70000
Loan Approval Amount (current) 70000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator R
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address Kingston, ULSTER, NY, 12401-3450
Project Congressional District NY-18
Number of Employees 2
NAICS code 922130
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 46391
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address BUFFALO, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 70713.42
Forgiveness Paid Date 2022-03-24

Related by officers

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Related by address

730 BROADWAY, KINGSTON, NY, United States, 12401

730 BROADWAY KINGSTON LLC CHARLES N. ROCK PLLC RANCHO AQUARELA LLC

Date of last update: 25 Mar 2025

Sources: New York Secretary of State

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