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  5. RF INVESTMENT MANAGEMENT COMPANY, LLC

RF INVESTMENT MANAGEMENT COMPANY, LLC

Company Details

Name: RF INVESTMENT MANAGEMENT COMPANY, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 21 Jul 2016 (9 years ago)
Entity Number: 4980731
ZIP code: 12207
County: Westchester
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RF INVESTMENT MANAGEMENT COMPANY, LLC PROFIT SHARING 401(K) PLAN 2023 812862199 2024-06-11 RF INVESTMENT MANAGEMENT COMPANY, LLC 16
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2125902426
Plan sponsor’s address 501 MADISON AVENUE, STE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2024-06-11
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANGEMENT COMPANY LLC PENSION PLAN 2023 812862199 2024-06-25 RF INVESTMENT MANAGEMENT COMPANY, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2125902426
Plan sponsor’s address 501 MADISON AVENUE, STE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2024-06-25
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANGEMENT COMPANY LLC PENSION PLAN 2022 812862199 2023-05-18 RF INVESTMENT MANAGEMENT COMPANY, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2125902426
Plan sponsor’s address 501 MADISON AVENUE, STE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2023-05-18
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANAGEMENT COMPANY, LLC PROFIT SHARING 401(K) PLAN 2022 812862199 2023-07-09 RF INVESTMENT MANAGEMENT COMPANY, LLC 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2125902426
Plan sponsor’s address 501 MADISON AVENUE, STE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2023-07-09
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANAGEMENT COMPANY LLC PENSION PLAN 2021 812862199 2022-10-17 RF INVESTMENT MANAGEMENT COMPANY LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2129406430
Plan sponsor’s address 501 MADISON AVENUE SUITE 1401, NEW YORK, NY, 10022
RF INVESTMENT MANAGEMENT COMPANY LLC PROFIT SHARING 401(K) PLAN 2021 812862199 2022-10-17 RF INVESTMENT MANAGEMENT COMPANY LLC 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2129406430
Plan sponsor’s address 501 MADISON AVENUE SUITE 1401, NEW YORK, NY, 10022
RF INVESTMENT MANAGEMENT COMPANY LLC PROFIT SHARING 401(K) PLAN 2020 812862199 2021-10-15 RF INVESTMENT MANAGEMENT COMPANY LLC 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2129406430
Plan sponsor’s address 501 MADISON AVENUE, SUITE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2021-10-15
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANAGEMENT COMPANY LLC PROFIT SHARING 401(K) PLAN 2019 812862199 2020-10-15 RF INVESTMENT MANAGEMENT COMPANY LLC 8
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2129406430
Plan sponsor’s address 501 MADISON AVENUE, SUITE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2020-10-15
Name of individual signing PETER ROTHSCHILD
RF INVESTMENT MANAGEMENT COMPANY LLC PROFIT SHARING 401(K) PLAN 2018 812862199 2019-07-16 RF INVESTMENT MANAGEMENT COMPANY LLC 0
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2018-01-01
Business code 523900
Sponsor’s telephone number 2129406430
Plan sponsor’s address 501 MADISON AVENUE, SUITE 1401, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-07-16
Name of individual signing PETER ROTHSCHILD

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE ST., ALBANY, NY, 12207

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2024-01-02 2024-07-01 Address 80 STATE ST., ALBANY, NY, 12207, USA (Type of address: Registered Agent)
2024-01-02 2024-07-01 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2023-03-07 2024-01-02 Address 501 MADISON AVENUE, SUITE 1401, 14TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2019-02-20 2023-03-07 Address 501 MADISON AVENUE, SUITE 1401, 14TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2016-07-21 2019-02-20 Address 4 PUTNAM ROAD, SCARSDALE, NY, 10583, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240701032871 2024-07-01 BIENNIAL STATEMENT 2024-07-01
240102003969 2023-12-29 CERTIFICATE OF CHANGE BY ENTITY 2023-12-29
230307003913 2023-03-07 BIENNIAL STATEMENT 2022-07-01
210209060162 2021-02-09 BIENNIAL STATEMENT 2020-07-01
190220000056 2019-02-20 CERTIFICATE OF CHANGE 2019-02-20
190211061253 2019-02-11 BIENNIAL STATEMENT 2018-07-01
160915000163 2016-09-15 CERTIFICATE OF PUBLICATION 2016-09-15
160721000170 2016-07-21 APPLICATION OF AUTHORITY 2016-07-21

Related by officers

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C/O CORPORATION SERVICE COMPANY

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Related by address

80 STATE STREET, ALBANY, NY, United States, 12207

"AZERBAIJAN AIRLINES" CLOSED JOINT STOCK COMPANY "E" THE SOLUTION ASSOCIATES, LLC "KIM INTERNATIOANL 1" "ROCK BOTTOM PRICES" MOVING COMPANY, LLC "VOLGA" FIXED INCOME FUND, L.P. (((STEREOTYPE))) LLC (NY) GENESIS DEVELOPMENT +BODY BY JULIA HAART, LLC [C]WORTHY, LLC 001 DEL LLC

Date of last update: 07 Mar 2025

Sources: New York Secretary of State

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