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  5. SWL ADVISORS, LLC

SWL ADVISORS, LLC

Company Details

Name: SWL ADVISORS, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 15 Aug 2016 (9 years ago)
Entity Number: 4993310
ZIP code: 10580
County: Albany
Place of Formation: New York
Address: 41 GREENHAVEN RD., RYE, NY, United States, 10580

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SWL ADVISORS LLC 401(K) PROFIT SHARING PLAN 2022 814555786 2023-01-08 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2023-01-08
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC CASH BALANCE PLAN 2022 814555786 2023-03-21 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2023-03-21
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC 401(K) PROFIT SHARING PLAN 2021 814555786 2022-06-19 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2022-06-19
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC CASH BALANCE PLAN 2021 814555786 2022-06-19 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2022-06-19
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC CASH BALANCE PLAN 2020 814555786 2021-08-05 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2021-08-05
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC 401(K) PROFIT SHARING PLAN 2020 814555786 2021-08-05 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2021-08-05
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC 401(K) PROFIT SHARING PLAN 2019 814555786 2020-09-25 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2020-09-25
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC CASH BALANCE PLAN 2019 814555786 2020-09-25 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 200 WEST 24TH STREET, 8A, NEW YORK, NY, 10011

Signature of
Role Plan administrator
Date 2020-09-25
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC CASH BALANCE PLAN 2018 814555786 2019-09-02 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 50 EAST 28TH STREET, 10M, NEW YORK, NY, 10016

Signature of
Role Plan administrator
Date 2019-09-02
Name of individual signing STEPHANIE LEE
SWL ADVISORS LLC 401(K) PROFIT SHARING PLAN 2018 814555786 2019-09-02 SWL ADVISORS LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 812990
Sponsor’s telephone number 6465740273
Plan sponsor’s address 50 EAST 28TH STREET, 10M, NEW YORK, NY, 10016

Signature of
Role Plan administrator
Date 2019-09-02
Name of individual signing STEPHANIE LEE

DOS Process Agent

Name Role Address
STEPHANIE LEE DOS Process Agent 41 GREENHAVEN RD., RYE, NY, United States, 10580

Agent

Name Role Address
WANHI SAERNO Agent 41 GREENHAVEN RD., RYE, NY, 10580

Filings

Filing Number Date Filed Type Effective Date
170601000702 2017-06-01 CERTIFICATE OF PUBLICATION 2017-06-01
170316000461 2017-03-16 CERTIFICATE OF CHANGE 2017-03-16
160815010131 2016-08-15 ARTICLES OF ORGANIZATION 2016-08-15

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1954197305 2020-04-28 0202 PPP 200 W 24th St, New York, NY, 10011-1736
Loan Status Date 2021-02-23
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 27500
Loan Approval Amount (current) 27500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10011-1736
Project Congressional District NY-12
Number of Employees 2
NAICS code 999990
Borrower Race Asian
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 474333
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address San Francisco, CA
Gender Female Owned
Veteran Non-Veteran
Forgiveness Amount 27687.6
Forgiveness Paid Date 2021-01-07
5248278400 2021-02-08 0202 PPS 200 W 24th St, New York, NY, 10011-1736
Loan Status Date 2021-09-30
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 27520
Loan Approval Amount (current) 27520
Undisbursed Amount 0
Franchise Name -
Lender Location ID 48270
Servicing Lender Name JPMorgan Chase Bank, National Association
Servicing Lender Address 1111 Polaris Pkwy, COLUMBUS, OH, 43240-2031
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10011-1736
Project Congressional District NY-12
Number of Employees 3
NAICS code 541611
Borrower Race Asian
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 474333
Originating Lender Name JPMorgan Chase Bank, National Association
Originating Lender Address San Francisco, CA
Gender Female Owned
Veteran Non-Veteran
Forgiveness Amount 27664.01
Forgiveness Paid Date 2021-08-19

Related by officers

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Related by address

No related companies by address

Date of last update: 07 Mar 2025

Sources: New York Secretary of State

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